Considering the importance of rainfed agriculture in adaptation to nature and long-term sustainability in the human food supply and livelihood of farmers, the main purpose of this study is to investigate the potential of rainfed agriculture in the Zarrinehroud basin as this basin is one of the most important sub-basins of Lake Urmia. For this study, the remote sensing data of surface soil moisture and evapotranspiration were combined with the SWAT model using the Data Assimilation method, Ensemble Kalman Filter (EnKF). Calibration of runoff flow rate in the SWAT model showed the correlation coefficient ranging between 0.69 and 0.84 in the calibration period (2000–2009) and between 0.64 and 0.86 for the validation period (2010–2014). The assimilation of the remote sensing data with the calibrated SWAT model showed that the model simulations for both the variables of surface soil moisture and actual evapotranspiration improved by at least 25% in both 2010 and 2014. It has been determined that 10.5 and 25.4% of the region's lands have a Very Appropriate and Appropriate potential for rainfed wheat agriculture, respectively. Areas with Moderate and Inappropriate potential occupy 64.1% of the lands in the region.

  • The efficiency of the SWAT model in predicting the yield of rainfed wheat was evaluated in improvement with remote sensing data.

  • Assimilation of remote sensing data significantly improved the simulation results of the calibrated SWAT model.

  • The results of this study could be an efficient tool in order to cope with water scarcity in the region for agricultural and water resources decision makers.

Graphical Abstract

Graphical Abstract
Graphical Abstract

The increasing population growth in the world results in, amongst other things, the use of additional resources such as food needs. Therefore, considering the limited water resources for food production, the optimal management of water resources to achieve the sustainable development and production of food and agricultural products is very important. According to a study by the International Water Management Institute (IWMI), in 1950, 12 countries with a population of approximately 20 million were facing water shortages and in 1960, 26 countries with a population of approximately 300 million were facing similar water issues. Forecasts show that by 2050, approximately 65 countries with a population of more than seven billion people will face severe water shortages. Iran is also one of the arid and semi-arid regions of the world and the agricultural sector accounts for about 94% of total water consumption. Given the 6.8-fold growth of the country's population in less than 80 years, the reduction of groundwater reserves in most aquifers and the declining water levels in rivers and lakes such as Urmia Lake, the issue of fresh water resources shortage and water resources management seems crucial (Kaviani et al. 2011; Rostami & Raeini-Sarjaz 2016).

Meanwhile, 80% of the world's agricultural lands is cultivated as rainfed, which provides about 60% of human food needs and is a means of livelihood for farmers (Rockström et al. 2003). Although the importance of rainfed agriculture varies from place to place, it still produces the largest share of food for poor people in developing countries (Wani et al. 2003). In sub-Saharan Africa, 95% of arable lands are rainfed, in Latin America about 90%, in South Asia about 60%, and in North Africa and Near East about 75% of the land is rainfed (FAOSTAT 2005). According to statistics published by the Agriculture Statistics (2019), the total area of irrigated lands is 40% and rainfed lands account for 60% of the total area under annual cultivation (which is approximately equal to 15.5 million hectares).

Rainfed agriculture is an appropriate alternative to irrigated agriculture due to its compatibility with nature and long-term sustainability (Biradar et al. 2009). Therefore, recognizing and grading the potential of lands for rainfed agriculture can help in the optimal use of water resources. Some of the most widely used methods to potentialize lands for rainfed agriculture can be divided into four general categories: 1. Climatic methods, 2. Agricultural methods, 3. Hydrological methods, and 4. Hybrid methods. One of the hybrid methods that has been mostly used by researchers and, due to its nature, has obtained accurate and reliable results is the use of plant growth simulation models at the basin scale. The SWAT simulation model is a catchment scale and a time series model that applies for modeling large and complex basins. The SWAT model simulates plant growth, fertilizer and nutrients, land management as well as the hydrological cycle in daily time steps and is known as a proper tool for evaluating water resources in basins with different scales and characteristics. Numerous studies have evaluated and proven the capability of the SWAT model to long-term simulations in large agricultural basins (Borah & Bera 2003; Gassman et al. 2007; Luan et al. 2018; Uniyal et al. 2019).

Faramarzi et al. (2010) investigated the crop yield of wheat and its agricultural water productivity in Iran using the SWAT model. In this study, the effects of some policies such as improving operations of soil moisture conservation and optimizing the fertilizers use on improving crop yield and agricultural water productivity were investigated. They also reported that the yield of rainfed wheat was greater than that of the irrigated wheat. The rainfed wheat also consumed less water, thereby increasing the water productivity for this crop. Using this model, Jeimar et al. (2011) simulated corn potential evapotranspiration variations as well as crop yield based on different scenarios of the available water amount in the future in Peru. Also, by modeling the different stages of growth of the corn plant, they calculated the marginal profit of consumed water for this crop based on the function of plant water production. Mehmood et al. (2017) used the SWAT model to evaluate the productivity of agricultural water in rainfed wheat farming in Pakistan. For this purpose, first, the crop yield of rainfed wheat was extracted using the SWAT model and then the amount of agricultural water productivity was estimated using the relevant relationships. The results of this study confirmed the ability of the SWAT model to simulate the crop yield of rainfed wheat. Magbalot-Fernandez et al. (2019) used the SWAT model to estimate and evaluate crop yields in Bio City, Texas, USA under climate change conditions. Bauwe et al. (2019) evaluated the performance of the SWAT model in simulating crop yields in small agricultural basins in the northeast of Germany. They used flow rate observational data to calibrate the model and crop yield observational data to validate the model. The results of this study showed that the SWAT model has a high ability to simulate the annual crop yield, although the model results were not acceptable for simulating the crop yield on monthly and daily scales. Other similar studies have been performed to simulate crop yields in US agricultural plains using the SWAT model with a greater focus on corn and soybean crops (e.g., Srinivasan et al. 2010; Nair et al. 2011; Guo et al. 2018). Other studies have been conducted in European watersheds on most crops using the SWAT model on different scales from catchment and even sub-basin scale up to continental scale (Abbaspour et al. 2015; Maier & Dietrich 2016; Malagó et al. 2017; Gabiri et al. 2019).

In order to improve the simulations and predictions of different hydrological and agricultural models, ground-based and remote sensing data can be combined with these models using different methods. In general, these methods are divided into three categories: 1. forcing, 2. parameter estimation, and 3. state estimation. In the first method, ground observational data or remote sensing products are used as input to the models. For example, digital elevation maps, precipitation data obtained from remote sensing or ground stations and meteorological data from synoptic meteorological stations can be used as input in hydrological models and land surface models. This method is affected by the uncertainty and error of basic information (Moradkhani et al. 2006; Stisen et al. 2008; Collier 2009; Myers et al. 2021). The second method is to use ground observational data and remote sensing information in parameter estimation, also called calibration. Hydrological models usually have basic conceptual and effective parameters that are very difficult or impractical to determine directly. These parameters should be calibrated to the best local values to obtain the optimal match between the simulated and measured values. Many different studies have been done on the calibration of the SWAT model (Athira 2021; Li et al. 2021; Shah et al. 2021; Ma et al. 2022). There are different methods for analyzing uncertainty in watershed distribution models such as GLUE, ParaSol, MCMC and SUFI2 methods. SWAT CUP software package has developed in order to calibrate and perform the uncertainty analysis of the SWAT model (Abbaspour et al. 2007). The third method is to use ground observational data or remote sensing information in state estimation. The state estimation method, also known as the data assimilation (DA) method, is a process that limits model simulations through observations to improve state variable estimation. The use of a wide variety of data assimilation methods to combine observations with models has been increasing in recent years. A simple method is direct insertion, which uses an observational value to insert directly the corresponding simulated value at any given time step. This method imposes observations as the only constraint regardless of its quality. If the model has a good estimate, it would not make sense to replace it with a low-accuracy observation value. Hence, advanced data assimilation methods update model simulations through an optimal constraint based on measurements and model prediction errors. Among the various methods of data assimilation, the Standard Kalman Filter is a sequential method for linear dynamics systems that minimizes the mean squared error in state estimation. The Extended Kalman Filter is employed for nonlinear systems (Entekhabi et al. 1994; Walker & Houser 2001; Draper et al. 2009). However, this method requires very complex and large calculations and is unstable in severe nonlinear conditions (Miller et al. 1994; Reichle et al. 2002a). Evensen (1994) introduced the Ensemble Kalman Filter and showed that this method, unlike the Extended Kalman Filter method, can be used well for severe nonlinear systems, even with low computations. The EnKF method has gained high acceptance in the hydrological data assimilation and a number of previous studies have proven the performance of this method in improving hydrological predictions in various hydrological models, including the SWAT model (Reichle et al. 2002a, 2002b; Zhang et al. 2006; Clark et al. 2008; Komma et al. 2008; Xie & Zhang 2010; Han et al. 2012; Azimi et al. 2020; Lei et al. 2020; Kivi et al. 2022).

