ABSTRACT
Flooding propagation is a crucial aspect of hydrological monitoring and forecasting. Previous studies have focused on hysteresis in the rating curve, caused by energy loss during flood propagation. However, the impact of tributary inflow on hysteresis downstream remains unclear, leading to inconsistent field observations on whether it strengthens or weakens hysteresis. In this study, we conducted flume experiments to identify the relationship between hysteresis in unsteady flow and the discharge magnitude of the tributary and the unsteady flow period in the mainstream. It was found that the discharge variations in the tributary had a larger influence on hysteresis compared to the periodical variations in the mainstream unsteady flow. Interestingly, the hysteresis of the unsteady flow had an initial strengthening followed by weakening as the tributary discharge increased. When the tributary inflow was low, the widening of the downstream cross-section sharpened the flood wave, increasing the hysteresis. However, as the tributary discharge increased to generate a backwater effect on the mainstream, the pressure gradient flattened flood waves, thereby weakening the hysteresis. This study improves our understanding of how tributary inflow affects flood propagation in the mainstream, offering new insights for flood prediction and control.
HIGHLIGHTS
The hysteresis of the unsteady flow exhibits a pattern of initially strengthening and then weakening as the discharge of the tributary increases.
The main effect of the change in hysteresis characteristics of unsteady flow was flow attenuation, which was generated by the dynamic factors of pressure gradient and frictional gradient-induced convective diffusion between the upstream and downstream flows.
INTRODUCTION
Unsteady flows are common in natural rivers and channels, especially during rapid flow changes (such as the operation of gates and pumps, flood events). Flood events often cause loss of human life and significant damage. Thus, it is crucial to predict flood wave propagation, which is a very complex hydrological and hydrodynamic phenomenon (Munoz & Constantinescu 2018). Previous studies show that during the passage of unsteady flow, discharge, velocity, and flow depth peak at different times, that is, they show a hysteresis (Nezu & Nakagawa 1991; Song & Graf 1996; Qu 2002). What is more, the inflow of tributaries could cause lateral turbulence of the mainstream (Alizadeh & Fernandes 2021) and increase the complexity of the flow at confluences (Constantinescu et al. 2011; Yuan et al. 2016; Tang et al. 2022). Previous studies on hysteresis of unsteady flow at confluences did not have a unified understanding, and opposing phenomena were even observed through field experiments (Meade et al. 1991; Guse et al. 2020). After analyzing field data from the Amazon basin, Meade et al. (1991) concluded that the backwater effect of the mainstream, caused by the inflow of tributaries, leads to an earlier peak-discharge in the mainstream, thereby reducing the hysteresis of floods. On the other hand, Guse et al. (2020), based on their study of confluences in four large river basins in Germany and Austria, found that the inflow of tributaries increases the hysteresis of the mainstream, which is due to the lower local soil saturation. However, neither of these studies thoroughly investigated the underlying dynamic mechanisms. Therefore, clarifying the role of tributaries in the hysteresis of the unsteady mainstream and elucidating the fundamental reasons for the changes in hysteresis at river confluences is essential for river basin flood control.
The type of dominant wave for a given situation is determined by the relative contribution of the terms in Equation (2). These terms continuously change their magnitude and signs (i.e., positive or negative) during the flood wave propagation, commensurate with the slope of the streambed at the site, the intensity of the propagating wave (i.e., its magnitude vs. duration), and the flood wave propagation phase (Henderson 1966). Previous use of Equation (2) for channel flow routing has shown that it is satisfactory for all flood wave propagation, regardless of the wave type: kinematic, diffusion, or full dynamic (Di Baldassarre & Montanari 2009).
To overcome the limitations of theoretical analysis, Mishra & Singh (1999) carried out the numerical simulation, and mentioned the influence of river contraction/expansion, bed roughness and river slope on the hysteresis between unsteady flow parameters, and made the change of hysteresis attributed to energy loss. However, in these formulaic analyses, they neglected the lateral inflow. To facilitate the analysis, the channel's configuration was simplified to a straight channel, thus neglecting the impact of lateral inflow on the unsteady flow of the mainstream. This simplification, in the presence of stage–discharge hysteresis, might result in substantial uncertainty in the estimation of discharge and discharge-related inferences such as model calibration to streamflow.
