ABSTRACT
The interchange of water vapor between the land and the atmosphere is influenced by actual evapotranspiration (AET). A nonlinear model (AET-SWC-PET-GPP, ASPG) was developed in this study to combine potential evapotranspiration (PET), soil water content (SWC), and gross primary productivity (GPP) in order to quantitatively estimate AET. The Fluxnet Network 2015 global flux station dataset was used to compare the AET models (AET-SWC, AS; AET-SWC-PET, ASP and AET-SWC-PET2, ASP2) with various combinations of influencing factors. The results show that the simulation accuracy of the ASPG model is higher than that of AS, ASP, and ASP2, with improvements in a coefficient of determination (R2) of 45.3, 8.1, and 5.7%, respectively.The ASPG performed well for various vegetation types, geographical regions, and time scales. It was also discovered that the fitting coefficients vary depending on the type of vegetation, each with its own range of values. The ASPG model put forth in this study can be used to more effectively estimate AET quantitatively on a global scale and can serve as a theoretical foundation for the accurate calculation of global evapotranspiration and the wise use of water resources.
HIGHLIGHTS
Introduction of a new model (ASPG) that integrates potential evapotranspiration (PET), soil water content (SWC), and gross primary productivity (GPP) to quantitatively estimate actual evapotranspiration (AET).
Additionally, the study emphasizes the variability of fitting coefficients based on vegetation type, suggesting the model's adaptability to different ecosystems.
INTRODUCTION
Actual evapotranspiration (AET) is a key parameter controlling land-atmosphere interaction processes and the water cycle, and quantitative estimation of AET is a challenge in hydrological studies (Han et al. 2021). The study of hydrological, ecological, and surface modeling is greatly aided by accurate AET estimation, which also helps with the sensible distribution and use of water resources and the reduction of ecological pressure (Gao et al. 2018; Liu et al. 2019). The most common traditional techniques for estimating AET are the volumetric evapotranspiration meter, vorticity covariance (Peng et al. 2019), water balance (Liu et al. 2016), energy balance (Liu et al. 2020), and AET simulation utilizing the equations relating physical quantities (Ochoa-Sánchez et al. 2019). However, large-scale AET modeling is difficult because of these methodologies' high data collection requirements. Potential evapotranspiration (PET) is the volume of air needed to evaporate from a vegetated, well-watered land surface; the percentage of PET limited by soil moisture is equal to AET (Liu 2022). Afterwards, by calculating the ratio of AET to PET, scientists were able to verify and improve the modeling of AET (Peng et al. 2019). You et al.(2019) estimated AET using the complementary theory of AET and PET, exposing the features of climate change and the mechanisms influencing variations in AET and PET. To define evapotranspiration from wetland systems, Shoemaker & Sumner (2006) employed modified PET to estimate AET.
It is, however, biased to focus solely on the interaction between AET and PET. AET is produced by regulating the ratio of incident solar energy to longwave radiation (Qiu et al. 2020), and soil water content (SWC) is a crucial component of this process in the hydrologic cycle (Chen et al. 2021). As SWC is nonlinear regarding the soil moisture stress function of AET (Akuraju et al. 2017) and establishes the ratio of AET to PET, examining the pattern of SWC response to AET becomes a crucial component of modeling AET. Rahmati et al. (2020) study of the link between SWC and AET in the Rohrsbrugge region under two different meteorological circumstances revealed that, as a result of increased dryness throughout the measurement period, the phase shift between SWC and AET reduced on an annual scale. In order to mimic AET on a daily basis using soil moisture-limited PET, Liu (2022) built a nonlinear function (NLF). This allowed them to accurately simulate AET in the majority of the world while also coming up with a novel ideal for building AET models. The complexity and variability of the climate, however, reduce the simulation accuracy of AET in the Mediterranean climate zone and in some parts of Australia (Liu 2022). The drawbacks of relying solely on SWC to respond to AET results from ignoring the influence of vegetation, so these models need to be improved and the role that vegetation cover plays in the process of improvement needs to be taken into consideration.
