Amino acid (AA) was used as a green grafting agent to functionalize polyepoxysuccinic acid (PESA), and three AA-modified PESA (AA-PESA) CaCO3 scale inhibitors were obtained to change the structural singleness of PESA and further improve its comprehensive properties. The structures of AA-PESA were characterized by Fourier transform infrared (FTIR) spectroscopy and nuclear magnetic resonance hydrogen (1HNMR) spectroscopy. The molecular weights of AA-PESA were analyzed by gel permeation chromatography (GPC). The synthesis technology of AA-PESA was optimized by single-factor and orthogonal experiments. The CaCO3 scale inhibition performance of AA-PESA was studied by the static scale-inhibition method, and the scale inhibition mechanism was analyzed. Results showed that AA-PESAs had the same synthesis process: n(PESA):n(AA) = 1:0.625, reaction temperature of 95 °C, and reaction time of 2 h. In the water system with pH 7.0–8.5, agent concentration of 8–10 mg/L, action period of 10–14 h, ambient temperature <80 °C, and ρ(Ca2+) < 250 mg/L, the inhibition rate of the three AA-PESAs on CaCO3 could reach 100%, and GIN was preferred for the graft modification of PESA. FTIR, X-ray diffraction (XRD), and scanning electron microscopy (SEM) results showed that the addition of AA-PESA could control the nucleation sites of CaCO3 crystals, had important influence on the growth of calcite (104) crystal planes, and had a good inhibitory effect on the CaCO3 scale.

  • AA-PESA were synthesized by modification with AAs as green grafting agents and their molecular weights were all more than 3,500 g/mol.

  • The synthesis technology of AA-modified PESA was optimized by single-factor and orthogonal experiments.

  • Scale inhibition mechanism of AA-PESA was determined by microscopic analysis.

Graphical Abstract

Graphical Abstract

Industrial recycled water treatment technology is one of the most effective ways to conserve industrial water and reduce water pollution (X. H. Liu et al. 2020; Z. Liu et al. 2020). Nevertheless, the recycling of cooling water can cause problems (such as scaling inside condenser tubes and PVC fillers in cooling towers) (Chhim et al. 2020), which lead to a decrease in productivity and waste of energy during the operation of companies (such as power plants) (Haklidir & Haklidir 2017). Many techniques can solve the problem of scaling (Moya & Botella 2021), and the most convenient and effective solution among chemical treatment methods is the addition of water treatment agents (Gitis & Hankins 2018). With the development of industrial circulating cooling water treatment technology, negative effects, such as the eutrophication of water bodies caused by phosphorus-based formulations, have gradually attracted attention (Y. M. Yin et al. 2019; Z. L. Yin et al. 2019), and green inhibitors that are easy to synthesize and environmentally friendly have become an important development direction in the field of water treatment (Chaussemier et al. 2015; Gao et al. 2021).

Polyepoxysuccinic acid (PESA) is phosphorus-free, non-nitrogenous, and easily biodegradable. PESA has a strong chelating effect on Ca2+ and especially on CaCO3, and it is better than other carboxylate-containing scale inhibitors (Chen et al. 2021; Nie et al. 2022). However, PESA has problems, such as by-products and contaminants, in the production and low atomic utilization of raw materials (Leng et al. 2020). Researchers mostly adopted physical or chemical modification techniques to improve their comprehensive performance (Liu et al. 2019). Physical modification is the compounding technology (Xue et al. 2021), whereas chemical modification is the use of ring-opening or graft copolymerization to introduce functional groups on the main chain or branch the chains of PESA molecules to change the polarity and spatial structure of the molecule, making its scale inhibition targeted, multifunctional, and adaptable to complex water quality (Bai & Xu 2020). In terms of the reported research results on PESA modification worldwide, although the synthesized products have improved the scale inhibition rate of PESA to a certain extent, some defects remain, such as high synthesis cost a, certain toxicity of the modifier, secondary pollution of the environment caused by the degraded products, and other technical problems (X. H. Liu et al. 2020; Z. Liu et al. 2020; Zou et al. 2021; Htet & Zeng 2022).

Amino acids (AAs) are amphiphilic organic compounds, and in addition to environmental factors, the presence of heteroatoms (such as S, N, and O) and their conjugated p-electron systems on the molecular structure have attracted the attention of scientists. El Ibrahimi et al. (2020) showed that AAs and their derivatives can be employed as corrosion inhibitors for metals and their alloys. However, studies on their use as scale inhibitors have not been reported. Furthermore, although AAs have been used as raw materials to obtain AA-modified PESA (AA-PESA) with relatively improved properties, a series of PESA functional materials has not been formed (Liu 2015; K. F. Zhang et al. 2021; Y. J. Zhang et al. 2021). In this paper, we have obtained ‘serialized’ AA-PESA by using various AAs as green grafting agents. The synthesis process of AA-PESA is discussed, their scale inhibition rate is evaluated, and their scale inhibition mechanism is analyzed. Given that AAs are widely available, nontoxic, and biodegradable, their use as green grafting agents improves the scale inhibition rate of PESA, and reduces the synthesis cost and secondary pollution to the environment, with a view to providing an effective way to improve the comprehensive performance of PESA and realize its industrialization.

