This study investigates the effectiveness of ponds as a nature-based solution (NBS) to concurrently ameliorate flood and drought impacts, emphasizing the need for an integrated response to multi-extreme hydrological events. We incorporate ponds into agricultural landscapes in the Bagmati River Basin of Nepal and assess their performance using the Soil and Water Assessment Tool (SWAT+). Six different scenarios are thoroughly explored to see how these interventions affect the main components of the water balance, such as surface run-off, lateral flow, percolation, and evapotranspiration. The spatial efficiency of the ponds, particularly in their immediate surroundings and downstream areas, has been proven to be a crucial factor in their overall efficacy in attenuating extremes, which increases with the size of the intervention area. Although the effects of ponds on floods and droughts are minor, they could be significantly magnified by a synergistic use of other NBS tactics, such as conservation tillage or soil conservation techniques. Future studies should establish the most appropriate sites and volumes for these interventions, as well as further investigate the possible advantages of several NBS, to optimize flood and drought management in the Bagmati River Basin and other similarly susceptible places.

  • This research contributes to the studies that aim at understanding changes in river basins due to the implementation of ponds as an NBS.

  • Ponds have the potential to attenuate both floods and droughts.

  • Modeling of NBS is useful for assessing its effectiveness for river basin water management.

Reducing the threat of severe events like floods and droughts is a growing priority for water resource development and management. These two catastrophic phenomena have caused unimaginable misery and economic loss for 3 billion people over the past two decades (The World Bank 2021). A flood event is an abnormally high river flow that exceeds a predefined threshold and is likely associated with damage (Prudhomme et al. 2023). Two distinct approaches can be used to classify flood events: annual maximum (AM) series and peak over threshold (POT), to study their occurrence frequency. The AM method allows the selection of AM discharge values, i.e., one event per year for the frequency analysis. There is a possibility that this method may exclude some multiple flood peaks that occur in the same year but may include some lesser peaks occurring in some other years (Bezak et al. 2014). On the other hand, the POT method selects all peak values above a certain threshold level. However, with the POT method, several complexities are associated with its application. According to Lang et al. (1999), the main complexity is the selection of threshold level as there is no universal value that has to be selected. Similarly, Bezak et al. (2014) mentioned that the independence criteria of the events are to be taken care of during the selection of peak values such that no two selected flood peaks relate to the same flood mechanism. Because the AM method is simple and well-established (Prudhomme et al. 2023), it is still the most widely used approach in the analysis of flood frequency (Lang et al. 1999). Its greatest advantage is that it ensures the selected peaks are independent of one another (Nagy et al. 2017).

A general definition of drought is provided by Tallaksen et al. (1997) as the drought being regional in nature and that leads to critical conditions in the event of prolonged water scarcity over huge areas. Different types of droughts are discussed in the literature, including meteorological droughts, soil moisture droughts, and hydrological droughts. These are classified according to different stages of hydrological cycles. Meteorological droughts are mostly the result of a deficiency in precipitation. Soil moisture drought occurs when there is a deficiency of soil moisture (primarily in the root zone), hence limiting the availability of moisture to vegetation (Van Loon 2013). Soil moisture droughts are sometimes referred to as agricultural droughts as they are closely related to crop failure. Hydrological drought, on the other hand, is related to a deficit in surface and sub-surface water (e.g., river discharge, groundwater levels, or water level in lakes) (Van Loon 2013). Droughts begin as meteorological droughts, progress to soil moisture droughts, and eventually become hydrological droughts (Fleig et al. 2006). The primary focus of this research is the streamflow characteristics based on the discharge time series. For characterizing the streamflow droughts, many authors have used the threshold level method (e.g., Zelenhasic & Salvai 1987; Kjeldsen et al. 2000; Fleig et al. 2006), where they used streamflow as the variable to identify the presence of a drought event. Here, drought occurs when the streamflow value falls below a predefined threshold. The primary advantage of this method is that it can characterize the events on a daily basis and also allows for detailed monitoring of the start and end of the event.