However, most of such relationships reported in the hydrological literature were described using descriptive indicators such as direction (clockwise or counterclockwise) and shape of the stage–discharge relationship curve, and how the shape and direction of the stage–discharge relationship curve evolves over time and space (Langlois et al. 2005; Lawler et al. 2006; Lloyd et al. 2016; Zuecco et al. 2016). These studies mainly focused on describing their observations in a single channel, which provided little insight into the fundamentals and underlying functioning of systems demonstrating those hysteretic behaviors. In particular, the previous research treated the hysteresis as a one-dimensional result in the model, lacking the analysis of a river system's physical process (Gharari & Razavi 2018). Therefore, it is very important to explain the hysteresis of unsteady flow at confluences from the perspective of the effect of flow hydrodynamics.
Due to the flow mixing, secondary circulation, post-confluence flow separation, contraction and backwater effects, the flow structure of open channel confluence stems is complex (Huang et al. 2002; Yuan et al. 2016; Xu et al. 2022). Many previous laboratory experiments (Best 1987), numerical studies (Shakibainia et al. 2010; Constantinescu et al. 2011; Jiang et al. 2022) and field investigations (Gualtieri et al. 2018; Li et al. 2022a, 2022b; Yuan et al. 2021, 2022a, 2022b, 2022c; Tang et al. 2022) have identified the structure of the flow at a confluence within the confluence hydrodynamic zone (CHZ), which includes: stagnation zone, separation zone, flow deflection zone, the shear layer, flow acceleration zone, and flow recovery zone of the CHZ. Among them, the separation zone is considered one of the primary mechanisms contributing to energy losses in the CHZ (Webber & Greated 1966; Arega et al. 2008; Ghostine et al. 2012; Mohammadiun et al. 2015; Schindfessel et al. 2015; Luo et al. 2018; Yuan et al. 2023). Hereby, the separation zone is particularly noteworthy in the study of the unsteady process at confluences, considering the relationship between the hysteresis of unsteady flow and energy loss (Mishra & Singh 1999).
We claim that previous studies on the hysteresis effect of unsteady flow have mainly focused on channels without lateral inflows, while for confluence channels with lateral inflows, only phenomenological descriptions have been made based on field observations. Due to the difficulty of describing channels with backwater effects using existing formulas (Kanda & Yanagiya 2008), this study investigates the unsteady flow in confluence channels by combining flume experiments with the theoretical foundation of previous research on hysteresis effect in straight channels. The objective of this study is to clarify how the tributary inflow affects the hysteresis of the unsteady mainstream flow. Hence, this study aims to investigate: (1) whether the inflow of tributary affects the hysteresis in the unsteady mainstream flow; (2) the intensity of the influence of the unsteady flow period of the mainstream and the inflow of the tributary on the hysteresis of the mainstream unsteady flow; (3) the driving mechanism of the hysteresis variations of mainstream unsteady flow at confluences.
The study is structured as follows. In Section 2, we introduce the experimental setup. In Section 3, we analyze the hysteresis variation of the unsteady flow and the variation of separation zone size in the laboratory experiment. In Section 4, we discuss the causes of hysteresis in confluence zones by employing the Saint-Venant equations and explain how a better understanding of the hysteresis of unsteady flow can improve the accuracy of hydrological forecasting.
EXPERIMENTAL SETUP, INSTRUMENTATION AND EXPERIMENTAL PROCEDURE
Experimental flume and instruments
Experimental setting and data processing
Run . | Qm (L/s) . | Qt (L/s) . | ξ = Qt/(Qm + Qt) . | T (s) . |
---|---|---|---|---|
0-27 | 5–12 | – | – | 27 |
3-27 | 3 | 0.2–0.375 | ||
4--27 | 4 | 0.25–0.44 | ||
5-27 | 5 | 0.29–0.50 | ||
6-27 | 6 | 0.33–0.55 | ||
0-54 | 5–12 | – | – | 54 |
3--54 | 3 | 0.2–0.375 | ||
4-54 | 4 | 0.25–0.44 | ||
5-54 | 5 | 0.29–0.50 | ||
6-54 | 6 | 0.33–0.55 |
Run . | Qm (L/s) . | Qt (L/s) . | ξ = Qt/(Qm + Qt) . | T (s) . |
---|---|---|---|---|
0-27 | 5–12 | – | – | 27 |
3-27 | 3 | 0.2–0.375 | ||
4--27 | 4 | 0.25–0.44 | ||
5-27 | 5 | 0.29–0.50 | ||
6-27 | 6 | 0.33–0.55 | ||
0-54 | 5–12 | – | – | 54 |
3--54 | 3 | 0.2–0.375 | ||
4-54 | 4 | 0.25–0.44 | ||
5-54 | 5 | 0.29–0.50 | ||
6-54 | 6 | 0.33–0.55 |
Note: Q is the discharge; T is the transformation period; The subscripts ‘m’ and ‘t’ represent the mainstream and the tributary respectively.