Materials and instruments

Experimental materials

Maleic acid anhydride, sodium tungstate, calcium hydroxide, sodium hydroxide and asparagine were purchased from Sinopharm Group Chemical Reagent Beijing Corp. Ltd. The glutamine, cysteine, hydrochloric acid, calcium carboxylic acid indicator, anhydrous calcium chloride, sodium bicarbonate, potassium hydroxide, disodium EDTA, sodium tetraborate, and potassium chloride were purchased from Tianjin Damao Chemical Reagent Factory. All reagents used were of analytical purity.

Test instrument

An electronic balance (e = 10d) was used to weigh the test materials. Scanning electron microscopy (SEM, SIGMA 300) was used to observe and analyze the microscopic morphology and scale inhibition mechanism of AA-PESAs. Fourier transform infrared (FTIR, IRPrestige-21) spectroscopy was used to analyze changes in the functional groups before and after AA-modified PESA, and contrast morphology change of calcium carbonate scale samples. Nuclear magnetic resonance hydrogen (1HNMR, Pulsar TM) spectroscopy was used to analyze changes in the functional groups before and after AA-modified PESA. X-ray diffraction (XRD, D/max 2200 PC) was used to contrast morphology change of calcium carbonate scale samples, and analyze the scale inhibition mechanism of AA-PESA. Gel permeation chromatography (GPC, PL-GPC220) was used to analyze the molecular weights and obtain the dispersion coefficients of PESA and three AA-PESAs.

Synthesis of AA-PESA scale inhibitor

Synthesis of PESA

The 9.8 g of maleic anhydride (MA) and 7.5 g of NaOH were weighed and completely dissolved in 15 ml of deionized water to obtain sodium maleate. The oil bath was raised to 50–60 °C, 0.8 g Na2WO4, was added, and after waiting for complete dissolution, slowly dropwise 12 mL of 30% H2O2 was added. The pH of the mixture was adjusted to pH 7 with an appropriate amount of 50% NaOH solution, the temperature was raised to 70 °C, and the reaction was cyclized for 2 h to get epoxy succinic acid (ESA). The solution was cooled to room temperature and purified by adding 15 mL of acidified methanol to obtain the mucilaginous substance PESA. The reaction process was as follows.

Synthesis of AA-PESA

(1) Synthetic Mechanism

The synthesis of AA-PESA scale inhibitors was carried out in two steps, First, the amino group containing a lone pair of electrons on the AA was used as a nucleophilic reagent to attack the carbonyl carbon in PESA to form a negatively charged central carbon atom in a distorted sp3-hybridized spatial tetrahedral configuration. Then, one leaving group of the tetrahedral intermediate was eliminated, and the sp3-hybridized intermediate had a triangular planar structure with sp2 hybridization. The modification reaction process was the reorganization of the spatial structure of the above carbonyl group that underwent two conformational flips, i.e. the linkage of grafting reagents and the departure of small molecules. The reaction procedure was as follows (Figure 1).
Figure 1

Experimental preparation procedure mechanism diagram.

Figure 1

Experimental preparation procedure mechanism diagram.

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(2) Synthetic Process

The optimal synthesis process of AA-PESA scale inhibitors was determined by single-factor experiment and orthogonal test. The process is as follows. Certain amounts of PESA and AA were weighed in a three-necked flask in accordance with a certain molar ratio. An appropriate amount of deionized water was added to the mixture and stirred to dissolve. The oil bath was raised to a certain temperature. The pH of the mixture was adjusted to pH 5 with an appropriate amount of acetic acid, and the mixture was cooled to room temperature after a certain reaction time, 15 mL acidified methanol was added to purify and obtain AA-PESA, and it was dried at 50 °C for use.

Performance evaluation of CaCO3 scale resistance

The scale inhibition rate of AA-PESA scale inhibitor against CaCO3 was evaluated with reference to GB/T16632–2019 Determination of Scale Inhibition Rate of Water Treatment Agents – Calcium Carbonate Deposition Method (China 2019). Calcium chloride (CaCl2) solution and sodium hydrogen carbonate (NaHCO3) solution were used to prepare CaCO3 water samples. The concentration of Ca2+ was 240 mg/L and the concentration of HCO3 was 732 mg/L (all with CaCO3 as reference). The 500 mL conical flask of the experimental water sample with and without the addition of scale inhibitor was placed in a water bath at a temperature of 80 °C for ten hours, then the conical flask was removed, filtering while hot, the filtrate was cooled to room temperature, and the Ca2+ content in the filtrate was titrated with EDTA standard solution. The Ca2+ content (ρ) and the scale inhibition performance (η) of the water treatment agents were calculated according to Equations (1) and (2), respectively. In addition, the effects of different concentrations of Ca2+ and different pH on the scale inhibition performance were studied under the conditions of a water bath temperature of 80 °C and a heating time of ten hours, respectively.
(1)
where ρ represents the mass concentration, mg/mL; c represents the exact value of the actual concentration of EDTA, mol/L; V1 represents the value of the volume of EDTA consumed in the titration, mL; V represents the volume of the filtrate taken, mL; M represents the relative molar mass of Ca2+, g/mol.
(2)
where η represents the scale inhibition performance, %; ρ0 and ρ2 are the mass concentration of Ca2+ in the solution after heating and before heating without scale inhibitor, respectively, mg/mL; ρ1 is the mass concentration of Ca2+ in the solution after heating when adding scale inhibitor, mg/mL.