The Bagmati River Basin of Nepal is one of the major river basins that support much of the country's socioeconomic activity (Babel et al. 2012). This basin often faces the problem of flooding, resulting in enormous destruction every year. Although numerous structural solutions have been implemented to mitigate floods, flood-related losses are not diminishing. Dixit et al. (2008) concluded that when structural barriers keep floodwater from draining rapidly, they benefit a few settlements but harm downstream and vulnerable places. Although droughts are not widely studied in Nepal as much as flooding, few studies indicate that they cannot be excluded. Bagale et al. (2021) analyzed the drought over Nepal using standard precipitation index (SPI) for a period between 1977 and 2018 for 107 rainfall stations. According to the occurrence of droughts, they classified the years as summer drought years (8 years) and annual drought years (10 years). Shrestha et al. (2018) conducted a future drought assessment for the Bagmati River Basin and found that drought events with different severity and extent are likely to occur in 10 of the 24 years between 2030 and 2053.

The increasing frequency of floods and droughts necessitates the development of novel solutions for the sustainable management of water resources. Recent focus has shifted towards some natural solutions that mimic the natural process, are sustainable, and can mitigate the risk without producing any environmental risk. This solution is usually termed as nature-based solution (NBS). NBSs harness the power of natural processes to address issues including climate change, water resources, food security, or disaster risk management (Pauleit et al. 2017). NBS slows down the rate of run-off in a catchment by boosting interception, infiltration, or storage for flood water, hence mitigating the risk. Modeling of NBS can be very useful to understand the changes they bring in various water balance components. Several studies have analyzed the impact of NBS on water resources. Mwangi et al. (2016) assessed the influence of agroforestry on water balance using the soil and water assessment tool (SWAT) where they observed an increase in evapotranspiration, a decrease in baseflow, surface run-off, and overall water yield. Similarly, Spyrou et al. (2021) implemented a flood storage reservoir using the TUFLOW hydraulic model and the MIKE- Système Hydrologique Européen (MIKE-SHE) hydrological model. They concluded that the maximum flooding depth and velocity were reduced, particularly around and downstream of the NBS implementation area. The flooded area was also decreased, especially for more regular occurrences. Ruangpan et al. (2020) provided a review of the literature where NBSs were used for hydro-meteorological risk reduction. The study identified numerous papers on using NBS to reduce flood peaks (Liao et al. 2015; Ercolani et al. 2018; Mei et al. 2018; Yang & Chui 2018) but only three articles on the drought reduction (Radonic 2019; Wang et al. 2019; Lottering et al. 2020). Also, the implementation of NBS in large-scale catchments (river basin, rural, and regional levels) are underexplored compared to that in small-scale urban settings due to their complexity in representation (Ruangpan et al. 2020).

Regardless of the numerous applications of NBS in hydrological models in the world, very little research on the usage of hydrological models has been conducted in Nepal (Manjan & Aggarwal 2014; Dahal et al. 2016), and the impacts of NBS are still not examined. The primary objective of this study was to assess the impact of NBS on floods and droughts in the Bagmati River Basin of Nepal. Rainwater harvesting (referred to as ponds in this research) were used as NBS in order to assess their impacts on floods and droughts in this basin. Globally, in situ rainwater harvesting (IWRH) is commonly used as a strategy for dealing with both excessive rains and dry spells (Hofman & Paalman 2014). Some examples of rainwater harvesting reported in the literature include the evaluation of the impact of rainwater harvesting on streamflow values by Masih et al. (2011), assessing the influence on crop yield, evaporation, and river flow by Andersson et al. (2011), and analyzing the impact on different water balance components by Wambura et al. (2018) and Welderufael et al. (2013). However, their study did not analyze the impacts on floods and droughts. Thus, in this research, variations produced by NBS were analyzed in terms of change in the number of flood and drought occurrences, contrary to the analysis of just one of these events commonly performed in other studies. SWAT+ was used as a modeling tool for representing the current hydrological characteristics of the basin and to model the ponds. SWAT+ is widely used to evaluate the impact of different land use change scenarios on water resources (Chanasyk et al. 2003; Mapfumo et al. 2004; Lin et al. 2007; Ouyang et al. 2008). Additionally, this tool permits intervention in the hydrological response units (HRUs), which enables the analysis of effects throughout the basin because extreme events and the consequences of interventions are not limited to the river channel.

The Bagmati River Basin extends between 27°10′ and 27°50′ N latitude and between 85°02′ and 85°58′ E longitude in central Nepal. The Bagmati River begins from mountain springs north of Kathmandu and flows south through the Kathmandu valley and Terai plain, eventually connecting with the Ganges River system in India. River discharge increases throughout the wet season, reaching a peak in July–August and a minimum in January–April. On average, this basin receives 1,800 mm of annual rain, with the monsoon season accounting for 80% of the total.