The rate at which carbon is fixed through photosynthesis in vegetation is known as gross primary productivity (GPP), and it can be thought of as a means of mitigating the effects of vegetation deficit (Beer et al. 2010). Additionally, AET and GPP are important flux elements of the global carbon and water cycle, and they are intrinsically linked (Zhang et al. 2016), so understanding how the two interact will be crucial to enhancing the accuracy of AET simulation results. When estimating AET, the Shuttleworth–Wallace (S–W) model makes a distinction between soil moisture and vegetation. According to Zhang et al.'s evaluation (2008), the S–W model performs better overall than other AET models, although it is still subject to the restrictions imposed by canopy stomatal conductance. Hu et al. (2013) enhanced the S–W model by including GPP to lessen the inaccuracy brought on by canopy stomatal conductance. They also effectively calculated AET by utilizing remote sensing products and meteorological data, resolving the coupling issue between GPP and AET in terrestrial ecosystems. Zhang et al. (2016) developed a new monthly coupled carbon and water model to model AET based on GPP and water use efficiency, which improved the simulation efficiency and provided a theoretical basis for predicting human impacts on terrestrial ecosystem functions. Nguyen & Choi (2022) developed an improved Priestley–Taylor algorithm (GPP-PT) that is based on GPP and is robust in estimating the AET. This enhanced algorithm can be a dependable input for conventional hydrological models and increase the accuracy of AET prediction. The enhancement of global forcing data has made it possible to synthesize many elements to simulate AET; therefore, the construction of an AET model under the influence of multiple factors has become essential to increase the simulation stability and accuracy.
In this work, we integrate PET, SWC, and GPP and present a nonlinear model (AET-SWC-PET-GPP, ASPG) for quantitative estimation of AET based on the Fluxnet Network (FLUXNET) 2015 dataset. This approach considers not only the connection between AET and PET, but also the limitations on soil moisture, indicated by SWC, and the equilibrium between CO2 uptake and water transpired during photosynthesis, indicated by GPP, which is enhanced by plants through controlling the opening and closing of their leaf stomata. This study aims to improve the accuracy, stability, and application of the AET model by synthesizing several parameters. The primary objectives are as follows: (1) the aim of this study is to present and thoroughly assess linear and nonlinear models of AET under the influence of various parameters, utilizing the FLUXNET 2015 dataset. (2) Examining the ASPG model's applicability across temporal and spatial dimensions. (3) To investigate the AET models' attribution under various forms of vegetation cover, and the boundary thresholds of fitting coefficients.
MATERIALS AND METHODS
Study area and data sources
The FLUXNET 2015 dataset is a global resource of ground-based observational data designed to support and facilitate research on carbon, water, and energy fluxes in terrestrial ecosystems. With 212 ecological sites from all over the world, the dataset is collaboratively updated and maintained by the global FLUXNET partners. It is widely used to draw accurate global evaporation maps (Walker & Venturini 2019), as well as the benefits of comparative evaporative physics models, data-driven models, and mixed models (Hu et al. 2021). These data are of academic and scientific value in the fields of global ecology and climate science. It also provides reliable day scale oscillation differential observation data (including net radiation, soil thermal flow, SWC, subheat flow, and heat sensing flow) (Zhang et al. 2017).
Variables . | Abbreviation . | Units . | Frequency . |
---|---|---|---|
Average air temperature | Tmean | °C | Half-hour |
Net radiant | Rn | W/m2 | Half-hour |
Wind speed | U2 | m/s | Half-hour |
Vapor pressure deficit | VPD | hpa | Half-hour |
Atmospheric pressure | P | kPa | Half-hour |
Latent heat flux | LE | W/m2 | Half-hour |
Sensible heat flux | H | W/m2 | Half-hour |
Soil water content | SWC | % | Half-hour |
Gross primary production | GPP | gC/mm/year | Half-hour |
Variables . | Abbreviation . | Units . | Frequency . |
---|---|---|---|
Average air temperature | Tmean | °C | Half-hour |
Net radiant | Rn | W/m2 | Half-hour |
Wind speed | U2 | m/s | Half-hour |
Vapor pressure deficit | VPD | hpa | Half-hour |
Atmospheric pressure | P | kPa | Half-hour |
Latent heat flux | LE | W/m2 | Half-hour |
Sensible heat flux | H | W/m2 | Half-hour |
Soil water content | SWC | % | Half-hour |
Gross primary production | GPP | gC/mm/year | Half-hour |
Research methodology
Determining the real rate of transpiration
Potential evapotranspiration computation
AET correlation analysis at various depths with soil water content
AET, PET, SWC, GPP relationship fitting
Name . | Model . |
---|---|
AS | a × e(SWC-1) |
ASP | a × e(SWC-1) + b × PET |
ASP2 | a × e(SWC-1) + b × PET + c × SWC2 × PET |
ASPG | a × e(SWC-1) + b × PET + c × SWC2 × PET + d × GPP |
Name . | Model . |
---|---|
AS | a × e(SWC-1) |
ASP | a × e(SWC-1) + b × PET |
ASP2 | a × e(SWC-1) + b × PET + c × SWC2 × PET |
ASPG | a × e(SWC-1) + b × PET + c × SWC2 × PET + d × GPP |
Note: a, b, c, and d are model fit coefficients.