Run . | Before the confluence zone η1 . | After the confluence zone η2 . | Increase rate Δη . |
---|---|---|---|
0-27 | 0.28 | 0.42 | 0.50 |
3-27 | 0.50 | 0.55 | 0.10 |
4-27 | 0.51 | 0.45 | −0.12 |
5-27 | 0.56 | 0.45 | −0.20 |
6-27 | 0.56 | 0.35 | −0.38 |
0-54 | 0.32 | 0.39 | 0.22 |
3-54 | 0.57 | 0.65 | 0.14 |
4-54 | 0.57 | 0.37 | −0.35 |
5-54 | 0.60 | 0.33 | −0.45 |
6-54 | 0.60 | 0.16 | −0.73 |
Run . | Before the confluence zone η1 . | After the confluence zone η2 . | Increase rate Δη . |
---|---|---|---|
0-27 | 0.28 | 0.42 | 0.50 |
3-27 | 0.50 | 0.55 | 0.10 |
4-27 | 0.51 | 0.45 | −0.12 |
5-27 | 0.56 | 0.45 | −0.20 |
6-27 | 0.56 | 0.35 | −0.38 |
0-54 | 0.32 | 0.39 | 0.22 |
3-54 | 0.57 | 0.65 | 0.14 |
4-54 | 0.57 | 0.37 | −0.35 |
5-54 | 0.60 | 0.33 | −0.45 |
6-54 | 0.60 | 0.16 | −0.73 |
A dark room was arranged around the flume, a bracket was arranged inside the darkroom, a slide and a slider were arranged at the top of the bracket, and the CMOS camera was hung upside down on the bracket slider through the spherical head. The optical axis of the CMOS camera was vertically downward, perpendicular to the laser plane (i.e., the plane of measurement, which was a horizontal plane), and the positional relationship between the CMOS camera and the plane in which velocity was measured is as shown in Figure 3. PIV images were captured by the CMOS cameras which continuously transferred the data to the computer at a frame rate of 100 Hz and an imaging resolution of 3.75-4 pixels/mm, denoting 100 instantaneous vector fields per second. The raw data was saved to the main database in the PC for post-processing and further analysis.
Due to the limited measurement area of PIV, the experimental study area was divided into section 1 and section 2 to obtain the characteristics of the flow structure at the confluence. The x and y axes used in this study are shown in Figure 2. When viewed in the direction of flow, the 0 point coincides with the lower-left vertex of the study area. The velocity of flow components corresponding to the XY-axis directions is u and v, respectively. The velocity field was calculated by cross-correlating the particle displacements within matching interrogation regions in consecutive images. The velocity field was obtained using a multi-grid interrogation process. The interrogation area was 32 × 32 pixel2, the grid size was 16 × 16 pixel2, and the number of iterations was 5. The instantaneous velocity fields were calculated by the PIV processing software independently developed by Professor Wang Xingkui (Tsinghua University).
The velocity-area method was based on the empirical equation for the cross-sectional velocity distribution, where the velocity of the cross-section was measured and the water level at the cross-section was calculated to obtain the discharge (Doering and Hans 2001; Coz et al. 2012; Caissie 2021). The method results in a discharge overestimation of less than 4%, which falls within the acceptable error range for the experiment (ISO 748 2007). Firstly, the velocities at points C and D had to be measured with the ADV, while the corresponding water levels at the same time were measured with a water level meter (points A and B are the midpoints of their respective cross-sections), the velocities at the depth of 4, 8 and 12 cm were measured. Next, we used the PIV for sections A and B, measuring five layers (h = 4, 8, 12, 16, 18 cm) for each condition. This gives us both PIV and ADV measurements at points C and D in layers 4, 8 and 12 cm, and we should be able to compare these two sets of data to obtain the corresponding water levels at the time of PIV data collection. Finally, the discharge was obtained for cross-sections using the velocity-area method, which is used for discharge calculation in various industries (Bullard et al. 2007; Steinbock et al. 2016).
Here, T is the time period of the flood wave (i.e., the time of rise plus the time of recession); h is the dimensionless stage (a function of time); and Hmax, Hmin, and H are maximum, minimum, and time-varying depths, respectively, at a site of interest. Similarly, Q and q stand for discharge and dimensionless discharge, respectively.