This study focuses on the catchment area that drains up to the Pandheradobhan discharge gauging station (Figure 1), which covers an area of 2,822 km2. Most of the catchment area is occupied by hills and mountains (Figure 1). More than half of the catchment's area is covered by forest. Kathmandu, the capital of Nepal, lies in the upper part of this catchment, which is densely populated. The dominant soil texture in this catchment is loam. More details of the digital elevation model (DEM), land use land cover (LULC), and soil can be visualized and are discussed in model setup.
Figure 1

Location map of Bagmati River Basin.

Figure 1

Location map of Bagmati River Basin.

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This study was performed using the SWAT+ model. The analysis in this study is focused on evaluating the effectiveness of ponds on floods and drought mitigation in the Bagmati River Basin in Nepal. This section presents a summary of the methodologies employed in this research, which includes calibration and validation of the SWAT+ model, implementation of ponds in the model, and analysis of its impacts on floods and droughts. Figure 2 illustrates the general methodology of this study which is described in detail in the sub-sections below.
Figure 2

General methodology.

Figure 2

General methodology.

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Model input data

Precipitation, temperature, relative humidity, wind speed, and solar radiation were the climatic variables used in this study. Daily precipitation data were gathered from four separate stations (Dhap, Kathmandu Airport, Hariharpurgadhi, and Ramolibariya) for the period between 1994 and 2013. For the observed data, the daily discharge measured at the Pandheradobhan station was taken and utilized to calibrate and validate the hydrological model. Daily data for temperature, relative humidity, wind speed, and solar radiation (1994–2013) were downloaded from climate forecast system reanalysis (CFSR) (https://swat.tamu.edu/data/cfsr) and used for this study.

DEM with a spatial resolution of 30 m from shuttle radar topography mission (SRTM) was used in this study. The majority of the catchment's area is occupied by hills and mountains, and the elevation ranges from as low as 121 m to as high as 2,787 m (Figure 1). Compared to the upper and middle parts of the catchment, the lower part is relatively flat.

The land use land cover map of the basin was derived from the raster map of the land cover of Nepal, 2010, provided by ICIMOD, which is a research institute in Nepal. The map is available for download at (https://rds.icimod.org/Home/DataDetail?metadataId=9224) and has a spatial resolution of 30 m. Forests cover more than half of the catchment area, with agriculture occupying the second most significant portion. The upper part of the catchment consists of Kathmandu valley, capital of Nepal, and contains a dense concentration of urban settlement, as shown in the area shaded in red in Figure 3. The agricultural land in this region is predominantly concentrated around the valley, although in other areas of the catchment, a dispersed agricultural area can be found.
Figure 3

Land use land cover.

Figure 3

Land use land cover.

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The soil map was prepared from the 1:5,000,000 scale of the soil map downloaded from https://swat.tamu.edu/data/. The actual source of these data is the Food and Agricultural Organization (FAO). Sand, sandy loam, loamy sand, silt loam, silty clay loam, and silty clay are the different soil types in this region (Manjan et al. 2014). However, due to a very coarse resolution of the available data, only three soil types can be generalized in the study area (Figure 4), the dominant soil texture being loamy.
Figure 4

Soil types.

Model setup

The model setup started with the delineation of the catchment using the raster DEM of the catchment. The thresholds for the area of the channel and the streams were set to 7 and 70 km2, respectively. The outlet point was drawn at Pandheradobhan station, and the delineation of the catchment was done, which resulted in a number of sub-basins. Landscape units (a division of sub-basins into floodplain and upslope) were created using the DEM inversion method with a ridge threshold of 70 km2 and slope position threshold of 0.10 (default value).

Having calculated the landscape units, the subdivision of these into a series of HRUs was done. Raster maps of land use land cover and the soil are the inputs needed for this stage. A total of 163 channels and 23 sub-basins were created after delineating the catchment, which resulted in an area of 2,822 km2. These sub-basins were further discretized into 2,269 Hydrological Response Units (HRUs).

For the run-off estimation, the Soil Conservation Service (SCS) curve number method was used, the Muskingum routing method for routing of flow, and the Penman–Monteith method for the calculation of evapotranspiration. Meteorological inputs (precipitation, temperature, relative humidity, solar radiation, and wind speed) from four stations (Figure 1) were imported and the model was run for a period of 20 years (1994–2013), taking the initial 2 years as warming-up period.

