Evaluation of coupled ANN-GA model to prioritize flood source areas in ungauged watersheds Open Access

Identification of flood source areas (FSAs) through detailed simulation and analysis of runoff generation processes at cell scale is one of the most important tasks in flood management. The physically based distributed hydrological models (DHM) are often used to represent the complex, dynamic, and nonlinear rainfall-runoff (R-R) response; however, they require a large volume of data to run and sometimes have difficulty accounting for land-cover changes and parameter calibration. Moreover, hydrological models are inadequate for flood mapping studies for ungauged or poorly gauged watersheds. A valuable tool to overcome this modeling limitation is artificial neural network (ANN) application. Black box or data-driven models, such as ANN models, have also been developed to simulate R-R processes in flow prediction, because the rainfall-runoff process is a complex and nonlinear one. In addition, ANNs are often less expensive to train and simpler to implement in hydrologic applications than other types of conceptual/physical rainfall-runoff models (Abrahart et al. 2004). Awchi & Srivastava (2009) stated that although data-driven techniques often require similar data to physically based models, they need much less development time, are useful for real-time applications, and prove capable of accurately predicting streamflow.

In the last two decades, computational intelligence techniques, such as ANNs, have proven in many fields to be able to simulate complex and nonlinear systems because they have the ability of ‘learning’ from data. ANNs have received a great deal of attention in different aspects of hydrology, such as rainfall-runoff modeling (e.g., Sudheer et al. 2002; Bharti et al. 2017), river discharge prediction in semi-arid regions (e.g., Mwale et al. 2014; Babaei et al. 2019), and flood hazard mapping (e.g., Kourgialas & Karatzas 2017). Given their intrinsic nature, ANNs do not require detailed knowledge of physically complex processes of a system in order to recognize the relationship between input and output. ANN drawbacks are related to their black box approach (i.e., no physical meaning of the concerning parameters) and extrapolation capacity (He et al. 2014). Kişi et al. (2012) mentioned that computational models may offer promising alternatives for continuous streamflow prediction.

Some researchers have reported that the feedforward neural network (FFNN) model named multilayer perceptron (MLP) has better capability in rainfall-runoff modeling compared with other types of ANN models (e.g., Shamseldin 1997; Rezaeianzadeh et al. 2014; Bharti et al. 2017). MLP is perhaps the most popular ANN architecture which is believed to be capable of approximating arbitrary functions (Kisi 2005). This has been important in the study of nonlinear dynamics. MLPs are typically trained using the back propagation (BP) algorithm (Rumelhart et al. 1986) in which the network's interconnecting weights are iteratively changed to minimize the predefined error, which is mean square error (MSE) (Sudheer et al. 2002).

Genetic algorithm (GA) (Holland 1975) is a type of evolutionary algorithm that can be used for calibrating the rainfall-runoff models through an evolutionary search on a population of randomly generated individuals over a number of generations (e.g., Khazaei et al. 2014). The GA has also been applied to optimize the training of data resulting in improved ANN simulation of a hydraulic flow model (Kamp & Savenije 2006). Hence, the hybrid ANN-GA is a powerful method for simulation and forecasting of surface flows (Bozorg-Haddad et al. 2016).

In recent decades, different geostatistical and mathematical methods along with distributed hydrological models (DHM) have been developed for watershed partitioning into homogenous hydrological regions (HHRs). Clustering, as a data-driven model, has been used to identify HHRs using hydrologic or watershed characteristics. Also, clustering as a multivariate technique attempts to discover structures or certain patterns in a data set, where the objects inside each cluster show a certain degree of similarity (Araghinejad 2014). Fuzzy c-means (FCM) (Bezdek 1981) has been widely applied in numerous applications involving discretization of watersheds into groups (e.g., Rao & Srinivas 2006) and in regionalization studies (e.g., Basu & Srinivas 2015).

Hybrid self-organizing feature mapping (SOFM) (Kohonen 1982) coupled with the FCM clustering method, denoted as SOMFCM in this study, has been successfully applied in the regionalization of sites or watersheds (e.g., Srinivas et al. 2008; Singh & Singh 2017). It is believed that the performance of the FCM algorithm is improved when coupled with the SOFM method. SOMFCM can identify homogeneous regions more quickly and accurately while minimizing the FCM objective function (Nadoushani et al. 2018).

