Abstract
Under certain low head hydraulic conditions, weir discharge under gravity flow can produce an oscillating nappe characterized by horizontal waves and audible low-frequency acoustic energy, which in some cases can have a significant impact on the local environment. In an effort to better understand the mechanism behind nappe oscillation, an experimental investigation was conducted using a linear weir (1.83 m wide, 1.10 m in height, and 0.076 m in thickness) with four different crest shapes (rectangular, quarter-round upstream, half-round, and quarter-round downstream) at a wide range of unit discharge ranging from 8×10−3 m2/s to 36×10−3 m2/s. Using Particle Image Velocimetry (PIV) techniques, differential pressure measurements, and water surface profiles, the influence of Weber number, angle at which the nappe hits the downstream pool (angle of impact), and nappe projection angle on the nappe oscillation are reported. No significant relationship was found between the Weber number and nappe instability. The results suggest that the nappe is stable for unit discharge between 20×10−3 and 24×10−3m2/s regardless the shape of the weir crest. Also, the stable projection angle is −17° for rectangular and quarter-round upstream weirs and −35° for half-round and quarter-round downstream weirs for the specific tested weir.
HIGHLIGHTS
Explain the mechanism behind the nappe oscillation precisely.
Discover different types of nappe oscillation.
Propose some mitigation solutions for nappe oscillation.
Help designers choose the appropriate crest shape for nappe stability.
Provide a solution for the existing dams that suffer from nappe oscillation.
Graphical Abstract
NOTATION
- d
the thickness of the nappe (m)
- f
nappe oscillation frequency (Hz)
- h
the upstream flow depth measured relative to the weir crest elevation (m)
- H
h+V2/2 g=total upstream head (m); L=length of the weir (m)
- n
number of collected date for the velocity across the nappe
- q
unit discharge (m2/s)
- Q
flow rate (m3/s)
- P
the weir height (m)
- S
the length of the path along the center of the nappe (m)
- u
the time-averaged velocity in the x-direction (m/s)
- v
the time-averaged velocity in the y-direction (m/s)
- V
the average cross-sectional velocity upstream of the crest weir (m/s)
- Vm
the velocity magnitude (
) (m/s)
the average of the velocity magnitude across the nappe (m/s)
- W
Weber number (m/m); x=x-direction (m/s)
- y
y-direction (m/s)
- Zc
confidence coefficient and equals to 1.96 for 95% confidence level
- Δp
the air differential pressure between the trapped air and the ambient air (pa)
- Δx
the maximum nappe horizontal displacement (m)
- ε
uncertainty in PIV velocity measurements (m/s)
- θI
the angle at which the nappe hits the tailwater (degree)
- θp
the projection angle of nappe when leaving the crest (degree)
the average of the projection angle of nappe across the nappe (degree)
- ρ
water density (kg/m3)
- μ
mean velocity for N sample (m/s)
- σ
surface tension (N/m)
- σSD
standard deviation for the PIV velocity measurement (m/s)
INTRODUCTION
Weirs are hydraulic structures that are commonly used in open channel flow as flow control structures, flow measurement, and flow diversion. With gravity as the driving force, water flow passes over the weir creating a jet like structure referred to as a nappe (Crookston & Tullis 2012b). Under certain ambiguous hydraulic conditions, the nappe can become unstable and reveal oscillation behavior characterized with a wavy longitudinal nappe profile (Barlow et al. 2010; Lodomez et al. 2016, 2018b; Khodier & Tullis 2017; Kitsikoudis et al. 2021). The undesirable behaviors of nappe oscillation can induce a vibration in the hydraulic structure, which could be potentially dangerous if the frequency of the nappe oscillation equals that one of the structure (Lodomez et al. 2018a). Moreover, nappe oscillation can produce significant acoustic energy that can create an environmental nuisance near the structure (Crookston et al. 2014). Nappe oscillation behavior is not only limited to weir flow and it was also observed on fountains and gates.