Model calibration and validation

An initial model was developed that can simulate the rainfall-run-off process in the catchment to a certain extent. This model was considered as the baseline scenario based on which analysis of NBS was done. In order to develop the model, SWAT + , a restructured version of SWAT, was used. A total of 5,842 daily records were taken for calibration and validation of the model. The data were split into calibration (1994–2005) and validation (2006–2013) sets. The first 2 years of both calibration and validation sets were considered as a warming-up period. For the calibration process and the sensitivity analysis for streamflow simulation, the automatic calibration method with SWAT+ toolbox was applied.

The objective function used for calibration was to maximize the Nash–Sutcliffe efficiency (NSE). The calibration and validation were done at a daily time step using the observed discharge data at Pandheradobhan. Nash–Sutcliffe efficiency (NSE) and percent bias (PBIAS) were used to measure the statistical model performance for both calibration and validation of the streamflow.

NSE and PBIAS are widely used for the model performance analysis of SWAT (e.g., Leta et al. 2021; Tayebzadeh Moghadam et al. 2021). Similarly, the rating of performance measures was based on the evaluation of NSE and PBIAS given by Leta et al. (2021).

Scenarios assessed

The model consists of a number of HRUs within the sub-catchments, but for the analysis of the impacts of NBS, the catchment area was divided into upper, middle, and lower regions based on three different outlet points selected in it. These points are P1, P2, and P3, as seen in Figure 5. The upper part of the catchment includes the Kathmandu valley, the capital of Nepal, whose major land use is urban and is a major economic center. Point P1 was chosen in order to access this region of the catchment. Below this point, the agricultural areas are quite uniformly dispersed around the catchment. For the selection of point P2, the DEM was analyzed, and thus, point P2 was selected such that there is a distinct flat region that begins below this point, as seen in Figure 1. Similarly, point P3 is the main outlet of this whole catchment and thus was selected. Thus, these three points were selected for assessing the changes in terms of flood and drought due to the intervention.
Figure 5

Division of catchment for the implementation of ponds.

Figure 5

Division of catchment for the implementation of ponds.

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Figure 6

Example of hydrographs and different thresholds for flood peak identification.

Figure 6

Example of hydrographs and different thresholds for flood peak identification.

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The intervention with ponds was carried out in the baseline model to assess the catchment's response to this intervention. In this research, the ponds were represented by increasing the available water capacity (awc) of soil by 20%, adopting the methodology of Masih et al. (2011). They mentioned a similar study done by Faramarzi et al. (2010), who examined the effect of a 20% increase in awc on irrigation requirement and discovered a considerable improvement in irrigation water use. The awc parameter is related to the water retention capacity of soil and it is assumed that the ponds increase the retention capacity of soil by 20%.

Different scenarios were implemented based on different locations in the catchment as listed below – each scenario was named after the initials of where the ponds were implemented:

  • Scenario U: Ponds in Upper catchment

  • Scenario M: Ponds in Middle catchment

  • Scenario L: Ponds in Lower catchment

  • Scenario UM: Ponds in Upper + Middle catchment

  • Scenario ML: Ponds in Middle + Lower catchment

  • Scenario UML: Ponds in Upper + Middle + Lower catchment

As the stored water is mostly used for crop production, these ponds were only implemented in the agricultural HRUs in the catchment.

Based on the scenarios mentioned above, the following analysis is done at points P1, P2, and P3:

  • (a)

    Change in flood peaks

  • (b)

    Change in number and duration of drought events

  • (c)

    Mean monthly variation of the streamflow

Flood frequency analysis

Flood frequency analysis (FFA) is the estimation of how frequently a specific event occurs. It is vital to understand the FFA for determining the magnitude of flood at various return periods and thereby minimizing damage. FFA in this research was done at the basin's outlet using the AM series method.

Discharge values were computed corresponding to return periods 2, 5, and 10 years for the baseline scenario. Three different ranges were set for the discharges: (a) Q2–-Q5, (b) Q5–Q10, and (c) greater than Q10. The peaks within these ranges were used to compare the baseline scenario to the changes caused by the interventions. Figure 6 provides an illustration of hydrographs and different thresholds for flood peak identification.