RESULTS
Rating curve of unsteady flow
The influence of different factors on the hysteresis of unsteady flow
Run . | Em + Et . | Ed . | ΔE . |
---|---|---|---|
0-27 | 49.52 | 42.96 | −6.56 |
3-27 | 63.64 | 60.09 | −3.55 |
4-27 | 65.32 | 67.30 | 1.98 |
5-27 | 69.44 | 71.98 | 2.54 |
6-27 | 71.65 | 74.87 | 3.22 |
0-54 | 94.23 | 87.29 | −6.94 |
3-54 | 131.07 | 128.59 | −2.48 |
4-54 | 136.10 | 137.38 | 1.28 |
5-54 | 145.95 | 149.91 | 3.96 |
6-54 | 154.57 | 159.49 | 4.92 |
Run . | Em + Et . | Ed . | ΔE . |
---|---|---|---|
0-27 | 49.52 | 42.96 | −6.56 |
3-27 | 63.64 | 60.09 | −3.55 |
4-27 | 65.32 | 67.30 | 1.98 |
5-27 | 69.44 | 71.98 | 2.54 |
6-27 | 71.65 | 74.87 | 3.22 |
0-54 | 94.23 | 87.29 | −6.94 |
3-54 | 131.07 | 128.59 | −2.48 |
4-54 | 136.10 | 137.38 | 1.28 |
5-54 | 145.95 | 149.91 | 3.96 |
6-54 | 154.57 | 159.49 | 4.92 |
Effect of the cross-sectional expansion
The effect of the tributary on the hysteresis variation along the confluence was evaluated by routing confluence flume design unsteady flow. Since the downstream width of the experimental flume was 1.4 times wider than that of the upstream, when the tributary was blocked (no tributary inflow), the flume became a straight channel with a width wider than that of the upstream. Comparing the runs without the tributary inflow and tributary inflow of 3 L/s, as evident from Table 2, the η-values for expansion downstream are generally larger than upstream. When the discharge of 3 L/s enters from the tributary at the cross-sectional expansion, the η-values in downstream are still larger than upstream. The η-values of Run 3-27 and 3-54 are from 0.5 to 0.55 and 0.57 to 0.65, separately, while the η-values of Run 0-27 and 0-54 are from 0.16 to 0.48 and 0.32 to 0.39, separately. It is obvious that when there is no inflow from the tributary, the larger the value of Δη, the more significant the hysteresis is in the downstream. Thus, the cross-sectional expansion can increase the hysteresis.
Effect of the tributary inflow
The effect of inflow tributary on unsteady flow propagation is examined for eight runs, from Run 3-54 to Run 6-54 and from Run 3-27 to Run 6-27, respectively. In those eight runs with two different periods, the discharge of the tributary, Qt, is 3, 4, 5 and 6 L/s, separately. Table 2 lists η-values along the laboratory-scale confluence in the eight runs, indicating larger hysteresis in the downstream than those in the upstream except for Run 3-54 and Run 3-27 at the corresponding locations. This indicates that the hindrance effect of the tributary on the mainstream weakened the hysteresis downstream of the unsteady flows. For 3 L/s, the hysteresis in the downstream was stronger than that in the upstream. This is because the increase in hysteresis due to the downstream expansion is greater than the decrease in hysteresis caused by the 3 L/s inflow of the tributary.
Effect of the period of unsteady flow
The effect of the period of unsteady flow is evaluated by comparing the two different periods. From run 1 to 5 the periods of the unsteady flow are all 27 s (Table 2), and from run 6 to 10 the periods of the unsteady flow are all 54 s (Table 2). The η-values in the upstream under 27 s conditions are lower than those for the 54 s conditions. In the downstream of the confluence, the reducing ratio of the 54 s conditions is larger than the 27 s conditions. Through the comparison of these two periods, it can be inferred that the hysteresis of long-period unsteady flow is more affected by the inflow of tributaries.
Relationship between hysteresis and energy loss
As mentioned above, it has been suggested that hysteretic changes are associated with energy change (Ponce 1989; Mishra & Singh 1999). In addition, it was observed that the hysteresis increased with the expansion of the cross-section when the tributary inflow was zero, that is, the loss of energy increased hysteresis. When the tributary inflow was small, the hysteresis still increased after the unsteady flow through the confluence zone, which could be explained as only the increased energy from the tributary was not enough to resist the energy loss associated with the cross-sectional expansion. Therefore, the hysteresis began to decrease as the inflow flow increased.