A prerequisite to any flood control strategy is the evaluation of spatial distribution of surface runoff generation and subsequent flood translation-attenuation throughout a watershed–stream network. Saghafian & Khosroshahi (2005) proposed a unit flood response (UFR) approach to identify and prioritize FSAs of a given watershed on the basis of their contribution to the flood response at the main outlet. In the UFR approach, unit areas at the desired scale in the watershed are successively removed in the simulation process, and their effects at the outlet are quantified. There have been a number of UFR applications for spatial prioritization of runoff sources (e.g., Saghafian et al. 2010, 2012, 2015; Sanyal et al. 2014). As such, UFR may help managers to effectively select areas for flood control practices through identifying critical FSAs.

The main objective of this study is to assess the capability of a fuzzy hybrid clustering method coupled with ANN-GA in prioritizing FSAs (or identifying high ranks of FSAs) which are the most important areas for flood management in a gauged or ungauged semi-arid watershed. Prioritization is based on flood index (FI) quantity (i.e., FSAs map) as simulated by a DHM and resulting from the application of UFR approach at cell scale in a gauged watershed. The study consists of three main parts. First, the FSAs are identified/quantified via a calibrated hydrological model and implementing the UFR approach. Second, HHRs are derived by SOMFCM. Then, the coupled ANN-GA is applied to predict FI in HHRs at cell scale using some dominant input variables. Third, the transferability of the proposed methodology (ANN-GA) in FI prioritization is evaluated in two semi-arid watersheds.

A combined DHM and flow routing method was implemented in HEC-HMS to identify the FSAs. The SCS-CN excess rainfall method, a modified version of the Clark rainfall-runoff model (ModClark) at cell scale, and Muskingum river flow routing method were the choices activated in the HEC-HMS.

T_c and R are main ModClark model parameters at subwatershed scale. In this study, empirical well-known relationships such as Kirpich, Bransby Williams and Kerby were used to initially estimate T_c values based on physical features of the subwatersheds. Overall, three parameters, initial abstraction ratio (I_a), T_c, and R, were calibrated along with two Muskingum parameters, X and K.

Among fuzzy clustering methods, the FCM algorithm (Bezdek 1981) is simple and comprehensive, wherein each data point belongs to a cluster to some degree that is specified by a membership grade. Similar to most clustering methods, the main disadvantage of the FCM algorithm is its sensitivity to m (the weight exponent or fuzzification parameter) and c (number of clusters), both of which should be optimized simultaneously. To do this, some proposed techniques along with applying selected conventional fuzzy cluster validation indices (Pal & Bezdek 1995) have been used.

A particular category of ANN, known as SOFM (Kohonen 1982), has been used as a clustering tool in order to convert the complex nonlinear statistical relationship among high-dimensional input data into a simple and geometric relationship on a low-dimensional display (Nourani et al. 2015).

In this study, SOMFCM, a fuzzy hybrid clustering approach in which the SOFM method provides the initial cluster centers to improve performance of the FCM algorithm for discretization of watersheds into HHRs was assembled using features of R programming language.

The GA is an evolutionary algorithm whose logic mimics evolutionary processes. An objective function is calculated based on the decision variables, which are initialized randomly. In this paper, the GA was used to determine the ANN parameters such as the number of hidden layers and the number of neurons in each layer. In addition, in nonlinear functions optimization using traditional methods, it is possible that the algorithm converges to local optima instead of finding the global optimal solution, whereas the GA has the potential of avoiding those local optima.

An ANN is a simulation technique based on the human nervous system. It has a structure that mimics the human brain and the body's nervous system. ANN is a powerful tool for forecasting complex phenomena (Govindaraju 2000). The ANN structure consists of neurons arranged in layers. In an ANN, each neuron operates independently while the whole network's capability is based on the performance of each individual neuron. In general, the number of neurons, layers (consisting of input, hidden, and output layers), and weights should be defined to create the structure of an ANN model. The number of hidden layers and number of neurons in each hidden layer should be determined using experimental and trial-and-error methods to avoid under- and/or over-fitting problems (Valipour et al. 2013). Figure 1 shows the schematic view of the ANN model used in this study.

In this study, a number of multilayer perceptron (MLP) networks with one input layer, one, two, or without any hidden layers, and one output layer along with back propagation algorithm was employed in order to predict FI value at cell scale. The inputs to the ANN model were watershed characteristics' layers while the corresponding output was the FI as simulated via UFR. In addition, tangent sigmoid and linear were the transition functions for hidden and output layers, respectively. The Levenberg–Marquardt algorithm is believed to produce reasonable results for most ANN applications (Awchi 2014), therefore it was selected for this study.