Drought analysis

The time series of the hydrological variable discharge, which was obtained from the baseline scenario, was used in this study's drought analysis. The characteristics of this hydrological drought were identified using the variable threshold level approach. Monthly thresholds were calculated for each month in the time series based on the frequency–duration curves of daily data. This approach is effective in considering year-round seasonal variations. For perennial streams, threshold values between the 70th and 95th percentile flows (Q70–Q95) from the flow duration curve are typically used (Fleig et al. 2006; Corzo et al. 2011), which correspond to flows that are surpassed 70–95% of the time. 80th percentile flow was selected as the threshold for this study. Similarly, the staircase pattern of the monthly threshold and jumps between months was eliminated using a 30-day centered moving average (e.g., Corzo et al. 2011). Also, during a long dry period, it is common to see that the flow goes above the threshold level for a short time which breaks a large drought event into a number of smaller droughts that are mutually dependent (Tallaksen et al. 1997). So, these small drought events were pooled together to be considered as a single drought event following the inter-event time approach (IT-method) by Zelenhasic & Salvai (1987). Two droughts that are mutually dependent are pooled if they occur within a predefined number of days, tc, apart, i.e., if ti < tc.
where dpool is the total duration of the drought event after pooling, di and di+1 are the mutually dependent drought events.

The value of tc was chosen to be 5 days. This was determined to be suitable for perennial streams following Fleig et al. (2006)'s sensitivity study with various tc values. Also, it is necessary to exclude minor drought events, for which several methods that are being used are specified by Fleig et al. (2006). Among those, this study employed excluding minor drought events less than 9 days (30% of a month).

Model calibration and validation

Table 1 shows the results of the calibration process with the optimum values of the calibrated parameters. The negative signs in the optimum values are the percentage change or the relative change in the default parameter values. These optimum values were fed to the initial model in order to calibrate the model.

Table 1

Ranges and the optimum value for the calibrated parameters

NameDefinitionGroupChange typeRangeOptimum
cn2 SCS curve number for moisture condition II HRU Percent 35–95 −2.72 
cn3_swf Pothole evaporation coefficient HRU Replace 0–1 0.28 
perco Percolation coefficient HRU Replace 0–1 0.72 
epco Plant uptake compensation factor HRU Replace 0–1 0.22 
ovn Overland Manning's roughness aqu Percent 0.01–30 6.48 
alpha Baseflow alpha factor (1/days) aqu Replace 0–1 0.01 
flo_min Minimum aquifer storage to allow return flow (mm) aqu Replace 0–5,000 1,478.54 
Saturated hydraulic conductivity (mm/h) sol Replace 0.0001–2,000 1,992.04 
bf_max Maximum baseflow (mm) aqu Replace 0.1–2 0.82 
chk Effective channel hydraulic conductivity (mm/h) rte Replace −0.01 to 500 268.99 
chn Manning coefficient for main channel rte Replace −0.01 to 0.3 0.21 
awc Available water capacity of the soil layer (mm H2O/mm soil) sol Relative 0.01–1 −0.12 
NameDefinitionGroupChange typeRangeOptimum
cn2 SCS curve number for moisture condition II HRU Percent 35–95 −2.72 
cn3_swf Pothole evaporation coefficient HRU Replace 0–1 0.28 
perco Percolation coefficient HRU Replace 0–1 0.72 
epco Plant uptake compensation factor HRU Replace 0–1 0.22 
ovn Overland Manning's roughness aqu Percent 0.01–30 6.48 
alpha Baseflow alpha factor (1/days) aqu Replace 0–1 0.01 
flo_min Minimum aquifer storage to allow return flow (mm) aqu Replace 0–5,000 1,478.54 
Saturated hydraulic conductivity (mm/h) sol Replace 0.0001–2,000 1,992.04 
bf_max Maximum baseflow (mm) aqu Replace 0.1–2 0.82 
chk Effective channel hydraulic conductivity (mm/h) rte Replace −0.01 to 500 268.99 
chn Manning coefficient for main channel rte Replace −0.01 to 0.3 0.21 
awc Available water capacity of the soil layer (mm H2O/mm soil) sol Relative 0.01–1 −0.12 

The statistical results for the model performance are shown in Table 2, and the hydrographs of calibration and validation can be visualized in Figure 7.
Table 2

Results of the performance measures

Performance criteriaCalibrationValidation
NSE 0.53 (Satisfactory) 0.66 (Good) 
PBIAS 4.6 (Very Good) −6.95 (Very Good) 
Performance criteriaCalibrationValidation
NSE 0.53 (Satisfactory) 0.66 (Good) 
PBIAS 4.6 (Very Good) −6.95 (Very Good) 
Figure 7

Observed and simulated discharges in calibration (left figure) and validation (right figure).