Rainfed agriculture in the Urmia Lake basin has received considerably less attention than irrigated agriculture in the context of agricultural water management. Consequently, in this paper, the aim is to investigate the rainfed agricultural potential in the ZarrineRoud sub-basin, as this is the most important sub-basin from a water resources perspective. The SWAT model was used to simulate the rainfed wheat yield at the basin. Also the model predictions were improved by combining the remote sensing derived hydrologic variables; surface soil moisture and evapotranspiration into the model, through EnKF assimilation method.

Study area – ZarrinehRoud Basin

ZarrinehRoud Basin is the largest sub-basin of Urmia Lake basin, which is located in the position of 45̊ 47′–47̊ 20′ longitude and 35̊ 41′–37̊ 27′ latitude. This river provides 47% of the volume of water entering Lake Urmia. The area of this basin is more than 12,025 square kilometers and its main river has a length of 300 kilometers. The cities of Miandoab, Shahin Dej, Takab and Saqez are important urban centers of this basin. Figure 1 shows the geographical location of the ZarrinehRoud basin relative to the Urmia Lake basin and Iran. One of the factors that have a significant impact on the hydrological cycle of this basin as well as the development of downstream agriculture is the ZarrinehRoud Dam. This dam has a total water volume of 762 million cubic meters and its dominant use is the agriculture sector, domestic water consumption and environmental needs of Lake Urmia.

Figure 1

Geographical location of ZarrinehRoud basin taken from MOD09A1 product 4/Jul/2010.

Figure 1

Geographical location of ZarrinehRoud basin taken from MOD09A1 product 4/Jul/2010.

Close modal

Remote sensing data and products

In this study, the remote sensing results of the surface soil moisture and actual evapotranspiration variables in the ZarrinehRoud basin, which is taken from the study of Rostami (2020), are used to assimilate the SWAT model predictions. In that study, the MODIS1 images and the SEBAL2 algorithm (Bastiaanssen et al. 1998) were used to estimate the actual evapotranspiration for both 2010 and 2014. To estimate the surface soil moisture, first, the triangular space of land surface temperature against vegetation index was extracted using MODIS images. Then the TVDI3 was calculated by analyzing this triangular space. Finally using the TVDI and the UCLA4 downscaling method (Kim & Hogue 2012), the surface soil moisture remote sensing products were downscaled to the spatial resolution of MODIS images (1000 m) and the time series of surface soil moisture were obtained for the study area for the years 2010 and 2014. Table 1 summarizes the information about the data, methods, and related accuracy of each resulting variable.

Table 1

Summary information of remote sensing data used in this study (Rostami 2020)

VariableProductSensor/Satellite/RadarSpectral band/LayerSpatial Resolution (m)Temporal ResolutionYearAccuracy
RRMSE
Surface Soil Moisture LPRMa AMSR-Eb/Aqua Soil surface moisture 25,000 Daily 2010 0.94 5.13% 
ESA-CCI ERS-1/2, METOPc, TMI, SMMRd, AMSR-E, SSM/I, Windsat Soil surface moisture 25,000 Daily 2014 0.62–0.7 2.59–7.95% 
MOD09Q1 MODIS/Terra Bands 1,2 250 8 Days 2010, 2014 – – 
MOD11A2 MODIS/Terra LST 1000 8 Days 
Actual Evapotranspiration MOD09Q1 MODIS/Terra Bands 1,2 250 8 Days 2010, 2014 0.92–0.96 0.88–1.14 mm/day 
MOD09A1 Bands 1–7 500 
MOD11A2 LST 1000 
VariableProductSensor/Satellite/RadarSpectral band/LayerSpatial Resolution (m)Temporal ResolutionYearAccuracy
RRMSE
Surface Soil Moisture LPRMa AMSR-Eb/Aqua Soil surface moisture 25,000 Daily 2010 0.94 5.13% 
ESA-CCI ERS-1/2, METOPc, TMI, SMMRd, AMSR-E, SSM/I, Windsat Soil surface moisture 25,000 Daily 2014 0.62–0.7 2.59–7.95% 
MOD09Q1 MODIS/Terra Bands 1,2 250 8 Days 2010, 2014 – – 
MOD11A2 MODIS/Terra LST 1000 8 Days 
Actual Evapotranspiration MOD09Q1 MODIS/Terra Bands 1,2 250 8 Days 2010, 2014 0.92–0.96 0.88–1.14 mm/day 
MOD09A1 Bands 1–7 500 
MOD11A2 LST 1000 

aLand Parameter Retrieval Model.

bAdvanced Microwave Scanning Radiometer-Earth Observing System.

cMeteorological Operational Satellite Program.

dScanning Multi-channel Microwave Radiometer.

Meteorological and hydrometric station data used in the SWAT model

Daily temperature, precipitation, solar radiation, relative humidity and wind speed data were prepared from meteorological stations that were closest to the study area to simulate the desired processes (Table 2) and in cases where there was no data, variables were created by the SWAT model itself. The monthly discharge flow data of six hydrometric stations were used to calibrate and validate the model. The location of these stations is shown in Figure 2 and their characteristics are presented in Table 3. In this paper, instead of the local names of hydrometric stations, their row numbers will be used in Table 3.

Table 2

Specifications of synoptic stations used in the study

StationLongitude (DD)Latitude (DD)Altitude (m)
Maragheh 46.1 37.01 1344 
Takab 47.09 36.39 1817 
Bonab 46.04 37.20 1290 
Saqez 46.26 36.25 1522.8 
Mahabad 45.71 36.76 1385 
Zarrineh 46.91 36.06 2142.6 
StationLongitude (DD)Latitude (DD)Altitude (m)
Maragheh 46.1 37.01 1344 
Takab 47.09 36.39 1817 
Bonab 46.04 37.20 1290 
Saqez 46.26 36.25 1522.8 
Mahabad 45.71 36.76 1385 
Zarrineh 46.91 36.06 2142.6 
Table 3

Specifications of hydrometric stations used in the study

StationRiverLongitude (DD)Latitude (DD)Altitude (m)
Pol-e Anyan ZarrinehRoud 46.43 36.2 1455 
Santeh Khorkhore Chai 46.55 36.17 1581 
Safakhaneh Saruq Chai 46.7 36.4 1533 
ZarrineRoud ZarrinehRoud 46.53 36.42 1383 
Chuplucheh Ajorlou Chai 46.42 36.88 1371 
Nezamabad ZarrinehRoud 45.94 37.05 1282 
StationRiverLongitude (DD)Latitude (DD)Altitude (m)
Pol-e Anyan ZarrinehRoud 46.43 36.2 1455 
Santeh Khorkhore Chai 46.55 36.17 1581 
Safakhaneh Saruq Chai 46.7 36.4 1533 
ZarrineRoud ZarrinehRoud 46.53 36.42 1383 
Chuplucheh Ajorlou Chai 46.42 36.88 1371 
Nezamabad ZarrinehRoud 45.94 37.05 1282 
Figure 2

Geographical location of meteorological and hydrometric stations used in the SWAT model.

Figure 2

Geographical location of meteorological and hydrometric stations used in the SWAT model.