Model evaluation
RESULTS
AET and PET calculation results and related physical quantity relationship analysis
Selection of soil water content at different depths
A comparison of actual evapotranspiration with other physical quantities to analyze the trends
The four model fits' results
Model . | R2 . | NSE . | RMSE (mm) . | MAE (mm) . | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
MIN . | MAX . | AVG . | MIN . | MAX . | AVG . | MIN . | MAX . | AVG . | MIN . | MAX . | AVG . | |
AS | 0.41 | 0.95 | 0.64 | −0.49 | 0.54 | 0.01 | 0.32 | 2.24 | 1.02 | 0.25 | 1.91 | 0.84 |
ASP | 0.58 | 0.99 | 0.86 | 0.32 | 0.97 | 0.60 | 0.19 | 1.34 | 0.60 | 0.13 | 1.15 | 0.45 |
ASP2 | 0.66 | 0.99 | 0.88 | 0.43 | 0.97 | 0.67 | 0.17 | 1.25 | 0.55 | 0.11 | 1.03 | 0.41 |
ASPG | 0.73 | 0.99 | 0.93 | 0.51 | 0.98 | 0.80 | 0.14 | 0.83 | 0.42 | 0.09 | 0.59 | 0.31 |
Model . | R2 . | NSE . | RMSE (mm) . | MAE (mm) . | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
MIN . | MAX . | AVG . | MIN . | MAX . | AVG . | MIN . | MAX . | AVG . | MIN . | MAX . | AVG . | |
AS | 0.41 | 0.95 | 0.64 | −0.49 | 0.54 | 0.01 | 0.32 | 2.24 | 1.02 | 0.25 | 1.91 | 0.84 |
ASP | 0.58 | 0.99 | 0.86 | 0.32 | 0.97 | 0.60 | 0.19 | 1.34 | 0.60 | 0.13 | 1.15 | 0.45 |
ASP2 | 0.66 | 0.99 | 0.88 | 0.43 | 0.97 | 0.67 | 0.17 | 1.25 | 0.55 | 0.11 | 1.03 | 0.41 |
ASPG | 0.73 | 0.99 | 0.93 | 0.51 | 0.98 | 0.80 | 0.14 | 0.83 | 0.42 | 0.09 | 0.59 | 0.31 |
The four models' attribution analyses and differences in accuracy
For North America, Europe, and portions of Oceania, ASP2, which accounts for the nonlinear relationship between SWC, PET, and AET, significantly improves the simulation results, with an increase in R2 of more than 0.15 at most sites. The climates of the alpine plateau and the Mediterranean, where climate change is more complex, account for the majority of the sites with higher accuracy. Since AET has more than a simple linear relationship with SWC and PET, using a nonlinear relationship more accurately captures the situation of AET. Nonetheless, several stations, like CN-Du3 and DK-Fou stations, continue to have R2 below the 0.7 threshold. The reason for the little accuracy gain is because ASP2 finds it difficult to modify the fitting findings due to the small amount of data in these stations – in some cases, the data spans less than a year.
Not only does the ASPG that incorporates SWC, PET, and GPP improve the fitting results, with most sites from 30 to 60° N latitude and Oceania showing a greater improvement in accuracy, but it also has a more significant improvement and higher applicability for sites where there is a data scarcity issue. 95% of the flux locations had an R2 of 0.85 or higher. The few sites that did not perform well were found in southern Australia and southern South America, which is in line with Liu (2022) findings. The station with the lowest R2 (0.73) is AR-SLu. The AR-SLu station is situated in the eastern region of the Cordillera, where it is surrounded by a narrow zone where several climate types converge, primarily tropical desert, Mediterranean, alpine plateau, and temperate continental climates. The vegetation cover of this region is mixed forests. The main causes of the complexity and variability of the AET in the region, as well as the low fit accuracy, are the complex vegetation cover types and the local climate.