Figure 7

Observed and simulated discharges in calibration (left figure) and validation (right figure).

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The NSE value of 0.53 was obtained for calibration, which can be considered a satisfactory result; however, for the validation, performance slightly improved with an NSE of 0.66. Similarly, the result showed that the model slightly underestimated flow during calibration as indicated by PBIAS of +4.6 and slightly overestimated in validation with PBIAS of −6.95. The mean observed and simulated flows during the calibration period were 129.96 and 123.98 m3/s, respectively, whereas, during validation, they were 109.59 and 117.11 m3/s.

When comparing the simulated and observed hydrographs for both calibration and validation, the overall hydrology of the catchment was well represented; however, some of the peaks were not well represented. Although it is not a perfect representation of reality, it is more or less a good representation of the processes taking place in the catchment. As such, this model was used as a baseline for this research in order to compare the changes that the NBS intervention would produce.

The changes in the peak flow caused by the ponds for each scenario at points P1, P2, and P3 were assessed. Figure 8 demonstrates how the peaks are changed due to the ponds. Because the changes are very minimal, they cannot be clearly visualized in the hydrographs; therefore, a section of it is enhanced to highlight the change. The peak in the baseline is above the return period of 10 years, which after the intervention by ponds goes below it. This shows the effectiveness of NBS in reducing the flood peak. It must be noted that the peaks are not completely eradicated but are reduced to some extent.
Figure 8

Hydrographs at the main outlet before (baseline) and after the implementation of ponds (NBS).

Figure 8

Hydrographs at the main outlet before (baseline) and after the implementation of ponds (NBS).

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Table 3 summarizes the number of flood events in the baseline scenario over these various return periods. It can be observed that more than 60% of the total number of peaks lie in the range Q2–Q5.

Table 3

Number of peaks in different return periods in baseline scenario

Return period (years)Number of peaks (baseline)
P1P2P3
Q2–Q5 
Q5–Q10 
>Q10 
Total 10 9 10 
Return period (years)Number of peaks (baseline)
P1P2P3
Q2–Q5 
Q5–Q10 
>Q10 
Total 10 9 10 

The changes in the flood peak caused by the ponds at P1, P2, and P3 are illustrated in Figure 9. At point P1 (Figure 9(a)), the intervention in the upper catchment (Scenario U) results in the reduction of 10 out of 10 peaks with a maximum reduction being 10 m3/s. However, the peaks are not reduced if the interventions are done downstream to point P1. Similarly, at point P2 (Figure 9(b)), the intervention in only the upper catchment (Scenario U) could reduce five out of a total of nine peaks in the baseline, meanwhile, when the proximity to point P2 increases (for e.g., scenario M) and when the intervention area increases (for e.g., scenario UM), the number of reduced peaks increases to 7 and 8, respectively. The maximum flow reduction is 10 m3/s in scenarios U and M while it increases to 20 m3/s in scenarios UM and UML. The intervention at the lower catchment which is downstream to P2 does not have influence on the flood peaks at P2. Similarly, at P3 (Figure 9(c)), out of a total 10 peaks, only 2 could be reduced under scenario U, 6 under scenario M and L, 8 under scenario UM, and 9 under scenario UM and UML. Another thing to be noted for P2 is that out of two peaks in the range greater than Q10, the highest of the two, could not be reduced in any of the scenarios. As P3 is the main outlet with very high discharge values (maximum 5,370 m3/s), this intervention may not be so effective in reducing the peaks for a higher return period range.
Figure 9

Number of peaks reduced (bars) and maximum flow reduced (markers) under different scenarios at (a) P1, (b) P2 and (c) P3.

Figure 9

Number of peaks reduced (bars) and maximum flow reduced (markers) under different scenarios at (a) P1, (b) P2 and (c) P3.

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Table 4 shows the number of drought events under the baseline and other scenarios as described in the methodology (scenarios assessed). For each scenario, the impact of the intervention on all three points, P1, P2, and P3, was investigated. At P1, the number of drought events in all scenarios remains the same as in the baseline scenario. At P2, the scenarios involving the middle catchment reduce the number of events by 1 while the other cases remain unchanged. At P3, scenario U could not reduce any drought event, while others could reduce it by 1 or 2. In total, out of 245 drought events, all the scenarios could reduce them to 243, except for scenario U.