Close modal

Soil and water assessment tool (SWAT)

The SWAT model is a conceptual and semi-distributive model in which the definition of hydrological response units (HRU) is very important to implement the model and simulate the desired variables (hydrological variables, yield, productivity, etc.). This is done by defining the basin topography (using DEM map) and introducing landuse and soil maps to the model. The use of sub-basins in simulation is very useful, especially when there is heterogeneity and differences in landuse and soil classes in the basin that affect the hydrology of the basin. In the SWAT model, the water balance equation is used to simulate the hydrological cycle (Arnold et al. 2012):
where SWt is the final amount of soil moisture (mm), SW0 is the initial amount of soil moisture (mm), Rday is the amount of rainfall on day i (mm), Qsurf is the amount of surface runoff on day i (mm), Ea is the amount of evapotranspiration on day i, Wseep is the amount of water that enters the root zone on day i (mm), Qgw is the return value of groundwater flow on day i (mm).

SWAT model input data

In this study, a 30-meter cell size DEM map taken from the 2010 SRTM product was used to generate physiographic information of rivers, basins, and sub-basins (Figure 3). Land use information is required to implement the cultivation pattern in the basin and hydrological simulation and estimate water productivity. The land use map used in this research is presented in Figure 4. In this study, due to the unavailability of up-to-date information and maps of the soils of the region, the soil map of FAO (1974) has been used, which includes all the characteristics and physical information of the soils of the region, including soil texture and structure. Table 4 shows some properties of soil units in the region based on the SWAT model database. Figure 5 shows the soil type map used in the study.

Table 4

Properties of soil classes in soil map

Soil ClassSoil TypeHydrological GroupClay (%)Silt (%)Sand (%)
Ge36-3a-3066 CLAY 46 33 21 
I-Rc-Xk-c-3122 LOAM 26 41 33 
I-Re-Yh-c-3129 LOAM 20 33 47 
Rc36-3c-3256 LOAM 25 46 29 
SALT-3264 UWB 25 70 
Xh7-2-3ab-3297 CLAY-LOAM 29 48 23 
Xk34-2ab-3302 CLAY-LOAM 30 42 28 
Xk5-3ab-3304 CLAY-LOAM 36 22 42 
WATER-6997 WATER – – – – 
Soil ClassSoil TypeHydrological GroupClay (%)Silt (%)Sand (%)
Ge36-3a-3066 CLAY 46 33 21 
I-Rc-Xk-c-3122 LOAM 26 41 33 
I-Re-Yh-c-3129 LOAM 20 33 47 
Rc36-3c-3256 LOAM 25 46 29 
SALT-3264 UWB 25 70 
Xh7-2-3ab-3297 CLAY-LOAM 29 48 23 
Xk34-2ab-3302 CLAY-LOAM 30 42 28 
Xk5-3ab-3304 CLAY-LOAM 36 22 42 
WATER-6997 WATER – – – – 
Figure 3

(a) DEM map of ZarrinehRoud basin taken from SRTM products for 2010, (b) Land use map of ZarrinehRoud Basin (Agriculture Statistics 2007), (c) Soil map of ZarrinehRoud Basin (FAO 1974).

Figure 3

(a) DEM map of ZarrinehRoud basin taken from SRTM products for 2010, (b) Land use map of ZarrinehRoud Basin (Agriculture Statistics 2007), (c) Soil map of ZarrinehRoud Basin (FAO 1974).

Close modal
Figure 4

Graphs of temporal changes of the average surface soil moisture in 2010 and 2014.

Figure 4

Graphs of temporal changes of the average surface soil moisture in 2010 and 2014.

Close modal
Figure 5

Graphs of temporal changes of the average actual evapotranspiration in 2010 and 2014.

Figure 5

Graphs of temporal changes of the average actual evapotranspiration in 2010 and 2014.

Close modal

Sensitivity analysis and model calibration

Calibration of the SWAT model is one of the most important and time-consuming steps of modeling. In order to accelerate the sensitivity analysis, calibration and to evaluate the uncertainty of the model results, SWAT-CUP software has been developed by Abbaspour et al. (2007). There are various methods for calibration in this software, including ParaSol, MCMC, GLUE and SUFI-2. In this study, SUFI-2 method has been used. This method has higher computational speed and better performance in calibrating parameters than other mentioned methods (Yang et al. 2008).

In this study, after performing the sensitivity analysis of the parameters that have a greater impact on the outflow of the basin and selecting the parameters for calibration, the model was calibrated and validated using the monthly statistics of six hydrometric stations whose specifications were described earlier. In this study to evaluate the model, two indices of correlation coefficient (R) and Nash-Sutcliffe coefficient (NSE) were used:

In this equation, i is the observational data, is the data modeled using the parameter series θ, and is the average of the observational data. The value of this index can vary from −∞ to 1. When the value of this index is equal to one (NSE=1), it indicates the complete agreement of the modeling values with the observational data. When the value of the index is equal to zero (NSE=0), it indicates that the model estimates have an accuracy equal to the average of the observational data. Values below zero (NSE<0) of this index represent that the average of the observed data is a better estimator than the model.

Data assimilation

In hydrology, data assimilation methods are used to improve model predictions by combining observations with incomplete information from the hydrological processes expressed in hydrological models (Walker & Houser 2005). In this study, the EnKF method has been used to assimilate the remote sensing information of the surface soil moisture as well as the actual evapotranspiration in the SWAT model. After calibrating the model using the measured discharge information and estimating the optimal parameters, the remote sensing data is assimilated to estimate the state variables (surface soil moisture and actual evapotranspiration) using several modules coded in FORTRAN language for the EnKF method algorithm and the source code of the SWAT model. In Evensen (1994) and Han et al. (2012) the algorithm of EnKF method is given.

Potential of rainfed wheat agriculture

The SWAT model estimates the crop yield using all input data used in calibration and data assimilation indirectly, in addition to other climatic and agronomic variables directly included in its theoretical relationships. Therefore, to comprehensively (hydrological, climatic and agronomic) study the potential of rainfed wheat agriculture in the study area, first the average crop yield of rainfed wheat were estimated using the calibrated and assimilated SWAT model. Then, using the range of values obtained from the simulation and the statistical values in the study area, the classification map of rainfed wheat yield was produced. In the next step, using the existing DEM map of the study area, the classification map of land slope was created. By combining and overlapping these two classified maps (crop yield map and land slope map) using the weighted overlap method, the final zoning map of rainfed wheat agricultural potential in the study area was obtained.

SWAT model evaluation

Sensitivity analysis of model parameters

Before calibrating and validating the model, a sensitivity analysis (using SWAT CUP software) concerning the parameters that had the greatest impact on the discharge flow of the basin was performed. Table 5 shows the results of this analysis. In this table, the impact degree of each of the parameters involved in the simulation is determined by their rank, as well as their p-value and t-stat value. Each parameter with a higher absolute value of t-stat and a p-value close to zero has a greater effect on the discharge flow. Table 5 shows that the curve number parameter (CN2) with the highest t-stat value and also the lowest p-value had the greatest effect on the discharge flow values of the basin. After CN2, GW-DELAY is in second place. These two parameters affect the surface runoff and the rate of groundwater participation in the total outflow from the basin, respectively.