Determination of molecular weight of AA-PESA

Quantities of 10 mg of PESA and three AA-PESA were weighed respectively, and the molecular weight was determined by applying the gel permeation chromatography (GPC) technique using water as the solvent. The instrument parameters were as follows: injection rate of 0.5 mL/min, mobile phase of sodium nitrate solution, temperature of 45 °C, and protection column of Ultrahydrogel.

Structural characterization of products

The samples PESA, ASN-PESA, GIN-PESA and CYS-PESA were mixed with spectrally pure KBr in the ratio of 1:100 and scanned with an IRPrestige-21 infrared spectrometer in the range of 500 cm−1–4,000 cm−1.

Using 0.50 mL of D2O as the solvent, 10 mg of PESA and three AA-PESA were dissolved in the NMR test tube, and the NMR hydrogen spectra of the four were measured by a Pulsar TM NMR hydrogen spectrometer at room temperature.

Calcium carbonate scale sample test

IR tests were performed on the blank scale samples and the scale samples after adding scale inhibitor, and the testing conditions were as described in Section 2.5.

The D/max 2200 PC powder diffractometer was used to perform XRD tests on calcium carbonate samples under different conditions. The test conditions were as follows: tube current 40 mA, tube voltage 40 kV, scan range 3° ≤ 2θ ≤ 85°.

A SIGMA 300 energy field emission scanning electron microscope was used for SEM testing of CaCO3 scale. The test conditions were as follows: accelerating voltage 20 kV, magnification 5,000 times.

Characterization of molecular structures

FTIR characterization

Figure 2 shows the infrared spectra of PESA and the three AA-PESAs. In the PESA curve, the peak at 3,496 cm−1 is the stretching vibration peak of -OH in -COOH. The peak at 1,135–1,154 cm−1 is attributed to the open-loop stretching vibration peak of C-O-C (Jia et al. 2021). The peak at 1,617 cm−1 is the stretching vibration peak of C = O in -COOH, and that at 1,389 cm−1 is the bending vibration of C-H. Among the three AA-PESA curves, in addition to the characteristic peaks in PESA, the ASN-PESA curve has peaks at 3,420–3,518 cm−1 corresponding to the telescopic vibrations of O-H and N-H, and the peaks are red-shifted due to the amidation reaction. The peaks at 1,651–1,680 cm−1, which are attributed to the bending vibrations of N-H in -NH2-, are wider than those in PESA. In the GIN-PESA curve, in addition to the characteristic peak in ASN-PESA, the asymmetric stretching vibration peak of C-H in -CH2- appears at 2,963 cm−1, but does not appear in the two other AA-PESAs, indicating the presence of more -CH2-. In the CYS-PESA curve, 3,589 cm−1 is attributed to the telescopic vibrational conjunction peak of O-H and N-H. The peak at 1,618 cm−1 is attributed to the stretching vibration of C = O in -CONH- and the bending vibration peak of N-H. The peak at 1,400 cm−1 is the bending vibration peak of C-H in -CH2-. In addition, the stretching vibration frequency of S-H is evidently low, and the band at 2,300 cm−1 is weak and slightly broadened. The above results indicate that all three AA-PESAs have been successfully prepared.
Figure 2

Infrared spectra of PESA and AA-PESA.

Figure 2

Infrared spectra of PESA and AA-PESA.

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1HNMR characterization

The 1HNMR spectra of PESA and the three AA-PESAs are shown in Figure 3. PESA shows the characteristic H peaks of C-H at chemical shifts of 4.0–4.25 and 3.27 ppm and the characteristic H peak of D2O at 4.7 ppm. In the spectra of the three AA-PESAs, in addition to possessing the characteristic H peaks in PESA, ASN-PESA shows the characteristic H peaks of the amide group and the amide group in the amidation reaction at 6.0 and 6.4 ppm, respectively. The characteristic H peak of -CH2- appears between 2.75 and 2.8 ppm, and the characteristic H peak of hypomethylene appears at 4.0 ppm and is influenced by the neighboring -CH2-influenced cleavage into a triple peak. GIN-PESA shows characteristic H peaks at 6.1 and 6.5 ppm for the amide group and the amide group in the amidation reaction, respectively. A characteristic H peak for -CH2- is between 2.0 and 2.5 ppm, where the H on carbon 4 is cleaved into a sixfold peak by the influence of hypomethylene and methylene. CYS-PESA shows characteristic H peaks of the amide group, -CH2-, and -SH at 8.4, 3.0, and 3.25 ppm, respectively. Results indicate that -NH2 in the three AAs is amidated with -COOH in PESA, i.e. all three AA-PESAs are successfully synthesized.
Figure 3

1HNMR of PESA and AA-PESA: (a) PESA, (b) ASN-PESA, (c) GIN-PESA, (d) CYS-PESA.