The reason behind the occurrence of nappe oscillations is still not clearly identified although numerous studies (Barlow et al. 2010; De Rosa 2013) proposed theories trying to explain this phenomenon. Helmholtz instability theory describes a nappe instability mechanism associated with the shear force at the interface between two different fluids with different velocities and densities. Mori et al. (2012) performed an experimental study to investigate the relationship between the oscillation frequency of the vertical water sheet and the pressure fluctuation in the air chamber behind it. They observed that the pressure fluctuations frequency is identical to the frequency of the confined water sheet oscillations (between 5.3 and 17.4 Hz). They also analytically simulated the nappe oscillation behavior as a spring-mass system in which the air compressibility was considered as a spring and the water sheet was considered as the mass. The comparison of frequencies of the real experiment and the analytical mass-spring model showed that the frequency of analytical model was from 10 to 20 times larger than the frequency of the experiment results for unstable water sheets. A similar mass-spring model principle was reconsidered by a later study of De Rosa et al. (2014) but this time searching for nappe instability criteria. The flow was assumed one-dimensional, inviscid, without surface tension effect, and with a coordinate-type expansion for the flow variables. Utilizing the ansatz techniques, they found that the system is stable if the crossing time of a perturbation over the whole length of the domain is shorter than the period of the spring-mass oscillator and the resonance frequencies equaled one integer-plus-one-fourth times the frequency of the initial unstable nappe. An addition analytical mass-spring system was applied on nappe oscillations of a vertical thin sheet interaction with an air pocket in the presence of surface tension effect (Girfoglio et al. 2017). The physical analysis confirmed that the instability generated two propagation wave fronts both directed downstream if the flow is supercritical or one downstream wave if the flow is subcritical. No experimental validation was provided for their findings. Kyotoh (2002) studied the instability mechanisms of a falling water sheet with and without a confined air cavity. He concluded that the physical factors affecting the motion of falling water sheet are the propagation of the pressure fluctuations for the trapped air, the air shear wave instability, and water surface tension. No pressure data were presented in Kyotoh's study. Sato et al. (2007) studied experimentally and analytically the behavior of falling water sheets with a back wall. They concluded that some of the energy gained by the sheet while falling under gravity was converted into vibration energy. Also, they concluded that the frequency of the water sheet is the same as that of the pressure in the air trapped behind the water sheet but no experimental measurements for the pressure were included in their study. Schmid & Henningson (2002) derived a mathematical expression for the stability of a two-dimensional falling liquid sheet and compared the results with experimental data. They found that there was a good correlation between the frequencies obtained by their model and the experimentally observed frequencies.
Physical modeling of hydraulic structures has been a powerful engineering bridge to transform hydraulic quantities between the field-scale prototype flow behavior and laboratory-scale models. The similitude principle is based on dimensionless numbers such as Froude, Reynolds, Weber number, etc. Among them, the former is most appropriate for most weir flow applications as it characterizes the interaction between gravity and inertia forces. However, under certain hydraulic conditions, Froude number similitude can result in differences between the prototype and the model, a condition referred to as scale effects (Heller 2011). The accuracy of simulating the nappe oscillation behavior at the prototype and model scales using Froude number similitude was studied experimentally by Anderson & Tullis (2018). Although they observed the nappe oscillation in prototype- and laboratory-scale models, discrepancies in the frequencies and oscillation behavior between the model and prototype was observed, leading a conclusion that nappe oscillation is a unit discharge phenomenon and not a Froude-scalable phenomenon. Similar findings were reported by Lodomez et al. (2019b).