Table 4

No. of drought events at P1, P2, P3 in the baseline and under different scenarios

LocationBaselineScenarios
UMLUMMLUML
P1 79 79 79 79 79 79 79 
P2 78 78 77 78 77 77 77 
P3 88 88 87 86 87 87 87 
Total 245 245 243 243 243 243 243 
LocationBaselineScenarios
UMLUMMLUML
P1 79 79 79 79 79 79 79 
P2 78 78 77 78 77 77 77 
P3 88 88 87 86 87 87 87 
Total 245 245 243 243 243 243 243 

Aside from the change in the number of events, the change in their duration was also examined. At all three points, the intervention could reduce drought events with durations less than 20 days; however, those with longer durations could not be reduced by any of the scenarios, and in some cases, they are increased. At P1 (Figure 10(a)), only the scenarios involving upper catchment change the number of drought events where the intervention could reduce the number of events with a duration less than 20 days from 47 to 45; however, it increases the number of events with a greater duration. Similarly, for P2 (Figure 10(b)), the intervention in the middle catchment could reduce the number of events with a duration less than 20 days from 36 to 35. Likewise, scenario UM and UML could reduce it to 34, however, for the duration between 20 and 100 days, the number increases by 1. Similarly, being the most downstream point, all the scenarios for P3 (Figure 10(c)) could reduce the number of drought events with duration less than 20 days, except for scenario U, which is the farthest upstream intervention area from P3. Meanwhile, as in P1 and P2, we can observe an increase in the number of drought occurrences lasting between 20 and 100 days – for scenarios M, L, ML, and UML, where the number rises from 40 to 41.
Figure 10

Number of drought events at different durations and scenarios at (a) P1, (b) P2, (c) P3.

Figure 10

Number of drought events at different durations and scenarios at (a) P1, (b) P2, (c) P3.

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Monthly variation in the streamflow was analyzed at each of the three points, P1, P2, and P3, for each of the scenarios, comparing it with the baseline flows. The zero values in the chart (Figure 11) are the baseline, the positive values are the percentage increase in the stream flow with the intervention by ponds, and the negatives are the decrease.
Figure 11

Percentage change in mean monthly discharge at points P1, P2, P3: (a) implementation of ponds in upper catchment-scenario U, (b) implementation of ponds in middle catchment-Scenario M, (c) implementation of ponds in lower catchment-Scenario L, (d) implementation of ponds in upper + middle catchment-Scenario UM, (e) implementation of ponds in middle + lower catchment-Scenario ML, (f) implementation of ponds in upper + middle + lower catchment-Scenario UML, the 0 value is for the baseline, positive values are the percentage increase, and the negatives are the decrease).

Figure 11

Percentage change in mean monthly discharge at points P1, P2, P3: (a) implementation of ponds in upper catchment-scenario U, (b) implementation of ponds in middle catchment-Scenario M, (c) implementation of ponds in lower catchment-Scenario L, (d) implementation of ponds in upper + middle catchment-Scenario UM, (e) implementation of ponds in middle + lower catchment-Scenario ML, (f) implementation of ponds in upper + middle + lower catchment-Scenario UML, the 0 value is for the baseline, positive values are the percentage increase, and the negatives are the decrease).

Close modal

When the monsoon season is considered, the discharge decreases in all the scenarios. However, for the dry season, in the majority of the cases, the discharge increases from October through December and drops from January. This means that, with this intervention, the flood events are reduced, which mostly occur in the rainy season, and drought events are reduced from October to December but increase from January to May.

Additional details about each scenario are presented below.

Implementation of ponds in upper catchment (Scenario U)

The results of this scenario are illustrated in Figure 11(a). Due to the fact that this intervention is limited to the upper catchment, the closest downstream point, P1 exhibits a greater impact of change than P2, and the least influence occurs at P3, the furthest downstream point.

Implementation of ponds in middle catchment (Scenario M)

Figure 11(b) shows the results for this scenario. The novel aspect of this situation is that, because the intervention occurs in the middle catchment, a greater change in P2 is observed. However, another thing that can be inferred is that there is no change in the streamflow on the upstream part of the intervention, i.e., no change occurs in P1.

Implementation of ponds in lower catchment (Scenario L)

As the intervention occurs in the lower catchment, change is only observed in the lowermost point, P3, as both P1 and P2 are at 0 (Figure 11(c)). In contrast to all other scenarios where the discharge decreases in the months January to March, it increases in this case. This indicates that if we deploy ponds exclusively in the lower portion of the catchment, we may be able to alleviate drought in the lower part of the catchment even during the initial dry months of the year.