Table 5

Results of model sensitivity analysis

RankParametert-statp-valueFinal range of parameter
CN2 4.52 0.008 50–75 
GW-DELAY 3.24 0.031 20–40 
SOL-BD(1) 3.02 0.088 1.1–1.5 
GW-REVAP 2.84 0.12 0.028 
GWQMN 2.34 0.251 1500–2500 
SOL-AWC(1) 2.01 0.266 0.2–0.25 
ALPHA-BF 1.753 0.325 0.01–0.4 
SMFMN 1.283 0.372 4–5 
SOL-K(1) 1.081 0.418 5–16 
10 ESCO 0.91 0.457 0.92 
11 CH-N2 0.529 0.493 0.012–0.018 
12 CH-K2 0.179 0.521 3–5 
13 ALPHA-BNK 0.091 0.577 0.4–0.9 
14 CANMX 0.072 0.611 0–20 
15 SURLAG 0.065 0.670 4–5 
16 SMTMP 0.062 0.752 0–1 
17 SFTMP 0.055 0.888 −1 to 1 
RankParametert-statp-valueFinal range of parameter
CN2 4.52 0.008 50–75 
GW-DELAY 3.24 0.031 20–40 
SOL-BD(1) 3.02 0.088 1.1–1.5 
GW-REVAP 2.84 0.12 0.028 
GWQMN 2.34 0.251 1500–2500 
SOL-AWC(1) 2.01 0.266 0.2–0.25 
ALPHA-BF 1.753 0.325 0.01–0.4 
SMFMN 1.283 0.372 4–5 
SOL-K(1) 1.081 0.418 5–16 
10 ESCO 0.91 0.457 0.92 
11 CH-N2 0.529 0.493 0.012–0.018 
12 CH-K2 0.179 0.521 3–5 
13 ALPHA-BNK 0.091 0.577 0.4–0.9 
14 CANMX 0.072 0.611 0–20 
15 SURLAG 0.065 0.670 4–5 
16 SMTMP 0.062 0.752 0–1 
17 SFTMP 0.055 0.888 −1 to 1 

Model calibration and validation

After performing the sensitivity analysis step, the model was calibrated and validated using the monthly data of six hydrometric stations. In this study, two indices, the coefficient of determination (R) and Nash-Sutcliffe coefficient (NSE) were used to evaluate the model. Table 6 represents the results of this evaluation. The final range of model parameters is shown in Table 5. By examining different methods of sensitivity analysis, Li et al. (2021) found parameters for calibration with daily and monthly streamflow data that were similar to those of the present study (Table 5). Similarly, the results of the SWAT model calibration in that study provided acceptable NSE values, which are consistent with those in this study (Table 6). In all statistical analysis tables, the symbols * and ** in each correlation coefficient indicate a significant correlation between the two variables at a level of 1 and 5%, respectively.

Table 6

Results of model calibration and validation

Station numberCalibration
Validation
Statistical periodRNSEStatistical periodRNSE
2000–2009 0.81** 0.41 2010–2014 0.64* 0.16 
2000–2009 0.81** 0.63 2010–2014 0.81** 0.51 
2000–2009 0.73** 0.32 2010–2014 0.78** 0.58 
2000–2009 0.81** 0.6 2010–2014 0.86** 0.2 
2000–2009 0.69* 0.11 2010–2014 0.79** 0.47 
2000–2009 0.84** 0.67 2010–2014 0.75** 0.54 
Station numberCalibration
Validation
Statistical periodRNSEStatistical periodRNSE
2000–2009 0.81** 0.41 2010–2014 0.64* 0.16 
2000–2009 0.81** 0.63 2010–2014 0.81** 0.51 
2000–2009 0.73** 0.32 2010–2014 0.78** 0.58 
2000–2009 0.81** 0.6 2010–2014 0.86** 0.2 
2000–2009 0.69* 0.11 2010–2014 0.79** 0.47 
2000–2009 0.84** 0.67 2010–2014 0.75** 0.54 

Assimilation of surface soil moisture remote sensing data with SWAT model

Figure 4 shows the graphs of the average surface soil moisture for consecutive days from 2010 to 2014 (Julian days when remote sensing data were estimated on those days). In these graphs, TRUE is related to observational data (remote sensing data presented in Table 1), MODEL is related to the results of SWAT model simulations calibrated by the discharge flow of basin under SUFI2 algorithm, and EnKF is related to the combination of observational data and the SWAT calibrated model using the ENKF method. In addition, Table 7 represents the results of statistical evaluation in the form of RMSE, R, MBE, MAE and MARE indices.

Table 7

Statistical comparison results of simulation of surface soil moisture

YearR
RMSE (%)
MAE (%)
MBE (%)
MARE
ModelEnKFModelEnKFModelEnKFModelEnKFModelEnKF
2010 0.71** 0.95** 7.11 3.9 4.06 1.7 1.06 0.23 0.1 
2014 0.81** 0.92** 5.77 2.48 4.32 1.67 −3.99 −1.43 0.27 0.1 
YearR
RMSE (%)
MAE (%)
MBE (%)
MARE
ModelEnKFModelEnKFModelEnKFModelEnKFModelEnKF
2010 0.71** 0.95** 7.11 3.9 4.06 1.7 1.06 0.23 0.1 
2014 0.81** 0.92** 5.77 2.48 4.32 1.67 −3.99 −1.43 0.27 0.1 

As can be seen, the ENKF graph is located between the MODEL and TRUE graphs in both years, because the nature of the data assimilation method, the EnKF, is the estimation of the state variable (in this case surface soil moisture) using observations and model simulations and considering the amount of error for both of them and finally minimizing the covariance of the error resulting from both data sets. The table shows that the values of all statistical indicators improved significantly in both 2010 and 2014. However, the improvement of model simulations in 2010 is greater. Similar results and evaluations about improving the different hydrological models, especially the SWAT model simulations with the assimilation of surface soil moisture data and EnKF algorithm, has been reported in various studies including Crow & Kustas (2008), Han et al. (2012), Xie & Zhang (2010), Sun et al. (2015) and Laiolo et al. (2016). As an example, Azimi et al. (2020) also assimilated different remote sensing soil moisture products with the SWAT model and found that all products improved the accuracy of SWAT discharge simulations, both in terms of error and Nash-Sutcliffe efficiency index.

Assimilation of actual evapotranspiration remote sensing data with SWAT model

Figure 5 shows the graphs of the average value of the actual evapotranspiration variable at the basin area on consecutive days of the study period (estimated remote sensing data time series) in 2010 and 2014. TRUE, MODEL and ENKF symbols in this figure are similar to those mentioned in Figure 4. Table 8 shows the results of statistical evaluation in the form of the mentioned indicators. In this figure and table values, it can be seen that the model simulations have significantly improved under the influence of assimilation of observational data by EnKF method. The value of r index in 2010 increased from 0.84 to 0.95 and in 2014 increased from 0.73 to 0.95 and the value of RMSE index decreased from 1.48 mm/day in 2010 to 0.64 mm/day and in 2014 decreased from 0.9 to 0.47 mm/day. Therefore, it is concluded that the application of the data assimilation method (EnKF method) in improving the accuracy of simulations of SWAT model in both variables of surface soil moisture and actual evapotranspiration is quite significant. Also, similar results regarding the effect of using different data assimilation methods such as EnKF on improving the accuracy of simulations of different hydrological models including SWAT in estimating actual evapotranspiration has been reported in various studies such as Liu et al. (2010) and Wu et al. (2012). Similarly, Shah et al. (2021) and Paul et al. (2021) demonstrated an improvement in the SWAT model ET and streamflow simulation when combined with remote sensing derived ET and LAI data.

Table 8

Statistical comparison results of simulation of actual evapotranspiration

YearR
RMSE (mm/day)
MAE (mm/day)
MBE (mm/day)
MARE
ModelEnKFModelEnKFModelEnKFModelEnKFModelEnKF
2010 0.84** 0.95** 1.48 0.64 1.28 0.56 0.88 0.43 0.27 0.12 
2014 0.73** 0.95** 0.9 0.47 0.75 0.38 0.1 0.03 0.15 0.08 
YearR
RMSE (mm/day)
MAE (mm/day)
MBE (mm/day)
MARE
ModelEnKFModelEnKFModelEnKFModelEnKFModelEnKF
2010 0.84** 0.95** 1.48 0.64 1.28 0.56 0.88 0.43 0.27 0.12 
2014 0.73** 0.95** 0.9 0.47 0.75 0.38 0.1 0.03 0.15 0.08 

Evaluation of discharge flow simulation in hybrid SWAT-EnKF model

Table 9 shows the results of evaluation of simulated values of basin discharge in two cases: 1. calibrated model with observational discharge values of hydrometric stations, and 2. assimilated model with remote sensing data (surface soil moisture and actual evapotranspiration) under EnKF algorithm in 2010 and 2014. The results of the first case are the same values presented in the calibration and validation section of the SWAT model, which are listed in this table to analyze the results. As can be seen, in 2010 the rate of improvement of the R2 coefficient index due to the assimilation of observations with SWAT model from a minimum of 4% at the station 4 is up to a maximum of 15% at station 1. The rate of improvement of NSE index in 2010 from a minimum of 3% in station 3 is up to a maximum of 19% in station 1. In 2014, the R2 coefficient showed an improvement from 1% at station 4 to 2% at station 1. The NSE index in 2014 showed an improvement from 6% at stations 4 and 5 up to 25% at station 1. The high improvement of the evaluation indicators at station 1 is related to the poor results of the initial simulations of the SWAT calibrated model. In general, the assimilation of remote sensing data improves the simulation of the discharge flow values of the basin, even in the calibrated model, by an average of 5–10%.