The Tangrah watershed, covering 1,970 km² in area, is located in northeastern Iran. For this study, the watershed was divided into six major subwatersheds (Figure 2).

The dominant climate is of semi-arid type. Although most rainfall occurs in winter, summers are not entirely dry, such that floods of large magnitudes mainly form in summer thanks to high intensity storms. The watershed-average annual rainfall is about 400 mm. Vegetation varies from poor range in the east and south to dense forest at subwatersheds 4 and 6 (Saadat et al. 2011). Also, soil texture consists of loamy sand and sand, loam, sandy clay loam, and clay loam. Table 1 lists the main characteristics of all subwatersheds.

The eastern part of the well-gauged WGEW with an area of 93.4 km² was selected as the second study area (Figure 3). The climate is classified as semi-arid, with mean annual temperature of 17.7 °C and mean annual precipitation of 350 mm. WGEW is managed by the Southwest Watershed Research Center (SWRC) in Tucson. Grassland is the primary land use while soils are dominantly sandy and gravelly loams. Almost all the runoff is generated by summer thunderstorms, and runoff volumes and peak flow rates vary greatly with area and on an annual basis (USDA 2007). Subwatersheds' characteristics are presented in Table 2.

Tangrah and WGEW study areas have similarities including high flood potential, especially in the summer period, while they enjoy a sufficient number of recorded rainfall-runoff data for model calibration. In this study, slope, curvature, CN, distance from the nearest stream (Distance), flow length, normalized difference vegetation index (NDVI), soil saturated hydraulic conductivity (Ksat), and Topographic Position Index (TPI) as an index reflecting tendency to saturate (Weiss 2001) were selected as the layers that influence rainfall-runoff processes.

The flow chart of the study procedure is presented in Figure 4.

According to Figure 4, the FA, SOMFCM, and ANN-GA were applied for FI prediction in HHRs using effective input features (right path in Figure 4) while hydrological modeling and UFR approach were used to generate the FSAs map (left path in Figure 4). As HHRs have an almost similar response to rainfall, they are to be expected to facilitate ANN in the training phase. All steps in both parts are carried out at cell scale. Then, simulated (UFR) and predicted FI (ANN) are compared to each other.

In this study, two and seven storm events in two different study areas (i.e., Tangrah and WGEW) over the 2000–2018 period were used for calibration, respectively. Through inspection of recorded rainfall and runoff data, most of the annual maximum peak flows have occurred during summer in both watersheds. As a result, the dominant antecedent moisture condition (AMC) was selected as dry. Also, the cell sizes were selected as 500 and 150 m for Tangrah and WGEW, respectively. Based on the ratio of simulated to observed discharge (Qobs./Qsim.), manual calibration focusing on peak flows was carried out at 1-hour and 10-minute time steps for Tangrah and WGEW, respectively (Tables 3 and 4). In Tangrah, most of the calibrated parameters were similar to the ones obtained by Saghafian et al. (2014). Figure 5(a)–5(d) show some selected hydrographs at the main outlets of the study areas.

As shown in Figure 5, the ModClark model and Muskingum flow routing method were well calibrated in both watersheds. Moreover, the average ratio of simulated to observed discharge (Qobs./Qsim.) was determined as 87.8 and 73.4 percent as the best result of manual calibration for Tangrah and WGEW, respectively. The results of calibration were also similar to Golian et al. (2010) (for Tangrah) and Foda et al. (2017) (for WGEW).

Rainfall depth corresponding to a 50-year return period (denoted as P50) was derived from the rainfall frequency analysis of available long-term annual maximum time series for some rain gauge stations. The point-wise 50-year design storm was spatially interpolated over the watershed using the inverse distance weighted (IDW) method. The Huff 2nd quartile curve was derived and applied to represent the temporal pattern of the design storm in each subwatershed. Storm duration was approximately set equivalent to the watershed time of concentration (i.e., 12 hours for Tangrah and 75 minutes for WGEW). According to Saghafian et al. (2014), the spatially averaged 5-day rainfall accumulations prior to the occurrence date of annual maximum storm events for all subwatersheds were determined in both study areas over a long-term period. The results revealed that most of the maximum annual daily rainfall events were categorized as AMC I (dry).

Since the UFR target point was set to the main outlet of the watersheds, there was a need to perform Muskingum flow routing through river reaches. Therefore, for UFR application, the calibrated model (Tables 3 and 4) was subjected to the 50-year return period rainfall under dry AMC condition. The peak flow discharge corresponding to the 50-year rainfall was simulated as 233.6 and 82.2 (cm) for Tangrah and WGEW, respectively. Then, the UFR approach was performed via removing one-by-one watershed cells. Therefore, one model run was undertaken for each cell (i.e., 7,380 model runs for Tangrah and 4,004 model runs for WGEW) in order to determine FI for each cell.