Figure 3

1HNMR of PESA and AA-PESA: (a) PESA, (b) ASN-PESA, (c) GIN-PESA, (d) CYS-PESA.

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Molecular weight testing of PESA and AA-PESA

Figure 4 represents the molecular weight distribution curves of PESA and the three AA-PESAs. Table 1 shows the analysis table of molecular weight results, where Mn is the molecular size characterized by the mean molecular weight, Mp is the integrated area of the corresponding signal peak and is the theoretically calculated molecular weight, and Mw is the actual measured heavy average molecular weight (Liu et al. 2021). The molecular weights of all three AA-PESAs are more than 3,500 g/mol and higher than that of PESA. In addition, the dispersion coefficients (D) of all four products are around 1.20, indicating that the damage to the long chain of PESA after modification is minimal, demonstrating the feasibility, reproducibility, and rationality of the AA-PESA synthesis process.
Table 1

Analysis table of molecular weight results of PESA and AA-PESA

ProductsMn (g/mol)Mw (g/mol)Mp (g/mol)D
PESA 3,002 3,612 4,273 1.20 
ASN-PESA 3,103 3,656 4,648 1.18 
GIN-PESA 3,112 3,736 4,600 1.20 
CYS-PESA 3,061 3,706 4,410 1.21 
ProductsMn (g/mol)Mw (g/mol)Mp (g/mol)D
PESA 3,002 3,612 4,273 1.20 
ASN-PESA 3,103 3,656 4,648 1.18 
GIN-PESA 3,112 3,736 4,600 1.20 
CYS-PESA 3,061 3,706 4,410 1.21 
Figure 4

GPC spectra of PESA and AA-PESA.

Figure 4

GPC spectra of PESA and AA-PESA.

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Optimization of synthesis process conditions

Single-factor experiment

The effects of n(PESA):n(AA), grafting reaction temperature and reaction time on the scale inhibition rate of AA-PESA are investigated (Figure 5).
Figure 5

Single-factor experimental study on optimization of AA-PESA synthesis process conditions: (a) n(PESA):n(AA), (b) reaction temperature, (c) reaction time.

Figure 5

Single-factor experimental study on optimization of AA-PESA synthesis process conditions: (a) n(PESA):n(AA), (b) reaction temperature, (c) reaction time.

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The effect of molar ratio on the scale inhibition rate of AA-PESA is investigated under the conditions of reaction temperature of 95 °C, reaction time of 2 h, and scale inhibitor concentrations of 8 mg/L. Results are shown in Figure 5(a). As the amount of AA added increases, the scale inhibition rate tends to increase gradually, and reaches the maximum when n(PESA):n(AA) = 1:0.625. If AA is further increased, the scale inhibition rate decreases. This finding is due to the large molecular weight and the long water-soluble polymer chain, which increase the adsorption bridging in the solution and accelerate the flocculation and precipitation of fine particles in the solution. This phenomenon results in the weakening of scale inhibition (Yang et al. 2019). Therefore, from the economic point of view, n(PESA): n(AA) = 1:0.625 is chosen.

Under the conditions of n(PESA):n(AA) = 1:0.625, reaction time of 2 h, and scale inhibitor concentration of 8 mg/L, the effect of reaction temperature on the scale inhibition rate of AA-PESA is explored, and results are shown in Figure 5(b). With the increase in reaction temperature, the scale inhibitions of the three AA-PESAs are the first to increase and then decrease and reach the maximum value of 100% at 95 °C. The reason is that when the temperature is low, the reaction activity is low, the reaction rate is slow, and the grafting rate of the products is low, leading to a decrease in scale inhibition. When the reaction temperature is too high, problems such as difficulty in controlling the reaction rate and the decomposition of AA-PESA arise, resulting in a drop in scale inhibition (Jia et al. 2020). Hence, the optimal temperature for AA-PESA synthesis is 95 °C.

Under the conditions of n(PESA):n(AA) = 1:0.625, reaction temperature of 95 °C, and concentration of scale inhibitor of 8 mg/L, the effect of reaction time on the scale inhibition rate of AA-PESA is studied. Results are illustrated in Figure 5(c). With prolonged reaction time, the scale inhibition of ASN-PESA and GIN-PESA increase and then decrease, and the scale inhibition rate reaches the maximum (98.64% and 100%, respectively) at 2 h. The primary reason is that the short time is not conducive to the full reaction between AA and PESA, and the grafting rate is low, which leads to decreased scale inhibition. Subsequently, as the reaction reaches equilibrium with the increasing time, a side-reaction or decomposition reaction occurs, which diminishes the chelation effect and leads to the decline of scale inhibition (Liu et al. 2021). For CYS-PESA, the two highest points are observed at 1.5 and 2.5 h. This finding is because the short chain length and low spatial site resistance of CYS can fully react with PESA within 1.5 h, and the grafting rate is high, with a scale inhibition rate of 98.9%. At 2 h of reaction, the repulsion and entanglement between branched chains lead to a decrease in scale inhibition rate to 86.8%. At 2.5 h of reaction, the grafting rate can be further increased and still maintain its effective adsorption of Ca2+ with a scale inhibition rate of 95.8%. Therefore, the optimal reaction times of ASN-PESA, GIN-PESA, and CYS-PESA are 2, 2 and 1.5 h, respectively.