Table 9

Statistical comparison results of simulation of discharge flow

Station numberCalibrated SWAT model (2010−2014)
Hybrid SWAT-EnKF model (2010)
Hybrid SWAT-EnKF model (2014)
R2RNSER2RNSER2RNSE
0.41 0.64* 0.16 0.47 0.69* 0.19 0.49 0.7** 0.20 
0.65 0.81** 0.51 0.69 0.83** 0.55 0.7 0.84** 0.57 
0.61 0.78** 0.58 0.65 0.81** 0.6 0.66 0.81** 0.63 
0.74 0.86** 0.7 0.77 0.88** 0.76 0.75 0.87** 0.74 
0.63 0.79** 0.47 0.67 0.82** 0.51 0.69 0.83** 0.5 
0.56 0.75** 0.54 0.6 0.77** 0.58 0.61 0.78** 0.6 
Station numberCalibrated SWAT model (2010−2014)
Hybrid SWAT-EnKF model (2010)
Hybrid SWAT-EnKF model (2014)
R2RNSER2RNSER2RNSE
0.41 0.64* 0.16 0.47 0.69* 0.19 0.49 0.7** 0.20 
0.65 0.81** 0.51 0.69 0.83** 0.55 0.7 0.84** 0.57 
0.61 0.78** 0.58 0.65 0.81** 0.6 0.66 0.81** 0.63 
0.74 0.86** 0.7 0.77 0.88** 0.76 0.75 0.87** 0.74 
0.63 0.79** 0.47 0.67 0.82** 0.51 0.69 0.83** 0.5 
0.56 0.75** 0.54 0.6 0.77** 0.58 0.61 0.78** 0.6 

Potential of rainfed wheat agriculture

By assimilation of the remote sensing data (surface soil moisture and actual evapotranspiration) with the SWAT calibrated model (with observational discharge flow data), the values of some parameters such as HVSTI, BLAI, FRGRW1, FRGRW2, LAIMX1, LAIMX2, which have a basic role in the simulation of crop yield in the SWAT model, were obtained. Table 10 presents the final values of these parameters.

Table 10

Final values of some plant parameters affecting yield and evapotranspiration of wheat crop

ParameterBLAIHVSTIDLAIFRGRW1LAIMX1FRGRW2LAIMX2TbaseToptEXT_COEFBIO_E
Final value 0.4 0.5 0.05 0.05 0.45 0.95 20 0.65 30 
ParameterBLAIHVSTIDLAIFRGRW1LAIMX1FRGRW2LAIMX2TbaseToptEXT_COEFBIO_E
Final value 0.4 0.5 0.05 0.05 0.45 0.95 20 0.65 30 

Rainfed wheat yield in the study area

Figure 6 shows the zoning map of the average yield of simulated rainfed wheat for the years 2010–2014 in the ZarrinehRoud basin. This figure shows that the yield of rainfed wheat in the northern regions is higher than the southern regions of the basin, and this value is equal to 2.2 tons per hectare in sub-basin 3 on average, which has the highest amount compared to other sub-basins. In addition, sub-basin 9 has the lowest yield with an average yield value of 1.17 tons per hectare. The average simulated yield value of rainfed wheat in the study area is approximately equal to 1.5 tons per hectare, which is in good agreement with the statistics of the Agriculture Statistics (2010, 2014). According to these statistics, the average yield value of rainfed wheat in the plains of Kurdistan province is 1.26 tons per hectare and in West Azerbaijan province is equal to 1.7 tons per hectare, and the average value for the whole study area for the years 2010–2014 is approximately 1.57 tons per hectare.

Figure 6

Zoning map of the average yield of rainfed wheat from 2010 to 2014 in the study area.

Figure 6

Zoning map of the average yield of rainfed wheat from 2010 to 2014 in the study area.

Close modal

Figure 7 shows the average values of actual evapotranspiration simulated over the entire growing season of rainfed wheat crop from 2010 to 2014 for each sub-basin. According to this figure, in general, the amount of actual evapotranspiration in the northern sub-basins (including sub-basins 1, 2 and 5) is higher than the southern areas of the basin (including sub-basins 9, 10 and 11). Therefore, the yield value zones of rainfed wheat correspond to the simulated actual evapotranspiration zones; the yield values of rainfed wheat and its actual evapotranspiration in the northern sub-basins are higher than the southern sub-basins. The highest amount of actual evapotranspiration of rainfed wheat is in sub-basin 1, equal to 280.7 mm, and the lowest amount related to sub-basin 4 is equal to 201 mm.

Figure 7

Zoning map of the average actual evapotranspiration of rainfed wheat during its growing season from 2010 to 2014 in the study area.

Figure 7

Zoning map of the average actual evapotranspiration of rainfed wheat during its growing season from 2010 to 2014 in the study area.

Close modal

Figure 8 shows the average amount of total rainfall during the wheat growing season in each of the sub-basins. According to Figure 8, the total amount of rainfall during the growing season of wheat varies from 281.7 to 424.7 mm, with the highest amount related to sub-basin 10 and the lowest amount related to sub-basins 3, 4 and 6. It should be noted that in modeling the crop yield by the SWAT model, three factors play a key role, which are: 1. temperature stress, 2. water stress and 3. fertilizer stress. In other words, in the SWAT model, hydrological factors (soil moisture), climatic factors (including temperature and other climatic parameters) and plant and agricultural factors (including fertilizers and parameters mentioned in Table 10) are all effective in estimating crop yield. Therefore, the lower yield of rainfed wheat in areas with more rainfall can be due to sandy soil (less water holding capacity) or due to temperature stress. Also, the high yield of rainfed wheat crop in northern sub-basins can be due to lower temperature stress or other favorable conditions aforementioned.

Figure 8

Mean value of total rainfall during the wheat growing season from 2010 to 2014 in each sub-basin.

Figure 8

Mean value of total rainfall during the wheat growing season from 2010 to 2014 in each sub-basin.

Close modal

Figure 9 shows the spatial variation of the average soil moisture during the wheat growing season from 2010 to 2014 in the study area. The average amount of soil moisture in the northern sub-basins is relatively higher than the southern sub-basins. According to the soil map, this is due to the type of soil texture and can be due to the general slope of this area, and despite the lower average annual rainfall in these sub-basins, the amount of stored soil moisture is higher. Therefore, despite the low average annual rainfall in northern sub-basins, the high average yield and actual evapotranspiration of rainfed wheat indicates that there are better physical characteristics of the soil to store soil moisture. These characteristics led to less water stress and lower temperature stress in the northern sub-basins compared to the southern sub-basins.

Figure 9

Spatial distribution map of the average soil moisture during the growing season of rainfed wheat from 2010 to 2014.

Figure 9

Spatial distribution map of the average soil moisture during the growing season of rainfed wheat from 2010 to 2014.

Close modal

Potential of rainfed wheat agriculture

Table 11 shows the yield classification values of rainfed wheat in the study region. This classification has been done according to the range of yield values obtained from the simulations and the average yield values of rainfed wheat in the study area, which is presented in the historical data of the Agriculture Statistics (2010, 2014). Yield of rainfed wheat is classified into four classes: ‘Poor’, ‘Moderate’, ‘Good’ and ‘Very Good’. Using the values of this table as well as the zoning map of rainfed wheat yield (Figure 6), Figure 10 shows the classification map of the yield of rainfed wheat crop in the study area.