Recognizing the potential risk nappe oscillation occurrence in field hydraulic structures could produce, it's important to find practical solutions for eliminating this phenomenon. One effective mitigation technique is installing flow splitters to the gate or weir crest at curtain spacing in order to provide more ventilation for the air chamber behind the nappe (Anderson 2014). There are limitations for the splitter spacing to be avoided (less than 1 m) to prevent the occurrence of Görtler vortices in the boundary layer. Moreover, the installation of splitter may collect debris and other floating materials which could result in other hydraulic challenges (Crookston & Tullis 2012a; Lodomez et al. 2019a). Another mitigation technique is adding surface roughness to the weir crest for confined and unconfined nappe (Anderson & Tullis 2018). It was observed that increasing the nappe roughness was effective in eliminating nappe oscillation but only for unconfined nappe. Lodomez et al. (2019a) tested three mitigation solutions (elements added to the crest profile): 12 configurations with projecting elements, five configurations with deflectors, and one configuration with a step. Among the three mitigations, deflectors or a step produced the maximum noise reduction and resulted in a 3% reduction in the discharge coefficient.
Recently, Kitsikoudis et al. (2021) observed that the occurrence of nappe oscillation is associated with low velocity (low unit discharges ranging from 0.01 to 0.06 m2/s), regardless of the model scale. Since that the Froude number was unable to represent the nappe oscillation frequencies between weirs of differing sizes or scale, they derived a dimensionless nappe oscillation frequency expressed as a power function that correlated the fall height and the water depth at the point of detachment at the crest, for quarter-round and truncated half-round weir crests.
The goal of this paper is to describe the behavior of the nappe oscillation at different flow rates and for different weir crest shapes including rectangular (REC), quarter-round downstream (QRD), quarter-round upstream (QRU), and half-round (HR) crests. The influence of the weir crest shape on the nappe oscillation was reported. Also, the mechanism behind the nappe oscillation was explained using differential pressure measurements between the trapped air behind the nappe and the ambient, Weber number, the angle of the nappe projection downstream the crest, nappe trajectory profile, and velocity profiles distributions.
EXPERIMENTAL SETUP
EXPERIMENTAL RESULTS AND DISCUSSION
Table 1 summarizes the nappe status (oscillating/non-oscillating/clinging) and total energy heat at each flow rate for different crest shapes. It can be shown from Table 1 that the nappe stability depends mainly on the flow rates and the crest shape. Also, note that the nappe created with the QRD is stable regardless of the flow condition. Table 2 summarizes the minimum and maximum differential pressure and frequency for different crest shapes and flow rates. As can be observed from Table 2, there is no clear relationship between the oscillation frequencies and the differential pressure for air cavity. The maximum differential pressure occurs at higher flow rates for QRU and HR crests. The nappe oscillating is discussed per the following parameters.