Implementation of ponds in upper + middle catchment (Scenario UM)

Additionally, the results of this scenario (Figure 11(d)) indicate that expanding the area of intervention increases the influence downstream. For example, when the intervention is done in upper and middle catchments, the percentage changes in the values in P2 and P3 were greater than they were individually: the reduction percentage in P2. However, P1 remains unchanged from when only the upper catchment was intervened.

Similar results could be interpreted from Scenario ML (Figure 11(e)) and Scenario UML (Figure 11(f)).

The intervention by ponds created a change in the discharge values and overall brought a change in flood and drought conditions. This is because of the change in different water balance components due to the interventions (an example can be visualized in Figure 12). The surface run-off begins to decline in May as the monsoon season approaches. The soil's water-holding capacity has increased compared to the baseline, so more water is absorbed into the soil previously lost as excess run-off. Thus, this decrease in the surface run-off during the monsoon season caused the reduction of flood peaks seen in the results (FFA). Similar results were demonstrated by Masih et al. (2011) where they observed a decrease in average annual flow values on the application of IWRH in Karkheh Basin of Iran. When we look at the components – lateral flow and percolation – compared to baseline, they decrease during the first months of the year, with the reduction percentage decreasing as precipitation increases until July, the wettest month of the year; however, while precipitation continues to decline, these components continue to increase. This demonstrates that the soil retains more water during the rainy season (June–September) compared to the baseline scenario, and it improves the situation even after the rainy season ends: soil moisture continues to grow until December. Makurira et al. (2009) also noted an increase in soil moisture content after the application of IWRH in Tanzania. Evapotranspiration begins to show positive values only after August, in contrast to the other components, which show positive values as early as June–July. This is because, during the rainy season, plants reach their potential evapotranspiration level even in the baseline scenario, as there is enough water for plants to transpire. Thus, despite a rise in total evapotranspiration values, this season has no change. So, when we look at the drought situation, it improves the condition over the dry season (October-December) but exacerbates it during the first months of the year. Thus, improvement in the drought condition in some seasons and exacerbation in others resulted in the change in the duration of drought events based on which the change in the number of events occurred. As an example: For scenario U, at P1 (drought analysis), the total number of drought events remained the same. However, when we look at how long each drought lasted, the number of drought events went down when the drought lasted less than 20 days and up when it lasted longer. As a result, the total remained the same. Analyzing the severity of the drought in these cases would add more depth to these results because it helps decide which condition is worse: droughts that last less time or droughts that last longer.
Figure 12

Mean monthly variation in water balance components considering all HRUs of the upper catchment (implementation of ponds is done only in the upper catchment, the 0 value is for the baseline, positive values are the percentage increase, and the negatives are the decrease).

Figure 12

Mean monthly variation in water balance components considering all HRUs of the upper catchment (implementation of ponds is done only in the upper catchment, the 0 value is for the baseline, positive values are the percentage increase, and the negatives are the decrease).

Close modal

This study looks at the potential of ponds as an NBS in the complex context of flood and drought control in the Bagmati River Basin, Nepal. The use of the hydrological model SWAT+ allowed for a thorough examination of the impact of incorporating ponds into agricultural landscapes on water balance components and, as a result, the change in flood and drought events.

Addressing floods and droughts concurrently is inherently challenging due to the antithetical nature of these two phenomena. Yet, this study unveils a modest but meaningful potential of ponds in mitigating both. By retaining water and reducing surface run-off, ponds contribute to lowering flood intensity – a significant finding given the extensive damage floods cause annually in the region. Similarly, water retention by ponds aids in enhancing soil moisture content, providing some relief during periods of drought.

Notwithstanding, the research underscores that while post-monsoon soil moisture improvement was evident, a prolonged dry season could present challenges. Moreover, it was found that the influence of ponds remains confined to their immediate surroundings and downstream areas, and they have minimal impact on upstream regions. Their effectiveness increases in tandem with the scale of the intervention area.

The investigation was comprehensive, encompassing six different scenarios for NBS implementation, spanning all agricultural HRUs. Yet, in practice, it is recommended to study field conditions meticulously to optimize the location and number of interventions.

While ponds on their own exerted a minor impact on floods and droughts, their effect could be substantially amplified when combined with other NBS strategies, such as conservation tillage or soil conservation techniques. These synergistic interactions offer promising avenues for future research.

All relevant data are included in the paper or its Supplementary Information.

The authors declare there is no conflict.

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