Table 11

Values of classification classes of rainfed wheat yield in the study area

Range of Rainfed Wheat Yield (ton/hec)Class
Less than 1.5 Poor 
1.5–1.8 Moderate 
1.8–2 Good 
Above 2 Very good 
Range of Rainfed Wheat Yield (ton/hec)Class
Less than 1.5 Poor 
1.5–1.8 Moderate 
1.8–2 Good 
Above 2 Very good 
Figure 10

Classified map of rainfed wheat yield in the study area.

Figure 10

Classified map of rainfed wheat yield in the study area.

Close modal

Using the DEM map, Figure 11 shows the classification map of land slope into four ranges of less than 10, 10–15, 15–30 and above 30%, which represent the ‘Very Good’, ‘Good’, ‘Moderate’ and ‘Poor’ classes, respectively. This classification is according to the range of land slopes recommended in various studies for rainfed wheat cultivation including Vaezi et al. (2019). According to this figure, the northern and central parts of the region have lower land slopes than the southern and western regions, which are generally highlands.

Figure 11

Classified map of the slope of the study area.

Figure 11

Classified map of the slope of the study area.

Close modal

Finally, by weighing each of the different classes of both variables, land slope percentage and yield value of rainfed wheat, a map of the potential of rainfed wheat agriculture in the study area is produced. Table 12 shows the weight percentages assigned to each of the classification classes. It is not feasible to commercially produce wheat in land slopes greater than 30%, therefore by assigning a weight percentage of 100% to this class of the land slope variable, all lands with a slope higher than 30%, regardless of each yield class value, wheat potential production is ‘Inappropriate’. Considering that in the classes of ‘Very Good’, ‘Good’ and ‘Moderate’ of the land slope variable, the effect of the variable of rainfed wheat yield by including various factors (hydrological, climatic and agricultural) is much greater. Therefore, the weight percentage assigned to the yield of rainfed wheat is 70% and the weight percentage assigned to the slope variable is 30%.

Table 12

Matrix table of weight percentage values assigned to each of the classification classes (Slope variable in gray and yield variable in blue)

 
 

Now, according to the values in Table 12, Figures 1012 show the final map of the potential of rainfed wheat agriculture in the study area. Figure 12 shows that, as expected from the maps of rainfed wheat yield and the land slope, areas with ‘Very Appropriate’ and ‘Appropriate’ potential for rainfed wheat agriculture are mainly in the northern and western areas of the region and areas with more ‘Moderate’ and ‘Inappropriate’ potential are located in the southern and east areas of the region. In general, as shown in Table 13, 10.5% of the lands in the study area with an approximate area of 125,000 hectares in terms of hydrological, climatic and agricultural conditions and land slope have a ‘Very Appropriate’ potential for rainfed wheat agriculture. In addition, 25.4% of the lands in the study area with an area of approximately 300,000 hectares in terms of these conditions have an ‘Appropriate’ potential for rainfed wheat agriculture. In contrast, areas with ‘Moderate’ and ‘Inappropriate’ potential occupy 64.1% of the region with an area of 770,000 hectares, and due to the relatively weak and unsuitable hydrological, climatic, agricultural and land slope conditions in these areas, rainfed wheat agriculture is not recommended for these areas.

Table 13

Area of different classes of potential of rainfed wheat agriculture in the study area

Class of rainfed wheat agricultureArea (hec)Area (%)
Very Appropriate 125,026.73 10.46 
Appropriate 303,363.14 25.38 
Moderate 338,145.91 28.29 
Inappropriate 428,748.45 35.87 
Class of rainfed wheat agricultureArea (hec)Area (%)
Very Appropriate 125,026.73 10.46 
Appropriate 303,363.14 25.38 
Moderate 338,145.91 28.29 
Inappropriate 428,748.45 35.87 
Figure 12

Zoning map of potential of rainfed wheat agriculture in the study area.

Figure 12

Zoning map of potential of rainfed wheat agriculture in the study area.

Close modal

Considering the importance of rainfed agriculture in arid and semi-arid climates and the critical situation of water resources in the Urmia Lake basin, in this study, the potential of rainfed agriculture in Zarrinehroud basin was studied. Furthermore, this study focused on the wheat plant because it is the most dominant and crucial crop for rainfed agriculture in the study area. The results of this study showed that the SWAT model has a relatively good performance in runoff simulation using calibration of measured flow information, so that the correlation coefficient was obtained from 0.69 to 0.84 in the calibration period and from 0.64 to 0.86 for the validation period. However, the assimilation of remote sensing data with the calibrated SWAT model showed that the model simulations for both surface soil moisture and actual evapotranspiration variables were significantly improved, indicating the high ability of the EnKF method and remote sensing data to improve the model simulation accuracy. In addition, evaluation of the SWAT-EnKF hybrid model shows that the combination of remote sensing observations of soil surface moisture and actual evapotranspiration improves the simulation of the flow rate by an average of 5–10% compared to the calibrated model. The high simulation capability of the SWAT model and the variety of its outputs made it possible to estimate the variables and parameters required to simulate the yield of rainfed wheat crop in the basin by considering all hydrological, climatic and agronomic components. By estimating the yield of rainfed wheat in the study area, zoning maps of rainfed wheat yield were extracted which shows that in the northern sub-basins the yield of rainfed wheat is higher than the southern sub-basins. The final map of rainfed wheat agricultural potential in four classes ‘Very Appropriate’, ‘Appropriate’, ‘Moderate’ and ‘Inappropriate’ was drawn by overlapping the classified maps of rainfed wheat yield and land slope. Areas with Very Appropriate and Appropriate potential for rainfed wheat agriculture are mainly located in the northern and western regions of the region and areas with Moderate and Inappropriate potential are located in the southern and eastern regions of the region. The results showed that a total of 35.9% of the lands of Zarrinehroud basin have ‘Very Appropriate’ and ‘Appropriate’ potential for rainfed wheat agriculture, which can be considered as an alternative to irrigated agriculture in the region.

This study provides a valuable solution for managers and decision-makers of water resources and agriculture in the basin as well as an effective tool and guide for researchers looking to improve basin simulations using assimilation of remote sensing resulted variables and data, like soil moisture and evapotranspiration. In order to complete the results of this study, it is suggested that similar studies be conducted for other common and suitable crops in rainfed agriculture in the region. According to this study, if there are sufficient data and ground observations to validate the remote sensing resulted variables, a similar study could be conducted to analyze and compare the probable effects of climate change in recent years.

No potential conflict of interest was reported by the authors.

The datasets generated during and/or analyzed during the current study are available from the corresponding author on reasonable request.

The authors confirm contributions to the paper as follows: study conception and design: Amin Rostami, Mahmoud Raieni-Sarjaz; data collection: Amin Rostami, Jafar Chabokpour and Sumit Kumar; analysis and interpretation of results: Amin Rostami, Mahmoud Raieni-Sarjaz, Jafar Chabokpour, Hazi Md Azamathulla; draft manuscript preparation: Amin Rostami, Jafar Chabokpour, Hazi Md Azamathulla and Sumit Kumar. All authors reviewed the results and approved the final version of the manuscript.

Not applicable.

Not applicable.

Not applicable.

Not applicable.

Data cannot be made publicly available; readers should contact the corresponding author for details.

1

Moderate Resolution Imaging Spectroradiometer.

2

Surface Energy Balance Algorithm for Land.

3

Temperature, Vegetation, Drought Index.

4

University of California, Los Angeles.