Summary of the nappe status and total energy head at different flow rates for different crest shapes
q × 10−3 (m2/s) . | Crest shape . | |||
---|---|---|---|---|
REC . | QRU . | HR . | QRD . | |
4.0 | Oscillating (H=0.0183 m) | Oscillating (H=0.0143 m) | No nappe (clinging) (H=0.0159 m) | No nappe (clinging) (H=0.0219 m) |
8.0 | Oscillating (H=0.0293 m) | Oscillating (H=0.0246 m) | No nappe (clinging) (H=0.0253 m) | No nappe (clinging) (H=0.0323 m) |
12.0 | Oscillating (H=0.0387 m) | Oscillating (H=0.0326 m) | No nappe (clinging) (H=0.0323 m) | No nappe (clinging) (H=0.0408 m) |
16.0 | Oscillating (H=0.0466 m) | Non-oscillating (H=0.0396 m) | No perfect confined nappe (H=0.0387 m) | No nappe (clinging) (H=0.0466 m) |
20.0 | Non-oscillating (H=0.0537 m) | Non-oscillating (H=0.0460 m) | Non-oscillating (H=0.0442 m) | No nappe (clinging) (H=0.0527 m) |
24.0 | Oscillating (H=0.0604 m) | Non-oscillating (H=0.0515 m) | Non-oscillating (H=0.0494 m) | No perfect confined nappe (H=0.0582 m) |
28.0 | Oscillating (H=0.0659 m) | Non-oscillating (H=0.0564 m) | Non-oscillating (H=0.0540 m) | No perfect confined nappe (H=0.0637 m) |
32.0 | Oscillating (H=0.0741 m) | Oscillating (H=0.0625 m) | Oscillating (H=0.0592 m) | No perfect confined nappe (H=0.0686 m) |
36.0 | Oscillating (H=0.0772 m) | Oscillating (H=0.0668 m) | Oscillating (H=0.0638 m) | Non-oscillating (H=0.0729 m) |
q × 10−3 (m2/s) . | Crest shape . | |||
---|---|---|---|---|
REC . | QRU . | HR . | QRD . | |
4.0 | Oscillating (H=0.0183 m) | Oscillating (H=0.0143 m) | No nappe (clinging) (H=0.0159 m) | No nappe (clinging) (H=0.0219 m) |
8.0 | Oscillating (H=0.0293 m) | Oscillating (H=0.0246 m) | No nappe (clinging) (H=0.0253 m) | No nappe (clinging) (H=0.0323 m) |
12.0 | Oscillating (H=0.0387 m) | Oscillating (H=0.0326 m) | No nappe (clinging) (H=0.0323 m) | No nappe (clinging) (H=0.0408 m) |
16.0 | Oscillating (H=0.0466 m) | Non-oscillating (H=0.0396 m) | No perfect confined nappe (H=0.0387 m) | No nappe (clinging) (H=0.0466 m) |
20.0 | Non-oscillating (H=0.0537 m) | Non-oscillating (H=0.0460 m) | Non-oscillating (H=0.0442 m) | No nappe (clinging) (H=0.0527 m) |
24.0 | Oscillating (H=0.0604 m) | Non-oscillating (H=0.0515 m) | Non-oscillating (H=0.0494 m) | No perfect confined nappe (H=0.0582 m) |
28.0 | Oscillating (H=0.0659 m) | Non-oscillating (H=0.0564 m) | Non-oscillating (H=0.0540 m) | No perfect confined nappe (H=0.0637 m) |
32.0 | Oscillating (H=0.0741 m) | Oscillating (H=0.0625 m) | Oscillating (H=0.0592 m) | No perfect confined nappe (H=0.0686 m) |
36.0 | Oscillating (H=0.0772 m) | Oscillating (H=0.0668 m) | Oscillating (H=0.0638 m) | Non-oscillating (H=0.0729 m) |
Minimum and maximum differential pressure and frequencies at different flow rates and for different crest shapes
q × 10−3 (m2/s) . | Crest shape . | |||||||
---|---|---|---|---|---|---|---|---|
REC . | QRU . | HR . | QRD . | |||||
ΔPmin – ΔPmax (Pa) . | fmin – fmax (Hz) . | ΔPmin – ΔPmax (Pa) . | fmin – fmax (Hz) . | ΔPmin – ΔPmax (Pa) . | fmin – fmax (Hz) . | ΔPmin – ΔPmax (Pa) . | fmin – fmax (Hz) . | |
4.0 | −6.1 to 2.7 | N/A | −3.1 to 22.1 | N/A | N/A | N/A | N/A | N/A |
8.0 | −5.6 to 3.2 | N/A | −3.8 to 17.9 | N/A | N/A | N/A | N/A | N/A |
12.0 | −5.3 to 4.8 | 53.3–60.1 | −4.2 to 20.1 | 42.8–60.2 | N/A | N/A | N/A | N/A |
16.0 | −5.5 to 4.8 | 54.3–63.8 | −2.5 to 16.2 | N/A | N/A | N/A | N/A | N/A |