In summary, the ASPG is better suited for simulating the change patterns of AET under the 11 planted cover types at the global diurnal scale because it incorporates the physical mechanism of SWC, the nonlinear relationship between AET and PET, and GPP which represents the ability of plants to optimize the balance between CO2 uptake and the amount of water transpired during photosynthesis by regulating the opening and closing of leaf stomata.
DISCUSSION
Analysis of model applicability
In this study, we propose a model to simulate the global AET of each flux station tower at the daily scale (ASPG), based on the linear or nonlinear relationship between PET, SWC, GPP, and AET. The model performs well in North and South America, Eurasia, and Africa, but relatively poorly in some Mediterranean climatic zones and some parts of Australia, even though the lowest NSE reaches more than 0.5. Its regional applicability is in line with the results of an NLF model that Liu (2022) created to simulate AET using PET while taking soil water restrictions into account. While the ASPG suggested in this study achieves an NSE of more than 0.8 in regions with high accuracy, the NLF model only obtains an NSE of more than 0.6 in high accuracy locations. This is a considerable improvement over the AET simulation accuracy.
All things considered, ASPG performs better overall across temporal and spatial scales, with greater applicability and dependability.
Effect of different soil moisture content on the results
Analysis of coefficient variance for ASPG
CONCLUSION
The following precise conclusions and findings are presented in this paper, which is based on the 149 flux tower datasets in FLUXNET 2015 and proposes an ASPG model for quantitatively estimating global AET by combining the physical links among SWC, PET, GPP, and AET.
(1) The global AET has a distinct seasonal distribution, due to the plantation being rooted in the influence of the soil-covered gas belt, the AET of different geographies has different correlations with the SWC of different depths, and the peak of SWC trend changes generally occur ahead of the trend peak of AET.
(2) The ASPG model considers the linear or nonlinear interactions among SWC, PET, GPP, and AET. It outperforms the AS, ASP, and ASP2 models in AET simulation, with R2 > 0.7, NSE > 0.5, RMSE < 0.83 mm, MAE < 0.59 mm, and higher peak simulation accuracy than the other models.
(3) On a spatial scale, the ASPG model is suitable for more vegetation-covered areas and has good simulation performance for complex climatically variable areas, such as Mediterranean climate and parts of Australia; on a time-scale, ASPG models are used to simulate the global flow tower day scale and moon scale AET respectively, the R2 of the simulation results can reach 0.7 or more, the NSE can reach 0.5 or more and the RMSE of the daily scale result is reduced by 87% and the MAE scale by more than 89% respectively. In terms of both space and temporal scales, the ASPG model is more effective.
(4) The amount of the data volume at each site and the various depths of SWC have an impact on the simulation accuracy of the ASPG model; the greater the correlation between AET and SWC, the more accurate the fitting results. The correlation between AET and SWC, PET, and GPP, respectively, can be reflected by the different fitting coefficients of the ASPG model. These coefficients have varying value spans under different types of vegetation cover, which are primarily influenced by climatic conditions, geographic location, and physiological processes of the vegetation.
ACKNOWLEDGEMENTS
We thank the Hubei Key Laboratory of Intelligent Yangtze and HydroelectricScience, China Yangtze Power Co., Ltd, and Yangtze University for financial support for this study.
AUTHORS’ CONTRIBUTIONS
Several authors contributed to create this research article. Detailed contributions were as follows: Yongxi Sun contributed to conceptualization, methodology, software development, and writing the original draft; Yuru Dong contributed to data curation and visualization; Chao He contributed to formal analysis; Yanfei Chen contributed to funding acquisition.
FUNDING
This research received funding from the Hubei Key Laboratory of Intelligent Yangtze and Hydroelectric Science, China Yangtze Power Co., Ltd open research fund, Fund number: ZH2102000111.
DATA AVAILABILITY STATEMENT
Data cannot be made publicly available; readers should contact the corresponding author for details.
CONFLICT OF INTEREST
The authors declare there is no conflict.
REFERENCES
Author notes
These authors contributed equally to the work.