Abbaspour
K. C.
,
Yang
J.
,
Maximov
I.
,
Siber
R.
,
Bogner
K.
,
Mieleitner
J.
,
Zobrist
J.
&
Srinivasan
R.
2007
Modelling hydrology and water quality in the pre-alpine/alpine Thur watershed using SWAT
.
Journal of Hydrology
333
(
2–4
),
413
430
.
https://doi.org/10.1016/j.jhydrol.2006.09.014
.
Abbaspour
K. C.
,
Rouholahnejad
E.
,
Vaghefi
S.
,
Srinivasan
R.
,
Yang
H.
&
Kløve
B.
2015
A continental-scale hydrology and water quality model for Europe: calibration and uncertainty of a high-resolution large-scale SWAT model
.
Journal of Hydrology
524
,
733
752
.
https://doi.org/10.1016/j.jhydrol.2015.03.027
.
Agriculture Statistics
2007
Iran Ministry of Agriculture Jihad, Information and Communication Technology Center, Tehran, Iran
(In Persian)
.
Agriculture Statistics
2010
Iran Ministry of Agriculture Jihad, Information and Communication Technology Center, Tehran, Iran
(In Persian)
.
Agriculture Statistics
2014
Iran Ministry of Agriculture Jihad, Information and Communication Technology Center, Tehran, Iran
(In Persian)
.
Agriculture Statistics
2019
Iran Ministry of Agriculture Jihad, Information and Communication Technology Center, Tehran, Iran
(In Persian)
.
Arnold
J. G.
,
Moriasi
D. N.
,
Gassman
P. W.
,
Abbaspour
K. C.
,
White
M. J.
,
Srinivasan
R.
,
Santhi
C.
,
Harmel
R. D.
,
Van Griensven
A.
,
Van Liew
M. W.
&
Kannan
N.
2012
SWAT: Model use, calibration, and validation
.
Transactions of the ASABE
55
(
4
),
1491
1508
.
https://doi.org/10.13031/2013.42256
.
Bastiaanssen
W. G. M.
,
Menenti
M.
,
Feddes
R. A.
&
Holtslag
A. A. M.
1998
A remote sensing surface energy balance algorithm for land (SEBAL). 1. Formulation
.
Journal of Hydrology
212–213
,
198
212
.
Bauwe
A.
,
Kahle
P.
&
Lennartz
B.
2019
Evaluating the SWAT model to predict streamflow, nitrate loadings and crop yields in a small agricultural catchment
.
Advances in Geosciences
48
,
1
9
.
doi:10.5194/adgeo-48-1-2019
.
Biradar
C. M.
,
Thenkabail
P. S.
,
Noojipady
P.
,
Li
Y.
,
Dheeravath
V.
,
Turral
H.
,
Velpuri
M.
,
Gumma
M. K.
,
Gangalakunta
O. R. P., Cai, X. L.
&
Xiao
X.
2009
A global map of rainfed cropland areas (GMRCA) at the end of last millennium using remote sensing
.
International Journal of Applied Earth Observation and Geoinformation
11
(
2
),
114
129
.
doi:10.1016/j.jag.2008.11.002
.
Borah
D.
&
Bera
M.
2003
SWAT model background and application reviews
. In
ASAE Annual International Meeting
,
Las Vegas, Nevada
.
Clark
M.
,
Rupp
D.
,
Woods
R.
,
Zheng
X.
,
Ibbitt
R.
,
Slater
A.
,
Schmidt
J.
&
Uddstrom
M.
2008
Hydrological data assimilation with the ensemble Kalman filter: use of streamflow observations to update states in a distributed hydrological model
.
Advances in Water Resources
31
,
1309
1324
.
doi:10.1016/j.advwatres.2008.06.005
.
Collier
C. G.
2009
On the propagation of uncertainty in weather radar estimates of rainfall through hydrological models
.
Meteorological Applications
16
(
1
),
35
40
.
https://doi.org/10.1002/met.120
.
Draper
C.
,
Mahfouf
J.-F.
&
Walker
J.
2009
An EKF assimilation of AMSR-E soil moisture into the ISBA land surface scheme
.
Journal of Geophysical Research
114
.
doi:10.1029/2008JD011650
.
Entekhabi
D.
,
Nakamura
H.
&
Njoku
E. G.
1994
Solving the inverse problem for soil moisture and temperature profiles by sequential assimilation of multifrequency remotely sensed observations
.
IEEE Transactions on Geoscience and Remote Sensing
32
(
2
),
438
448
.
doi:10.1109/36.295058
.
Evensen
G.
1994
Sequential data assimilation with a nonlinear quasi-geostrophic model using Monte Carlo methods to forecast error statistics
.
Journal of Geophysical Research: Oceans
99
(
C5
),
10143
10162
.
https://doi.org/10.1029/94JC00572
.
FAO
1974
Soil map of the World
.
Unesco
,
Paris
.
FAOSTAT
2005
Database
.
Food and Agriculture Organization
,
Rome
.
Available from: http://faostat.fao.org/. (accessed November 2005)
.
Faramarzi
M.
,
Yang
H.
,
Schulin
R.
&
Mikayilov
F.
2010
Modeling wheat yield and crop water productivity in Iran: implications of agricultural water management for wheat production
.
Agricultural Water Management
97
,
1861
1875
.
doi:10.1016/j.agwat.2010.07.002
.
Gabiri
G.
,
Leemhuis
C.
,
Diekkrüger
B.
,
Näschen
K.
,
Steinbach
S.
&
Thonfeld
F.
2019
Modelling the impact of land use management on water resources in a tropical inland valley catchment of central Uganda, East Africa
.
Science of The Total Environment
653
,
1052
1066
.
Gassman
P. W.
,
Reyes
M. R.
,
Green
C. H.
&
Arnold
J. G.
2007
The soil and water assessment tool: historical development, applications, and future research directions
.
Transactions of the ASABE
50
(
4
),
1211
1250
.
Guo
T.
,
Cibin
R.
,
Chaubey
I.
,
Gitau
M.
,
Arnold
J. G.
,
Srinivasan
R.
,
Kiniry
J. R.
&
Engel
B. A.
2018
Evaluation of bioenergy crop growth and the impacts of bioenergy crops on streamflow, tile drain flow and nutrient losses in an extensively tile-drained watershed using SWAT
.
The Science of the Total Environment
613–614
,
724
735
.
doi:10.1016/j.scitotenv.2017.09.148
.
Han
E.
,
Merwade
V.
&
Heathman
G. C.
2012
Implementation of surface soil moisture data assimilation with watershed scale distributed hydrological model
.
Journal of Hydrology
416–417
,
98
117
.
https://doi.org/10.1016/j.jhydrol.2011.11.039
.
Jeimar
P. P.
,
Marcela
Q.
&
Natalia
E.
2011
Application of crop growth modeling for the economic valuation of water in agriculture
. In:
The 3rd International Forum on Water and Food Tshwane
,
South Africa
.
Kaviani
A.
,
Sohrabi
T.
&
Arasteh
P.
2011
Evapotranspiration and water productivity estimation using sebal algorithm and comparison with lysimeter data
.
Iranian Journal of Irrigation and Drainage
5
(
2
), 165–175.
(In Persian)
.
Kim
J.
&
Hogue
T. S.
2012
Improving spatial soil moisture representation through integration of AMSR-E and MODIS products
.
IEEE Transactions on Geoscience and Remote Sensing
50
(
2
),
446
460
.
Kivi
M. S.
,
Blakely
B.
,
Masters
M.
,
Bernacchi
C. J.
,
Miguez
F. E.
&
Dokoohaki
H.
2022
Development of a data-assimilation system to forecast agricultural systems: a case study of constraining soil water and soil nitrogen dynamics in the APSIM model
.
Science of The Total Environment
820
,
153192
.
Komma
J.
,
Blöschl
G.
&
Reszler
C.
2008
Soil moisture updating by ensemble Kalman filtering in real-time flood forecasting
.
Journal of Hydrology
357
(
3
),
228
242
.
https://doi.org/10.1016/j.jhydrol.2008.05.020
.
Laiolo
P.
,
Gabellani
S.
,
Campo
L.
,
Silvestro
F.
,
Delogu
F.
,
Rudari
R.
&
Puca
S.
2016