At first, factor analysis (FA) was applied in order to reduce the dimensionality of the data set. The total number of cells entering into FA was equal to 7,380 and 4,004 for each selected clustering input variable in Tangrah and WGEW, respectively. In this study, 8 and 12 distributed variables of watershed features were entered into FA for Tangrah and WGEW, respectively. Three superior variables were DEM, TPI, and Slope (for Tangrah) and DEM, NDVI, and TWI (for WGEW). Since rainfall is indeed the most important factor in rainfall-runoff events, it must be taken into account in the prioritization of the regions in terms of potential runoff generation (Saghafian & Khosroshahi 2005). Thus, the P50 layer must be inserted into the clustering procedure along with the most effective variables resulting from the FA.

Different numbers of clusters and SOFM configurations were evaluated through several runs based on the silhouette width (Rousseeuw 1987). In summary, the best configuration of lattice neighborhood structure corresponding to each number of clusters was entered into the fuzzy clustering for both watersheds. Then, the FCM clustering was implemented in various possible runs (i.e., for 1.1 ≤ m ≤ 2.5 and for 4 ≤ c ≤ 9) in order to determine optimum m and c. For this purpose, six well-known conventional validation indices including V_EXB, the extended FCM Xie–Beni index (Pal & Bezdek 1995), V_K, Kwon index (Kwon 1998), V_FS, Fukuyama and Sugeno validity measure (Fukuyama & Sugeno 1989), V_PC, partition coefficient (Bezdek 1974), V_PE, partition entropy (Bezdek 1974), and CI, confusion index (Burrough et al. 1997) were calculated for different m and c. Table 5 presents the range of each aforementioned indices.

Since it was difficult to determine optimum m and c based on the results of fuzzy validation indices, other validation techniques (e.g., Nadoushani et al. 2018) were applied. In this study, optimum values of m = 1.6 and c = 5 were dominant in most clustering runs in both watersheds, as presented in Table 5. Therefore, Tangrah and WGEW may be divided into five clusters or HHRs based on the optimum SOMFCM clustering (Figures 6(a) and 7(a)). In other words, each watershed cell is assigned to one of five clusters. Therefore, the ANN would be developed in these clusters. Furthermore, the UFR-derived FSAs map is shown in Figures 6(b) and 7(b).

Identification of areas with high flood potential is important in flood control studies. According to Figures 6(b) and 7(b), most parts of the study areas have low to very low flood potential so that only 1.1% of Tangrah and 2.3% of WGEW fall within high to very high FSA classes. Comparison of Figures 6(a) and 7(a) shows that areas of high flood classes fall within clusters 4 and 5 in Tangrah and clusters 1 and 2 in WGEW. Therefore, in order to identify the most critical SOMFCM clusters in terms of flood potential, dominant surface factors resulting from FA should be taken into account.

In this study, the watershed cells which have common features in flood generation are denoted by PHZ. In fact, PHZs are parts of HHRs (as derived by SOMFCM) distributed throughout the subwatersheds (Tables 6 and 7 and Figures 6(a) and 7(a)).

As presented in Tables 6 and 7, there are 20 PHZs in each study watershed in which the ANN model is trained and/or predicted at cell scale. For instance, as shown in Figure 6(a), five PHZs are located in subwatershed 4. Also, in WGEW (Figure 7(a)), subwatershed 1 has only three PHZs. On the other hand, some PHZs are only used in the prediction phase, because their number of cells is less than the predefined threshold number (i.e., in this study, equal to 20% of the total number of cells in the corresponding cluster). As a result, PHZs larger than the aforementioned threshold could be used in both training and prediction phases. For example, in Tangrah, PHZ 1 is trained and PHZs 5, 9, and 13 are predicted, because they are all in the same cluster. Then, PHZ 9 is trained and PHZs 1, 5, and 13 are predicted. Here, PHZs 5 and 13 are only predicted based on the trained ANN (PHZs 1 and 9). Due to the aforementioned threshold, PHZ 17 (in Tangrah) and PHZ 20 (in WGEW) were used only for prediction.