The variation of the separation zone size under unsteady flow
The width of the downstream flow channel is relevant to flow energy loss. The separation zone often occupies 20–50% of the downstream flow channel width (Figure 8) (Best 1987). Therefore, the separation zone plays a crucial role in the calculation of energy loss in the confluence zone.
The flow structure in the separation zone is complex and it is difficult to accurately identify the size of the separation zone. In this study, the zero-velocity method (Yang et al. 2014) was adopted, which means that the contour line where the flow velocity was zero in the streamwise direction was taken as the boundary of the separation zone. The adopted method of measurement was implemented in a horizontal plane, and thus was 2D, whereas the separation zone was known to be 3D. To evaluate how these represent the depth-averaged flow modeled in theoretical models, the dimensions of the separation zone were determined on the depth of z/h = 0.4 flow field.
DISCUSSION
Based on the analysis above, it can be concluded that in the case of lateral inflow, the hysteresis effect is mainly influenced by the external force term, the additional slope term and the additional momentum term. Therefore, when there is lateral inflow, the relationship between water level and discharge should also follow a hysteresis curve, which is consistent with the results of the experiment in this context. Moreover, in Equation (14), the resistance term plays an important role, which is related to the hydraulic radius. Thus, the width of the wetted area needs to be taken into account.
In fact, those terms are exclusively related to energy loss, and the intuitive manifestation of energy loss is the attenuation of the flood wave. Based on this, we infer that the magnitude of the hysteresis effect is primarily associated with the sharpness or attenuation of the flood wave. The main driving factors for the attenuation of the flood wave are the pressure gradient and friction gradient-induced convective diffusion between the upstream and downstream. When the tributary inflow is large (resulting in a higher water level in the mainstream), the pressure gradient dominates, leading to the attenuation of the downstream flood wave and a decrease in the hysteresis effect. However, when the tributary inflow is small (no significant increase in water level upstream), it is similar to an expansion of the downstream cross-section.
The present study investigates the hysteresis characteristics of unsteady flow in a confluence zone through laboratory flume experiments. We observe the hysteresis phenomenon of unsteady flow and conduct a thorough analysis using Saint-Venant equations to validate the associated patterns. However, despite the reliability of laboratory flume experiments, we are unable to further validate these patterns using field data due to the limitations of field sampling conditions. To enhance the credibility of these patterns and facilitate their practical application, future studies should focus on validating the experimental results using field data.
CONCLUSION
In this study, a PIV system was used to measure the unsteady flow field at the laboratory-scale confluence, and accurately measure the shape of the separation area and the plane two-dimensional instantaneous flow field of the confluence zone. Such a system, combined with ADV measurement and water level gauges, was applied to investigate the hysteresis, an important parameter describing the characteristics of unsteady flow. The experimental results revealed that the inflow of the tributary could effectively reduce the value of hysteresis and the expansion of the downstream section increased the hysteresis of the unsteady flow. Furthermore, under the condition of the same tributary inflow, the larger the period was, the more the energy increased in the same period, and the greater the hysteresis was. The variation of hysteresis was correlated to the variation of energy, the larger hysteresis implied larger energy loss. The main effect of the change in hysteresis characteristics of unsteady flow was flow attenuation, which was generated by the dynamic factors of pressure gradient and frictional gradient-induced convective diffusion between the upstream and downstream flows.
In addition, in terms of hydrodynamics, the study demonstrated that the development of the separation zone was divided into three phases: (1) when the discharge upstream increased, the length of the separation zone decreased, (2) when the discharge upstream was close to the peak value, the length of the separation zone suddenly peaked and then rapidly decreased to the minimum value, and (3) the discharge of upstream decreased, the length of the separation zone increased. During the three phases, the separation zone was divided into several parts which affect contaminants and sediment transport.
ACKNOWLEDGEMENTS
This research was funded by the Fundamental Research Funds for the Central Universities (grant number B230201057). The authors also would like to thank Professor Bidya Sagar Pani of the Indian Institute of Technology-Bombay and Professor Bruce Melville of University of Auckland for help in revising this work. Thanks are also extended to Mengyi Wang, Supeng Wang, Hao Cao, Xiao Luo, Yunqiang Zhu, Guanghui Yan, Jiaming Liu, Jieqing Liu of Hohai University for their support in this research.
DATA AVAILABILITY STATEMENT
All relevant data are included in the paper or its Supplementary Information.
CONFLICT OF INTEREST
The authors declare there is no conflict.