20.0 | −6.2 to 4.0 | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
24.0 | −4.2 to 7.5 | 21.7–33.4 | −8.5 to 7.2 | N/A | N/A | N/A | N/A | N/A |
28.0 | −7.0 to 9.2 | 34.0–36.8 | −23.6 to 10.2 | N/A | N/A | N/A | N/A | N/A |
32.0 | −8.2 to 9.8 | 7.2–10.3 | −53.2 to 16.8 | 31.5–38.2 | −43.8 to 33.2 | 38.3–47.7 | N/A | N/A |
36.0 | −9.4 to 9.7 | 8.3–12.5 | −102.7 to 91.7 | 32.3–34.5 | −96.3 to 88.2 | 34.7–35.6 | N/A | N/A |
q × 10−3 (m2/s) . | Crest shape . | |||||||
---|---|---|---|---|---|---|---|---|
REC . | QRU . | HR . | QRD . | |||||
ΔPmin – ΔPmax (Pa) . | fmin – fmax (Hz) . | ΔPmin – ΔPmax (Pa) . | fmin – fmax (Hz) . | ΔPmin – ΔPmax (Pa) . | fmin – fmax (Hz) . | ΔPmin – ΔPmax (Pa) . | fmin – fmax (Hz) . | |
4.0 | −6.1 to 2.7 | N/A | −3.1 to 22.1 | N/A | N/A | N/A | N/A | N/A |
8.0 | −5.6 to 3.2 | N/A | −3.8 to 17.9 | N/A | N/A | N/A | N/A | N/A |
12.0 | −5.3 to 4.8 | 53.3–60.1 | −4.2 to 20.1 | 42.8–60.2 | N/A | N/A | N/A | N/A |
16.0 | −5.5 to 4.8 | 54.3–63.8 | −2.5 to 16.2 | N/A | N/A | N/A | N/A | N/A |
20.0 | −6.2 to 4.0 | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
24.0 | −4.2 to 7.5 | 21.7–33.4 | −8.5 to 7.2 | N/A | N/A | N/A | N/A | N/A |
28.0 | −7.0 to 9.2 | 34.0–36.8 | −23.6 to 10.2 | N/A | N/A | N/A | N/A | N/A |
32.0 | −8.2 to 9.8 | 7.2–10.3 | −53.2 to 16.8 | 31.5–38.2 | −43.8 to 33.2 | 38.3–47.7 | N/A | N/A |
36.0 | −9.4 to 9.7 | 8.3–12.5 | −102.7 to 91.7 | 32.3–34.5 | −96.3 to 88.2 | 34.7–35.6 | N/A | N/A |
Nappe trajectory profiles and differential pressure
QRU at flow rate q=8 × 10−3 m2/s: (a) trajectory profile; (b) differential pressure.
QRU at flow rate q=8 × 10−3 m2/s: (a) trajectory profile; (b) differential pressure.
QRU at flow rate q = 36 × 10−3 m2/s: (a) trajectory profile; (b) differential pressure.
QRU at flow rate q = 36 × 10−3 m2/s: (a) trajectory profile; (b) differential pressure.
REC at flow rate q = 8 × 10−3 m2/s: (a) trajectory profile; (b) differential pressure.
REC at flow rate q = 8 × 10−3 m2/s: (a) trajectory profile; (b) differential pressure.
REC at flow rate q = 36 × 10−3 m2/s: (a) trajectory profile; (b) differential pressure.
REC at flow rate q = 36 × 10−3 m2/s: (a) trajectory profile; (b) differential pressure.
Trajectory profile at flow rate q = 36 × 10−3 m2/s: (a) HR; (b) QRD.
Maximum nappe trajectory displacement
The nappe displacement (Δx) as a function of the unit discharge for different weir crest shapes.
The nappe displacement (Δx) as a function of the unit discharge for different weir crest shapes.
Time-averaged velocity profiles
Velocities profiles for different weir crests for q = 8 × 10−3 m2/s and at a location before the nappe leaves the crest: (a) u-velocity profiles; (b) v-velocity profiles.
Velocities profiles for different weir crests for q = 8 × 10−3 m2/s and at a location before the nappe leaves the crest: (a) u-velocity profiles; (b) v-velocity profiles.
Velocities profiles for different weir crests for q = 36 × 10−3 m2/s at a location before the nappe leaves the crest: (a) u-velocity profiles; (b) v-velocity profiles.
Velocities profiles for different weir crests for q = 36 × 10−3 m2/s at a location before the nappe leaves the crest: (a) u-velocity profiles; (b) v-velocity profiles.
Weber number (W)

Weber number for different weir crest shapes: (a) at q = 8 × 10−3 m2/s; (b) q = 36 × 10−3 m2/s.