As there is no default selection for an ungauged subwatershed, PHZs with different values of mean FI for each subwatershed could be separately tested for prediction. The given ungauged subwatershed may include at least one to up to a number of clusters. In this ration, all features of the gauged and ungauged watersheds must be entered into the clustering stage to form common HHRs (i.e., clusters) before the ANN procedure is implemented. As such, transferability of the trained ANN is evaluated for FI prediction in an adjacent ungauged subwatershed having some PHZs.

FI prediction was performed for PHZs by the superior variables entered into the clustering at cell scale. The contributing variables in the prediction were DEM-TPI-Slope-P50 for Tangrah and DEM-TWI-NDVI-P50 for WGEW. The standardized inputs (i.e., four variables for each watershed) and one output (i.e., FI simulated via UFR) of the two case studies were randomly used to evaluate the proposed ANN-GA for FI prediction.

GA was separately applied on PHZ cells in each PHZ for finding the best ANN architecture. The performance of GA optimization model depends on proper selection of GA parameters. Thus, it is necessary to calibrate the GA parameters, such as crossover rate (P_c) and mutation rate (P_m). A sensitivity analysis consisting of several short runs yielded P_c = 0.7 and P_m = 0.3. Therefore, the GA was run for 100 iterations to determine the optimum network architecture including the number of hidden layers (0 to 2) and the number of neurons (0 to 10) in each hidden layer in each study area. ANN training runs for PHZs obtained the average optimal ANN architecture as 7–5 and 4–3 for Tangrah and WGEW, respectively.

The optimized architecture for each PHZ is different from other PHZs. Therefore, the ANN was applied on PHZ cells for all PHZs that participated in the training phase. For this purpose, different splits of the existing data set were examined for the ratio of training/testing varying from 60/40 to 80/20 percent. According to the evaluation criteria (i.e., MSE, MAE, and RE), the obtained results for the 80/20 percent ratio were marginally better than other cases. Then, the trained and tested ANN was used for FI prediction in PHZs which have a common cluster number and could participate in the prediction phase. For instance, in Tangrah, PHZ 1 was selected for training and PHZs 5, 9, and 13 were used for prediction (Table 6).

The overall ANN results for the 80/20 percent ratio along with the corresponding statistical criteria are presented in Table 8.

As there are several PHZs in each cluster, the PHZ averages of the performance criteria are presented in Table 8. Although FI values used in the training phase are subject to uncertainty of model calibration and input data, overall results indicate a good performance. Taking the values of MSE, MAE, and RE into account, the results indicate that FI values were accurately predicted via ANN, especially in the prediction phase in clusters of high FI (i.e., cluster 5 in Tangrah and cluster 1 in WGEW).

Table 8 also reveals that the values of MSE, MAE, and RE in the prediction phase for Tangrah were generally better than those of the WGEW. One reason may be use of more input data in Tangrah compared to WGEW (i.e., 7,380 cells versus 4,004 cells). Moreover, mean RE for all PHZs was calculated as 24.9 and 35.2% for Tangrah and WGEW, respectively. On the other hand, mean RE for PHZ cells corresponding to clusters of the two highest flood potential areas were better than others in both study areas. This indicates that the predicted FI values have acceptable accuracy in high flood clusters, in spite of using the FI values (obtained from UFR) in the ANN training phase.

Figures 8(a) and 8(b) show the distribution of predicted FI for all PHZ cells in both study areas.

Comparison between Figures 8(a) and 6(b) (Tangrah) and Figures 8(b) and 7(b) (WGEW) indicates that the ANN properly predicted FI in most flood potential classes, especially in higher classes. Also, there is a similarity between the map of FI simulated via UFR and the map of FI predicted via ANN in both study areas.

Most parts of both study watersheds have low FI and, consequently, low effect on the peak flow at the main outlet, because most areas in both watersheds consist of plains receiving lower rainfall depths and subject to high infiltration. However, maximum FI values may also be observed in downstream areas closer to the main outlet. In such areas, there is a slight difference between simulated FI (UFR) and predicted FI (ANN).

The lower the FI value, the less the contribution of the cell to the peak flood at the outlet. Mean of FI in Tangrah and in WGEW were determined as 0.127 and 1.063 (cm/km²) via the UFR approach, respectively, while the unit cell area in Tangrah is almost 11 times that of the WGEW. However, the FI values of WGEW are much greater than those of Tangrah, because WGEW produces high runoff generated by summer thunderstorms over a small area.

Figures 9(a) and 10(a) show the average FI for PHZ cells. Moreover, aggregation of the FI values resulting from PHZ cells yields the average FI for each subwatershed (Figures 9(b) and 10(b)).