In summary, the results of the single-factor experimental study for the optimization of the AA-PESA synthesis process conditions are: n(PESA):n(AA) = 1:0.625, reaction temperature of 95 °C, and optimal reaction times of 2, 2 and 1.5 h for ASN-PESA, GIN-PESA and CYS-PESA, respectively.

Orthogonal tests

The synthesis conditions of AA-PESA are further optimized by orthogonal experiments based on the evaluation of the inhibition performance of AA-PESA on the CaCO3 scale formation process. The effects of four factors, namely, type of AA (A), n(PESA):n(AA) (B), reaction temperature (C), and reaction time (D), on the scale inhibition rate of the product are investigated. Three levels are used for each factor. Orthogonal experiment factor levels are shown in Table 2, and orthogonal experiment results are shown in Table 3.

Table 2

Orthogonal experimental factor level table of AA-PESAs

LevelAA (A)n(PESA):n(AA) (B)Reaction temperature (C) (°C)Reaction time (D) (h)
ASN-PESA 1:0.5 85 1.5 
GIN-PESA 1:0.625 95 
CYS-PESA 1:0.75 105 2.5 
LevelAA (A)n(PESA):n(AA) (B)Reaction temperature (C) (°C)Reaction time (D) (h)
ASN-PESA 1:0.5 85 1.5 
GIN-PESA 1:0.625 95 
CYS-PESA 1:0.75 105 2.5 
Table 3

Orthogonal experimental results of AA-PESAs

ExperimentABCDScale inhibition rate (%)
ASN-PESA 1:0.5 85 1.5 86.6 
ASN-PESA 1:0.625 95 100 
ASN-PESA 1:0.75 105 2.5 88.6 
GIN-PESA 1:0.5 95 2.5 89.8 
GIN-PESA 1:0.625 105 1.5 86.7 
GIN-PESA 1:0.75 85 84.4 
CYS-PESA 1:0.5 105 85.9 
CYS-PESA 1:0.625 85 2.5 86.0 
CYS-PESA 1:0.75 95 1.5 87.9 
K1 91.733 87.453 85.667 87.067  
K2 86.967 90.900 92.567 90.120  
K3 86.620 86.967 87.087 88.133  
5.113 3.933 6.900 3.053  
ExperimentABCDScale inhibition rate (%)
ASN-PESA 1:0.5 85 1.5 86.6 
ASN-PESA 1:0.625 95 100 
ASN-PESA 1:0.75 105 2.5 88.6 
GIN-PESA 1:0.5 95 2.5 89.8 
GIN-PESA 1:0.625 105 1.5 86.7 
GIN-PESA 1:0.75 85 84.4 
CYS-PESA 1:0.5 105 85.9 
CYS-PESA 1:0.625 85 2.5 86.0 
CYS-PESA 1:0.75 95 1.5 87.9 
K1 91.733 87.453 85.667 87.067  
K2 86.967 90.900 92.567 90.120  
K3 86.620 86.967 87.087 88.133  
5.113 3.933 6.900 3.053  

Table 3 shows that RC > RA > RB > RD, indicating that the C factor has highest influence on the scale inhibition rate among the four factors. The best scheme for AA-PESA is A1B2C2D2 from the visual analysis, i.e. the grafting agent is ASN, n(PESA):n(AA) = 1:0.625, the reaction temperature is 95 °C, and the reaction time is 2 h. At this time, the scale inhibition rate is 100%. Additional experiments are conducted for the orthogonal experiments to further investigate the inhibition of CaCO3 by the two other grafting agents under optimal scheme conditions, and results are shown in Table 4.

Table 4

Supplementary experiments for orthogonal experiments

SpeciesMole ratioTemperature (°C)Time (h)Scale inhibition rate (%)
GIN-PESA 1:0.625 95 100 
CYS-PESA 1:0.625 95 100 
SpeciesMole ratioTemperature (°C)Time (h)Scale inhibition rate (%)
GIN-PESA 1:0.625 95 100 
CYS-PESA 1:0.625 95 100 

As shown in Tables 3 and 4, the three AA-modified PESAs have the same synthesis process parameters, i.e. n(PESA): n(AA) = 1:0.625, reaction temperature of 95 °C, and reaction time of 2 h. The scale inhibition rate of 100% can be achieved under the conditions of a scale inhibitor concentration of 8 mg/L. Compared with the scale inhibition rate of 92.5% at 10 mg/L for unmodified PESA described in Section 2.2.1 of this paper, those for AA-PESAs are improved. This finding indicates that the introduction of reactive groups, such as amide groups on the side-chains of PESA molecules by AA, can significantly improve the scale inhibition effect.