Weber number for different weir crest shapes: (a) at q = 8 × 10−3 m2/s; (b) q = 36 × 10−3 m2/s.
Projection and impact angles






The projection angle as a function of unit discharge for different weir crest shapes.
The projection angle as a function of unit discharge for different weir crest shapes.





The projection angle and the impact angle (at x = 0.076 m) as a function of unit discharge for QRU.
The projection angle and the impact angle (at x = 0.076 m) as a function of unit discharge for QRU.
Photograph for the air bubbles exchange while the nappe impacts the apron.
If the air bubbles that mixed from the ambient air are retained in the trapped water and then in the trapped air, the pressure of the trapped air will increase and in this case, the nappe performs as a compressor which is similar to that one happen in the nappe created with the QRU at low flow rates. The movement of the air bubbles either to the ambient region or to the trapped region depends on the impact angle (θI) which is correlated to the flow rates, crest shapes, and the projection angle. For this reason, the nappe instability is related to the flow rate, i.e. some nappes are more stable than others at different flow rates. The process of entraining the air bubbles to either the trapped region or the ambient region is slow and it takes a long time until the nappe reaches the unstable stage. This explains why the nappe instability doesn't happen frequently. In an effort to prove the proposed theory of nappe instability mechanism, a metal sheet was placed at the impact region as shown in Figure 11 and worked as a solid barrier to prevent the air bubbles exchange between the trapped air and the ambient air. With this installation, neither volume change nor oscillation was observation for originally unstable nappe at the same flow conditions and weir crest shape. There are two effective mitigation techniques that can be used to solve the nappe instability: by venting the nappe or by changing the impact angle (θI) and setting the angle in such a way that doesn't let any air bubbles exchange between the trapped and the ambient regions, for example, at θI = −79.1° for the nappe created with the QRU at the unit discharge of q = 20 × 10−3m2/s. It should be noted that gravity is the driving force to vacuum or compress the trapped air. Also, it should be noted that increasing and decreasing trapped air pressure can be induced manually by charging the trapped air with air using a compressor or by vacuuming the air from the trapped region with a vacuum machine. This will make the nappe unstable and the nappe will vibrate.
CONCLUSION
The nappe instability was investigated experimentally as a function of flow rate and weir crest shape as well as differential pressure between the trapped region and the ambient air, nappe trajectory profile, velocities profiles, Weber number, nappe projection angle, and the impact angle. There are two types of vibration causes for confined nappes: (a) increasing-pressure increasing-volume and (b) decreasing-pressure decreasing-volume. The later one has relatively harder oscillation behavior. It was found that the increase or the decrease in the pressure of the trapped air was the main reason for the nappe instability of confined nappe. The reduction or increase in the pressure is due to air bubbles exchange between the trapped and the ambient region. The impact angle has a significant effect on the nappe instability because it determines the direction of travel air bubbles. Nappe instability appears to be relatively independent of the Weber number and the nappe velocities profile. Also, the nappe instability varies strongly on crest shape. The REC crest was the most unstable crest at lower discharges, followed by the QRU. The QRU crest was the most unstable crest at higher discharges followed by the REC crest. The HR crest and the QRD crests produced the most stable nappe at lower discharges. But at higher discharges, the HR crest produced unstable nappe. The QRD has the most stable nappe regardless of the flow rates. In general, if the flow leaving the crest is more horizontal, the nappe is more unstable. It can be concluded that the nappe is stable for unit discharge between 20 × 10−3 and 24 × 10−3m2/s regardless weir crest shape and the stable projection angle is −17° (for REC and QRU weirs) and −35° (for HR and QRD weirs). The stable projection angles mentioned previously are specific for the tested weir elevation.
ACKNOWLEDGEMENTS
Funding for this study was provided by the State of Utah and the Utah Water Research Laboratory.
DATA AVAILABILITY STATEMENT
All relevant data are included in the paper or its Supplementary Information.
CONFLICT OF INTEREST
The authors declare there is no conflict.