Impact of different satellite soil moisture products on the predictions of a continuous distributed hydrological model
.
International Journal of Applied Earth Observation and Geoinformation
48
,
131
.
doi:10.1016/j.jag.2015.06.002
.
Lei
F.
,
Crow
W. T.
,
Kustas
W. P.
,
Dong
J.
,
Yang
Y.
,
Knipper
K. R.
&
Dokoozlian
N.
2020
Data assimilation of high-resolution thermal and radar remote sensing retrievals for soil moisture monitoring in a drip-irrigated vineyard
.
Remote Sensing of Environment
239
.
doi:10.1016/j.rse.2019.111622
.
Liu
W.
,
Hong
Y.
,
Khan
S.
,
Huang
M.
,
Vieux
B.
,
Caliskan
S.
&
Grout
T.
2010
Actual evapotranspiration estimation for different land use and land cover in urban regions using Landsat 5 data
.
Journal of Applied Remote Sensing
4
(
1
),
041873
.
https://doi.org/10.1117/1.3525566
.
Luan
X.
,
Wu
P.
,
Sun
S.
,
Wang
Y.
&
Gao
X.
2018
Quantitative study of the crop production water footprint using the SWAT model
.
Ecological Indicators
89
,
1
10
.
Ma
J.
,
Rao
K.
,
Li
R.
,
Yang
Y.
,
Li
W.
&
Zheng
H.
2022
Improved Hadoop-based cloud for complex model simulation optimization: calibration of SWAT as an example
.
Environmental Modelling & Software
149
,
105330
.
Magbalot-Fernandez
A.
,
He
Q.
&
Molkenthin
F.
2019
Effect of climate change in the stream flow, crop yields and NP levels at White Oak Bayou watershed using SWAT simulation: a case study
.
Asian Journal of Geographical Research
2
(
2
),
1
9
.
https://doi.org/10.9734/ajgr/2019/v2i230083
.
Malagó
A.
,
Bouraoui
F.
,
Vigiak
O.
,
Grizzetti
B.
&
Pastori
M.
2017
Modelling water and nutrient fluxes in the Danube River Basin with SWAT
.
Science of The Total Environment
603–604
,
196
218
.
https://doi.org/10.1016/j.scitotenv.2017.05.242
.
Mehmood
A.
,
Ahmed
M.
&
Akmal
M.
2017
Soil and Water Assessment Tool (SWAT) for rainfed wheat water productivity
. In:
Quantification of Climate Variability, Adaptation and Mitigation for Agricultural Sustainability
(A. Ahmed & C. Stockle, eds).
Springer
,
Cham
, pp.
137
163
.
Miller
R. N.
,
Ghil
M.
&
Gauthiez
F.
1994
Advanced data assimilation in strongly nonlinear dynamical systems
.
Journal of the Atmospheric Sciences
51
(
8
),
1037
1056
.
Nair
S. S.
,
King
K. W.
,
Witter
J. D.
,
Sohngen
B. L.
&
Fausey
N. R.
2011
Importance of crop yield in calibrating watershed water quality simulation tools1
.
JAWRA Journal of the American Water Resources Association
47
(
6
),
1285
1297
.
https://doi.org/10.1111/j.1752-1688.2011.00570.x
.
Reichle
R. H.
,
McLaughlin
D. B.
&
Entekhabi
D.
2002a
Hydrologic data assimilation with the ensemble Kalman filter
.
Monthly Weather Review
130
(
1
),
103
114
.
doi:10.1175/1520-0493(2002)130 < 0103:Hdawte > 2.0.Co;2
.
Reichle
R. H.
,
Walker
J. P.
,
Koster
R. D.
&
Houser
P. R.
2002b
Extended versus ensemble Kalman filtering for land data assimilation
.
Journal of Hydrometeorology
3
(
6
),
728
740
.
doi:10.1175/1525-7541(2002)003 < 0728:Evekff > 2.0.Co;2
.
Rockström
J.
,
Barron
J.
&
Fox
P.
2003
Water productivity in rain-fed agriculture: challenges and opportunities for smallholder farmers in drought-prone tropical agroecosystems
.
Water Productivity in Agriculture: Limits and Opportunities for Improvement
85199
(
669
),
8
.
Rostami
A.
2020
Assimilation of Remotely Sensed Soil Moisture and Evapotranspiration with SWAT Hydrological Model to Determine Potential Rainfed Agricultural Areas (A Case Study: Urmia Lake Basin, Iran)
.
Unpublished Doctoral Dissertation
,
Sari Agricultural Sciences and Natural Resources University
,
Sari
,
Iran
.
(In Persian)
.
Rostami
A.
&
Raeini-Sarjaz
M.
2016
Remotely sensed measurements of apple orchard actual evapotranspiration and plant coefficient using MODIS images and SEBAL algorithm (Case study: Ahar plain, Iran)
.
Journal of Agricultural Meteorology
4
(
1
),
32
43
.
(In Persian)
.
Srinivasan
R.
,
Zhang
X.
&
Arnold
J.
2010
SWAT ungauged: hydrological budget and crop yield predictions in the Upper Mississippi River Basin
.
Transactions of the ASABE
53
(
5
),
1533
1546
.
Stisen
S.
,
Sandholt
I.
,
Nørgaard
A.
,
Fensholt
R.
&
Høgh Jensen
K.
2008
Combining the triangle method with thermal inertia to estimate regional evapotranspiration – applied to MSG-SEVIRI data in the Senegal River basin
.
Remote Sensing of Environment
112
(
3
),
1242
1255
.
https://doi.org/10.1016/j.rse.2007.08.013
.
Sun
L.
,
Nistor
I.
&
Seidou
O.
2015
Streamflow data assimilation in SWAT model using extended Kalman filter
.
Journal of Hydrology
531
,
671
684
.
https://doi.org/10.1016/j.jhydrol.2015.10.060
.
Vaezi
A. R.
,
Rezaeipour
S.
&
Babaakbari
M.
2019
Dryland wheat grain yield and yield components as affected by slope direction and residue rates
.
Journal of Water and Soil Science
23
(
3
),
15
26
.
doi:10.47176/jwss.23.3.13309
.
(In Persian)
.
Walker
J. P.
&
Houser
P. R.
2005
Hydrologic data assimilation
. In:
Advances in Water Science Methodologies
.
CRC Press
, A. A. Balkema, The Netherlands, pp.
45
68
.
Wani
S. P.
,
Pathak
P.
,
Sreedevi
T. K.
,
Singh
H. P.
&
Singh
P.
2003
Efficient management of rainwater for increased crop productivity and groundwater recharge in Asia. Water productivity in agriculture: limits and opportunities for improvement
. In
Cab International
,
Wallingford, UK
, pp.
199
215
.
Wu
B.
,
Yan
N.
,
Xiong
J.
,
Bastiaanssen
W. G. M.
,
Zhu
W.
&
Stein
A.
2012
Validation of ETWatch using field measurements at diverse landscapes: a case study in Hai Basin of China
.
Journal of Hydrology
436–437
,
67
80
.
https://doi.org/10.1016/j.jhydrol.2012.02.043
.
Xie
X.
&
Zhang
D.
2010
Data assimilation for distributed hydrological catchment modeling via ensemble Kalman filter
.
Advances in Water Resources
33
(
6
),
678
690
.
https://doi.org/10.1016/j.advwatres.2010.03.012
.
Yang
X.
,
Wu
J. J.
,
Shi
P. J.
&
Yan
F.
2008
Modified triangle method to estimate soil moisture status with moderate resolution imaging spectroradiometer (MODIS) products
.
The International Archives of the Photogrammetry, Remote Sensing and Spatial Information Sciences
XXXVII. Part B8
,
555
560
,
Beijing
.
Zhang
Y.
,
Liu
C.
,
Lei
Y.
,
Tang
Y.
,
Yu
Q.
,
Shen
Y.
&
Sun
H.
2006
An integrated algorithm for estimating regional latent heat flux and daily evapotranspiration
.
International Journal of Remote Sensing
27
(
1
),
129
152
.
This is an Open Access article distributed under the terms of the Creative Commons Attribution Licence (CC BY 4.0), which permits copying, adaptation and redistribution, provided the original work is properly cited (http://creativecommons.org/licenses/by/4.0/).