Scale inhibition performance of AA-PESA

Effect of scale inhibitor concentration on scale inhibition efficiency

The scale inhibition rates of AA-PESA under optimal conditions are examined (Figure 6), and show an increasing trend for CaCO3 scale inhibition rate as the concentration used increases. When the dosage of the agent is 8 mg/L, the scale inhibition rate of all three AA-PESAs is 100%, and the scale inhibition rate remains unchanged when the dosage continues to increase, indicating that a threshold effect of AA-PESA scale inhibition agent exists (Y. M. Yin et al. 2019,; Z. L. Yin et al. 2019). Moreover, the scale inhibition rate of all three AA-PESAs is significantly better than that of the polyacrylic acid polymer (Wen & Zhang 2014). The increase in the concentration of the agent leads to an increase in the number of functional groups introduced in the branched chains of the PESA molecule through polymerization reactions. When AA-PESA scale inhibitor molecules are chemically adsorbed at the active growth points of CaCO3 crystalline surfaces, carboxyl and amide groups react with constitutive crystalline ions to form soluble complexes, thus causing abnormal CaCO3 lattice growth and decreased nucleation rate (Yang 2016). In addition, given that the branched chains of GIN-PESA are longer than those of the two other AA-PESAs, their active sites are likely to bind Ca2+, resulting in better scale inhibition than CYS-PESA and ASN-PESA when the dosage is less than 8 mg/L. Therefore, the optimal concentration of AA-PESA is 8–10 mg/L, and GIN is preferred for the graft modification of PESA.
Figure 6

Influence of scale inhibitor concentration on scale inhibition rate.

Figure 6

Influence of scale inhibitor concentration on scale inhibition rate.

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Effect of scale inhibition time on scale inhibition efficiency

As shown in Figure 7, the scale inhibition rate of all three AA-PESAs shows a decreasing trend with the extension of scale inhibition time, and the decline rate follows the order: ASN-PESA > GIN-PESA > CYS-PESA. The change in the scale inhibition rates of the three AA-PESAs are 100% at < 10 h, > 95% at 10–14 h, and the scale inhibition rates of CYS-PESA and GIN-PESA remain around 90% at 18 h. The reason is that the chelation equilibrium between AA-PESA and Ca2+ is disrupted with prolonged action time, resulting in the conversion of CaCO3 crystalline type to stable calcite type and leading to decreased action effect. Therefore, the optimal period of use of AA-PESA is 10–14 h.
Figure 7

Influence of scale inhibition time on scale inhibition rate.

Figure 7

Influence of scale inhibition time on scale inhibition rate.

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Effect of system temperature on scale inhibition efficiency

As shown in Figure 8, the scale inhibition rates of all three AA-PESAs are close to 100% at temperatures < 80 °C. When the temperature exceeds 80 °C, the scale inhibition rates of all three AA-PESAs show a decreasing trend, but the decline rate of GIN-PESA is slowest, maintaining 85% scale inhibition rate at 90 °C. This finding is attributed to increasing temperature, accelerated movement of particles in solution, increased effective collision between microcrystals, and increased chance of generating CaCO3 scale, leading to decreased scale inhibition rate. In addition, an increase in temperature reduces the ability of AA-PESA active sites to adsorb Ca2+ and increases the concentration of free Ca2+, thus enhancing the chance of CaCO3 scale generation. Finally, an increase in temperature may damage the structure of the polymer, thus reducing the inhibition efficiency of the active groups (K. F. Zhang et al. 2021; Y. J. Zhang et al. 2021). Therefore, AA-PESA should not be used at temperatures exceeding 80 °C.
Figure 8

Effect of system temperature on scale inhibition rate.

Figure 8

Effect of system temperature on scale inhibition rate.

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Effect of pH on scale inhibition efficiency

As shown in Figure 9, the scale inhibition rates of the three AA-PESAs decrease significantly with increased pH of the system and are almost 0 at pH 11.0, but the scale inhibition rate of GIN-PESA is slightly better than those of the other two AA-PESAs. Equations (3) and (4) show that when the pH of the system increases, the reaction equilibrium shifts to the left, the concentration of CO32− increases, the supersaturation of the solution increases, and the nucleation rate of CaCO3 crystals accelerates. Thus, the scale inhibition rate decreases. When pH is 7.0–8.0, the scale inhibition performance can reach 100%, and when pH > 8.0, the scale inhibition performance begins to decline, and when pH is 8.5, the scale inhibition rate of AA-PESA is still more than 92%. Hence, the pH range of the system should be 7.0–8.5.
(3)
(4)
Figure 9

Effect of pH value on scale inhibition rate.

Figure 9

Effect of pH value on scale inhibition rate.

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Effect of hardness on scale inhibition efficiency

As shown in Figure 10, the scale inhibition rates of the three AA-PESAs decreased with increasing system hardness, indicating that high Ca2+ concentration is a disadvantageous factor when AA-PESA is used as scale inhibitor (Huang et al. 2019). When ρ(Ca2+) = 250 mg/L (in terms of CaCO3, same below), the scale inhibition rates of all three AA-PESAs are 100%. When ρ(Ca2+) = 400 mg/L, these scale inhibition rates drop sharply to about 50%, indicating that the chelating effect of AA-PESA reaches saturation. When ρ(Ca2+) > 600 mg/L, playing an effective adsorption role is difficult for the scale inhibitor, resulting in its complete deactivation. This finding also indicates the ‘threshold effect of calcium hardness’ of AA-PESA on the crystallization process of the CaCO3 scale. In the process of utilization, this threshold value can be improved by compounding with other scale inhibitors. Therefore, the three AA-PESAs are suitable for application in systems with hardness less than 250 mg/L.
Figure 10

Effect of hardness on scale inhibition rate.