As evident in Figures 9 and 10, there is high agreement between the simulated (UFR) and predicted (ANN) FI values in both watersheds. Moreover, as Figures 9(a) and 10(a) show, although there are a few exceptions, the predicted FI via ANN are almost equal to those of UFR, especially for PHZs having high FI (i.e., clusters 4 and 5 in Tangrah and clusters 1 and 2 in WGEW). On the other hand, the results of ANN FI prediction are relatively poor in a few PHZs, which correspond to the clusters of low or very low flood potential classes; thus, they are of little importance in flood control planning.

In terms of flood potential prioritization in all PHZs (Figures 9(a) and 10(a)), it may be said that the methodology has been successful in 90% and 80% of Tangrah and WGEW areas, respectively. This means that among 20 PHZs in both watersheds, 18 and 16 PHZs have been correctly prioritized in Tangrah and WGEW, respectively. In addition, the accuracy of PHZs' prioritization corresponding to rank 1 and 2 clusters was 100%. This indicates that ANN outcome could be transferable to each clustered HHR in order to predict FI in an adjacent ungauged subwatershed having common clusters (HHRs) with gauged subwatersheds. As a result, the ANN could correctly prioritize HHRs (at least ranks of 1 and 2) in an ungauged subwatershed.

FI values resulting from PHZ cells were aggregated for prioritization at subwatershed scale (Figures 9(b) and 10(b)). Generally, the ANN could correctly prioritize most subwatersheds in both study areas except WGEW subwatershed 1 ranking third in FI. Moreover, the ANN overestimated the FI in most subwatersheds in both watersheds at cell scale, with the exception of subwatershed 4 in Tangrah and subwatershed 5 in WGEW.

No correlation was found between FI and any of the ANN input variables in Tangrah and WGEW at both PHZ and cell scales. In Tangrah, the mean R² values were calculated as 0.14 and 0.07 at PHZ and cell scales, respectively. Similarly, in WGEW, the mean R² values were determined as 0.13 and 0.05 at PHZ and cell scales, respectively. As a result, it is not possible to predict FI based on only one variable via ANN at cell or PHZ scales in either study area.

In this study, the UFR approach was carried out through successive implementations to evaluate the effect of watershed cells on the peak flow at the main outlet of two semi-arid watersheds. The result was the FI cellular or FSA map. On the other hand, different physiographic features along with 50-year rainfall were selected to be used in the SOMFCM clustering technique as well as in the ANN-GA model. The most effective variables that contributed to SOMFCM were identified through FA. As a result, the clustered HHRs' map was prepared to facilitate ANN in the training phase. Also, ANN architecture was optimized with GA. Major conclusions are as follows:

• Among various geomorphological and hydrological inputs impacting non-linear and complex rainfall-runoff processes, DEM, TPI, and slope (for Tangrah) and DEM, NDVI, and TWI (for WGEW) along with P50 were dominant factors in identifying the FSAs in semi-arid regions. In other words, input variables used in the UFR approach are the most effective factors for FI prediction via ANN at cell scale.

• As expected in semi-arid watersheds, most parts of the study areas do not significantly contribute to the flood reaching the outlet. However, in both study areas, the spatial pattern of the FI map resulting from UFR was similar to that of the ANN model. Moreover, the locations of critical FSAs with maximum FI values were identified almost accurately via ANN.

• Although the results of ANN in the Tangrah watershed (with larger area and coarser grid cell size) were better than those of the WGEW, overall results proved transferability and effectiveness of the ANN-GA model in FI prediction in semi-arid watersheds. However, ANN validity for FI prediction in humid watersheds must be studied.

• In spite of the fact that there is a nonlinear and complex relationship between input variables and FI, the results of the ANN-GA model coupled with SOMFCM clustering were promising. Therefore, the methodology may be transferable to each of the clustered HHRs in order to predict FI in an adjacent ungauged subwatershed having a common cluster (or HHR) with the other gauged subwatersheds.

• Since no correlation or direct relationship was found between FI and any of the input variables participating in prediction via ANN, it is not possible to predict FI based on only one variable at cell or PHZ scales in either study area. However, the methodology was capable of correctly prioritizing high-rank HHRs (i.e., ranks 1 and 2) in ungauged subwatersheds.

• One should not expect that the methodology predicts FI with high accuracy for all cells, because FI values used in the training phase are subject to uncertainty in model calibration and input data. However, the use of four input variables via ANN-GA had acceptable accuracy for FI prediction in HHRs having high priority in flood generation of gauged and ungauged watersheds.