Figure 10

Effect of hardness on scale inhibition rate.

Close modal

In summary, the three AA-PESA scale inhibitors can be used in the following environments: pH 7.0–8.5, agent concentration of 8–10 mg/L, action period of 10–14 h, ambient temperature < 80 °C, and ρ(Ca2+) < 250 mg/L water system. These conditions result in the inhibition rate of CaCO3 reaching 100%, and GIN is advisable to adopt for the graft modification of PESA.

Microscopic analysis of scale inhibition mechanism

FTIR spectroscopy of CaCO3 scale samples

Figure 11 shows the infrared spectrum of CaCO3 scale before and after the addition of AA-PESA scale inhibitors. The CaCO3 deposited on the heat exchanger surface is a homogeneous multiphase of three crystalline forms of sphalerite, aragonite, and calcite with increasing thermodynamic stability. Sphalerite is the most thermodynamically unstable anhydrous CaCO3 polycrystalline form and is capable of spontaneous transformation into thermodynamically stable calcite (Eichinger et al. 2022). The absorption peaks appearing at 710 and 874 cm−1 for the blank scale samples are the in-plane and out-of-plane bending vibration peaks of CO32−, respectively, in calcite. After the addition of the three AA-PESA scale inhibitors, the new absorption peaks at 743 and 1,082 cm−1 are the in-plane bending vibration and the symmetric stretching vibration peaks of CO32−, respectively, in sphalerite, whereas the intensity of the absorption peak of calcite at 710 cm−1 is relatively weakened. Results indicate that the three AA-PESAs have a stabilizing effect on the transition state crystals and can transform CaCO3 crystals from stable calcite into unstable spherulite (Pretsch et al. 2002).
Figure 11

Infrared spectrum of CaCO3 crystal.

Figure 11

Infrared spectrum of CaCO3 crystal.

Close modal

XRD characterization of CaCO3 scale samples

Figure 12 shows the XRD spectra of CaCO3 scale samples obtained in the static scale-inhibition experiments after the addition of AA-PESA scale inhibitors. Figure 12(a) shows that (102), (104), (110), (113), (202), and (108) crystalline diffraction peaks, which are all characteristic peaks of calcite-type scale samples, appear at 2θ for the blank scale sample. Among them the (104) crystalline diffraction peak has the largest intensity, indicating that the (104) crystalline surface is the most dominant growth surface of calcite. Figures 12(b)–12(d) show that the CaCO3 scale samples after the addition of AA-PESA exhibit the characteristic peaks of spherulite at (111), (112), (114), (300), and (118) crystal faces, and the intensities of diffraction peaks at the (104) crystal face show a substantial decrease (Figure 13), indicating that the presence of three AA-PESAs can control the nucleation of crystal sites and has an important effect on the growth and dissolution of calcite (104) crystal faces, thus changing the crystalline form of calcium scale from a single calcite to a mixed crystalline form with the coexistence of calcite and sphalerite (Zhang et al. 2016). Therefore, AA-PESA has a good inhibitory effect on the growth of calcium carbonate scale, where GIN-PESA has the best inhibitory effect because the intensity of its (104) crystallographic surface diffraction peak decreases the most.
Figure 12

XRD patterns of blank and AA-PESA CaCO3 scale samples: (a) blank, (b) ASN-PESA, (c) GIN-PESA, (d) CYS-PESA.

Figure 12

XRD patterns of blank and AA-PESA CaCO3 scale samples: (a) blank, (b) ASN-PESA, (c) GIN-PESA, (d) CYS-PESA.

Close modal
Figure 13

Influence of AA-PESA on the diffraction peak intensity of the (104) crystal plane.

Figure 13

Influence of AA-PESA on the diffraction peak intensity of the (104) crystal plane.

Close modal

SEM characterization of CaCO3 scale samples

Figure 14 shows the SEM images of CaCO3 scale samples before and after the addition of AA-PESA scale inhibitors. Figure 14(a) shows that the blank scale sample has a hexahedral-type calcite and petal-like aragonite structure with a remarkably dense and regular surface. As shown in Figures 14(b)–14(d), the surface morphologies of all three scale samples become irregular, loose, and have a porous spherical aragonite structure after the addition of AA-PESA (K. F. Zhang et al. 2021; Y. J. Zhang et al. 2021).
Figure 14

SEM image of CaCO3 scale sample at 5,000 times: (a) blank, (b) added ASN-PESA, (c) added GIN-PESA, (d) added CYS-PESA.

Figure 14

SEM image of CaCO3 scale sample at 5,000 times: (a) blank, (b) added ASN-PESA, (c) added GIN-PESA, (d) added CYS-PESA.

Close modal

AA-PESA anti-calcium-carbonate-scale mechanism

Calcite is the most stable type of CaCO3 crystal and is widely found in nature and belongs to the tripartite crystal system, and the coordinate system of the hexagonal crystal system is usually considered as the reference coordinate system of calcite. Given that the (104) crystallographic plane of calcite has the smallest deconvolution energy, calcite can easily undergo complete deconvolution along the (104) plane under the action of external forces to produce massive rhombic crystals, and all six crystallographic planes of the deconvolved rhombic crystals belong to the {104} crystallographic plane family. As shown in Figure 15(a) (Zhang 2018), Ca2+ and CO32− are arranged in alternating layers along the c-axis in calcite, and the oxygen coordination number of Ca2+ in the structure is 6. As shown in Figure 15(b), Ca2+ and CO32− are also arranged in alternating layers along the c-axis in spherical aragonite, CO32− is parallel to the c-axis, and the oxygen coordination number of Ca2+ in the structure is 12. Ca2+ is able to combine with CO32− to form six-ligand calcite-type crystals. After the addition of the three AA-PESA, the amide and carboxyl groups they owned are able to bind to Ca2+ in solution. Oxygen atoms in the carboxyl group that combine with Ca2+ will occupy the original 12-ligand spatial position of Ca2+. Thus, when Ca2+ combines with CO32− again, spherulite-type CaCO3 crystals are generated because it can only continue to grow in accordance with the spatial conformation of 12-ligand.
Figure 15

CaCO3 crystal structure: (a) the crystal structure of calcite CaCO3, (b) crystal structure of vaterite CaCO3.

Figure 15

CaCO3 crystal structure: (a) the crystal structure of calcite CaCO3, (b) crystal structure of vaterite CaCO3.

Close modal
After adding AA-PESA, given that the molecule of scale inhibitor contains the amide group, carboxyl group, and other active sites, it can chelate with Ca2+ to form soluble chelate. This phenomenon avoids Ca2+ and CO32− combining effectively to form ‘hard scale’ with regular dotted structure, and a large number of calcite crystals are transformed into loose and porous spherulite structure and become ‘soft scale’, which can be easily carried out by water flow, thereby achieving scale inhibition. GIN-PESA has the best inhibition effect. Figure 16 shows the scale inhibition mechanism of GIN-PESA.
Figure 16

Schematic diagram of the scale inhibition mechanism of GIN-PESA.

Figure 16

Schematic diagram of the scale inhibition mechanism of GIN-PESA.

Close modal
  • (1)

    Three AA-PESA scale inhibitors were obtained by functionalizing PESA with AAs as green grafting agents. The comparison of FTIR, 1HNMR, and GPC spectra before and after PESA modification showed that the target molecular structures were synthesized correctly and that the heavy average molecular weight of all three AA-PESAs was more than 3,500 g/mol. These values were larger than those reported in the literature (Chhim et al. 2020). The D values of PESA and the three AA-PESAs were all around 1.20, indicating that the damage to the long chain of PESA was minimal after modification. This finding demonstrated the feasibility and reproducibility of the modification experiments and the rationality of the process and improved the idea for industrial production.

  • (2)

    The synthesis process of AA-PESA was carried out by single-factor experiment and orthogonal test. Results showed that the three AA-PESAs had the same synthesis process parameters, i.e. n(PESA): n(AA) = 1:0.625, reaction temperature of 95 °C and reaction time of 2 h, and the scale inhibition rate could reach 100% at a scale inhibitor concentration of 8 mg/L. Compared with the existing CYS-PESA, AA-PESA achieved 100% scale inhibition of CaCO3 at the same concentration of 8 mg/L, which could reduce the cost of water treatment (Liu et al. 2015; Yang et al. 2020). The introduction of reactive groups, such as amide groups, on the side chains of PESA molecules by AAs could lead to a significant increase in scale inhibition.

  • (3)

    The scale inhibition rate of AA-PESA was evaluated by the static scale-inhibition method. Results showed that the inhibition rate of CaCO3 by the three AA-PESAs could reach 100% in the water system with pH 7.0–8.5, agent concentration of 8–10 mg/L, action period of 10–14 h, ambient temperature < 80 °C, and ρ(Ca2+) < 250 mg/L. Concentration and hardness threshold effect were observed, and GIN for graft modification of PESA was advisable to recommend.

  • (4)

    The mechanism of scale inhibition of CaCO3 by AA-PESA was analyzed using IR, XRD, and SEM techniques. Results showed that the presence of AA-PESA could cause the lattice distortion of CaCO3 scale from calcite-type to spherulite-type and inhibit the formation and growth of the calcite (104) crystalline surface. In the process of the alternating arrangement of Ca2+ and CO32− in layers along the c-axis, the oxygen coordination number of Ca2+ increased from 6 to 12, and spherulite-type CaCO3 crystals were formed. The texture of calcium scale was changed into loose and porous ‘soft scale’, thus achieving the purpose of scale inhibition.

All relevant data are included in the paper or its Supplementary Information.

The authors declare there is no conflict.

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